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Logan Wright | 2023- ♢ - Page 9 of 18 + Page 9 of 19 diff --git a/columns.xml b/columns.xml index 0fa98505..0893eef2 100644 --- a/columns.xml +++ b/columns.xml @@ -1,4 +1,4 @@ -Jekyll2023-12-16T09:07:36+08:00https://agorahub.github.io/pen0/columns.xmlThe Republic of Agora | ColumnsUNITE THE PUBLIC ♢ VOL.35 © MMXXIII關於靈魂的七個層級2023-11-09T12:00:00+08:002023-11-09T12:00:00+08:00https://agorahub.github.io/pen0/columns/about-the-seven-levels-of-the-soul<p>近幾年我開始對靈魂學感到興趣。</p> +Jekyll2023-12-18T13:19:47+08:00https://agorahub.github.io/pen0/columns.xmlThe Republic of Agora | ColumnsUNITE THE PUBLIC ♢ VOL.35 © MMXXIII關於靈魂的七個層級2023-11-09T12:00:00+08:002023-11-09T12:00:00+08:00https://agorahub.github.io/pen0/columns/about-the-seven-levels-of-the-soul<p>近幾年我開始對靈魂學感到興趣。</p> <!--more--> diff --git a/feed.xml b/feed.xml index aac028e3..f2859269 100644 --- a/feed.xml +++ b/feed.xml @@ -1 +1 @@ -Jekyll2023-12-16T09:07:36+08:00https://agorahub.github.io/pen0/feed.xmlThe Republic of AgoraUNITE THE PUBLIC ♢ VOL.35 © MMXXIII \ No newline at end of file +Jekyll2023-12-18T13:19:47+08:00https://agorahub.github.io/pen0/feed.xmlThe Republic of AgoraUNITE THE PUBLIC ♢ VOL.35 © MMXXIII \ No newline at end of file diff --git a/heros.xml b/heros.xml index ba077215..ba5ebf13 100644 --- a/heros.xml +++ b/heros.xml @@ -1,4 +1,4 @@ -Jekyll2023-12-16T09:07:36+08:00https://agorahub.github.io/pen0/heros.xmlThe Republic of Agora | HerosUNITE THE PUBLIC ♢ VOL.35 © MMXXIII左翼政治的马氏难题2023-10-19T12:00:00+08:002023-10-19T12:00:00+08:00https://agorahub.github.io/pen0/heros/Anonymous-a1_l-the-machiavellian-dilemma-of-left-wing-politics<p>廿世纪中叶处于冷战风口浪尖的法国,对苏立场成为当时知识分子的分界线。</p> +Jekyll2023-12-18T13:19:47+08:00https://agorahub.github.io/pen0/heros.xmlThe Republic of Agora | HerosUNITE THE PUBLIC ♢ VOL.35 © MMXXIII左翼政治的马氏难题2023-10-19T12:00:00+08:002023-10-19T12:00:00+08:00https://agorahub.github.io/pen0/heros/Anonymous-a1_l-the-machiavellian-dilemma-of-left-wing-politics<p>廿世纪中叶处于冷战风口浪尖的法国,对苏立场成为当时知识分子的分界线。</p> <!--more--> diff --git a/hkers.xml b/hkers.xml index 8b75374e..3db717f9 100644 --- a/hkers.xml +++ b/hkers.xml @@ -1,4 +1,420 @@ -Jekyll2023-12-16T09:07:36+08:00https://agorahub.github.io/pen0/hkers.xmlThe Republic of Agora | HkersUNITE THE PUBLIC ♢ VOL.35 © MMXXIII【初選47人案・審訊第 117 日】2023-11-30T12:00:00+08:002023-11-30T12:00:00+08:00https://agorahub.github.io/pen0/hkers/trial-of-hk-democrat-primary-elections-day-117<ul> +Jekyll2023-12-18T13:19:47+08:00https://agorahub.github.io/pen0/hkers.xmlThe Republic of Agora | HkersUNITE THE PUBLIC ♢ VOL.35 © MMXXIIIFrom The Ground Up2023-12-11T12:00:00+08:002023-12-11T12:00:00+08:00https://agorahub.github.io/pen0/hkers/from-the-ground-up<p><em>Experts examine two aspects of Ukraine’s agricultural recovery that are critical to increasing its food production and exports: demining farmland and restoring farmers’ access to fertilizers.</em></p> + +<excerpt /> + +<h3 id="introduction">Introduction</h3> + +<p>In the two decades leading up to Russia’s February 2022 invasion, Ukraine had become a major producer and exporter of numerous agricultural commodities. In the 2020–2021 harvest season — the last season unaffected by Russia’s full-scale invasion — Ukraine was the fifth-largest exporter of wheat, honey, and walnuts worldwide; the third-largest exporter of maize, barley, and rapeseed; and the world’s top exporter of sunflower oil, sunflower meal, and millet.</p> + +<p>Due to Russia’s intentional attacks on all aspects of Ukraine’s agriculture sector, and collateral damage from hostilities, Ukraine’s production and exports are diminished today from prewar levels. As of June 2023, the Kyiv School of Economics estimated that Ukraine’s agriculture sector had incurred $8.7 billion in direct damages to agricultural machinery, equipment, and storage facilities, as well as from stolen or damaged agricultural inputs, such as fertilizers and seeds, and outputs, such as crops and livestock. The sector’s $40.3 billion losses represent farmers’ diminished incomes due to foregone production, lower selling prices for products, and higher operational costs across all stages of the agri-food value chain.</p> + +<p>The Ukraine Rapid Damage and Needs Assessment, published in February 2023 by the World Bank in partnership with Kyiv School of Economics, the Ukrainian government, the European Union, and the United Nations, provides the most thorough evaluation of the war’s consequences for Ukraine and the investments required to ensure its future prosperity. However, the continuous and comprehensive nature of Russia’s assault complicates any estimate of damage and needs. Following the report’s publication, further losses and damages resulted from Russia’s withdrawal from the Black Sea Grain Initiative in July 2023 and its immediate intensification of attacks on agricultural export infrastructure along Ukraine’s Black Sea and Danube River coasts. Between July and October, 17 separate attacks on Ukraine’s ports, grain facilities, and civilian ships destroyed 300,000 metric tons of grain and further reduced the country’s export potential.</p> + +<p>This destruction has resulted in a further downward spiral in Ukraine’s agricultural economy. Limited export routes have raised transportation costs and reduced the volume of goods farmers can sell, decreasing farmers’ incomes and eliminating profitability. While incomes have fallen, the costs of agricultural inputs have risen, and damage to farms and equipment imposes additional, heavy costs on farmers. As a result, many farmers are curtailing their activities and reducing the size of their harvests. And despite the Ukrainian government’s efforts to insulate agricultural workers from the draft, active war has drawn farmers to the battlefield, reducing the size of Ukraine’s agricultural labor force.</p> + +<p>In aggregate, this has significantly decreased Ukraine’s agricultural production and exports.</p> + +<p><img src="https://i.imgur.com/czTj1Z5.png" alt="image01" /></p> + +<p>Still, in 2022, Ukraine managed to remain among the world’s top producers and exporters of corn, wheat, sunflower oil and seeds, and soybeans, due to the determination of Ukraine’s agricultural labor force, the commitment of Ukraine’s government, and support from numerous other partners, including governments, multilateral organizations, nongovernmental organizations (NGOs), and research institutes. According to Kyiv School of Economics president Tymofiy Milovanov, efforts to rebuild Ukraine’s agricultural sector should continue even as conflict continues because it is unlikely there will be a “clear end to the war.” Ukrainian president Volodymyr Zelensky established the National Council for the Recovery of Ukraine from the War just two months after the full-scale invasion began, and the council continues to develop the Ukraine Recovery Plan in partnership with Ukrainian civil society institutions, partner governments, and international organizations and companies. The overarching goal of this work is not just to reconstruct Ukraine, but to build on the country’s reforms in recent years and transform Ukraine’s economy for the future.</p> + +<p>The importance of investing in Ukraine’s agricultural sector is threefold: to bolster Ukraine’s economy in wartime, to restore its capacity as a major global food supplier, and to strengthen its position as a bulwark to Russia’s influence through its own agricultural exports. Rebuilding and transforming Ukraine’s agriculture sector will require coordinated investments in its soil, labor force, agricultural institutions, and infrastructure. Adequate and low-cost routes must be secured for Ukraine’s agricultural exports; damaged farm, storage, transportation, and port infrastructure must be rebuilt; destroyed and stolen equipment and goods must be replaced; farmlands must be demined, tested, and restored; farmers’ access to seeds, fertilizers and other agricultural inputs much be secured; and farmers’ needs for additional financing and training to continue agricultural activity must be met. Investments to address immediate needs and obstacles are ongoing, but even more immense challenges will require international attention in the coming decades, including demining waterways, namely the Black and Azov Seas, modernizing the country’s irrigation infrastructure, and addressing the repercussions of the Kakhovka dam collapse on surrounding ecosystems and agricultural livelihoods. This work will take place in the context of Ukraine’s 2024 farmland market reform and the country’s candidacy for membership in the European Union, which will necessitate further reforms to Ukraine’s agriculture sector.</p> + +<p>This white paper focuses on two aspects of Ukraine’s agricultural reconstruction that are crucial to supporting transformation throughout the sector: demining Ukraine’s farmland and improving access to fertilizers in Ukraine. The information and insights included herein are the result of CSIS research, with input from numerous experts in Ukraine, Europe, and the United States. Information and policy recommendations regarding rebuilding other aspects of Ukraine’s agriculture sector can be found in other CSIS publications and will be the focus of future scholarship.</p> + +<h3 id="demining">Demining</h3> + +<h4 id="the-scale-and-nature-of-landmine-use">The Scale and Nature of Landmine Use</h4> + +<p>Since Russia invaded Ukraine in February 2022, a significant proportion of combat has been waged across farmland in Ukraine’s rural areas, compromising Ukraine’s agricultural economy. The nature of the war’s impacts on Ukraine’s farmland varies by locale. War-related damage to Ukraine’s farmland includes craters and other physical destruction from munitions attacks; possible chemical contamination from munitions, fuel spills, shell remnants, and human remains; and depressions from armed vehicle tracks. According to the commander-in-chief of Ukraine’s Armed Forces, Valeriy Zaluzhnyi, Russian troops were firing between 40,000 and 60,000 shells at Ukrainian positions every day as of August 2022. Up to 20 percent of ammunition fired does not detonate, and Russian troops regularly place landmines in fields and forests. Among threats to Ukraine’s farmland, unexploded ordnance and the extensive placement of landmines remain widespread concerns.</p> + +<p>A Reuters investigation into landmine use in Ukraine revealed “landmine contamination so vast it is most likely unprecedented in the 21st century,” with emplaced landmines numbering in the hundreds of thousands. By mid-2023, Ukraine had become the most mined country in the world, surpassing Afghanistan, Syria, Cambodia, and other countries in which landmines are a common feature of warfare. According to Ukraine’s Ministry of Internal Affairs, about 30 percent of Ukraine’s lands, or approximately 174,000 square kilometers (67,000 square miles), has been exposed to conflict and will require surveying and, if necessary, demining. According to Interfax, a further 13,500 square kilometers (over 5,200 square miles) of the Black Sea, Azov Sea, and Ukraine’s rivers and other inland bodies of water are potentially contaminated with landmines. Likewise, according to Human Rights Watch, the scale of landmine use in Ukraine has resulted in a “large, dispersed, and complex level of contamination that will threaten Ukrainian civilians and hinder recovery efforts for years to come.” One deminer (or “sapper”) is able to clear between 15 and 25 square meters per day, and given the current rate of progress, some estimate that complete demining of Ukrainian territory could take decades or even centuries.</p> + +<p>Antipersonnel mines and anti-vehicle mines have been used in the ongoing war, with at least 13 types of mines identified in Ukraine to date, according to Human Rights Watch, which are located in at least 11 regions across central and eastern Ukraine (see [map]). The preponderance of landmines in Ukraine have been emplaced by Russia, which is not a signatory to the 1997 Convention on the Prohibition of the Use, Stockpiling, Production and Transfer of Anti-Personnel Mines and on their Destruction (Mine Ban Treaty). Human Rights Watch has even identified in Ukraine several previously unseen Russian landmines produced as late as 2021, including antipersonnel mines. Though Ukraine is a signatory to the Mine Ban Treaty, Ukraine has used antipersonnel mines in at least one location since Russia’s invasion, according to Human Rights Watch.</p> + +<p>Landmines used in the war have been hand-emplaced, mechanically laid, scattered by truck-mounted projectors, and delivered by rocket. They include small, plastic-cased PFM-1 antipersonnel mines, which can be easily mistaken for harmless objects and overlooked by metal detectors; POM-3 anti-personnel mines, which can be scattered by air and detonated with mere vibrations, such as nearby footsteps; metal- and plastic-encased anti-vehicle mines, which can be buried in shallow holes and penetrate vehicles’ under-armor upon detonation; and PARM anti-vehicle mines, which can be placed above ground and fire a projectile into their target. Russian forces are also employing “Zemledelie” systems, which can remotely lay mines in areas as large as several football fields in short periods of time, creating minefields of varying complexities across Ukraine. The “Zemledelie” system, Russian for “agriculture,” was developed by the Russian company Rostec and was first observed in use in March 2022.</p> + +<p>Both the extent of Russia’s mine placements and the use of mining technology innovations within Ukraine have resulted in mine contamination of enormous complexity, scale, and lethality. As of September 2023, 246 civilians (including 13 children) had been killed by explosive devices, and 521 civilians (including 53 children) had been injured across Ukraine.</p> + +<p><img src="https://i.imgur.com/bGsCnWd.png" alt="image02" /></p> + +<h3 id="ukrainian-government-efforts">Ukrainian Government Efforts</h3> + +<p>While the war continues, the Ukrainian government’s assistance for demining efforts continues to evolve. The Ukrainian government was already supporting demining efforts in Ukraine when Russia invaded in February 2022; previously occupied areas of Luhansk and Donetsk had been subject to demining efforts since 2015, following Russia’s 2014 invasion. In November 2021, the Ukrainian government announced the creation of the National Mine Action Authority, an interagency group led by Ukraine’s Ministry of Defence that is responsible for the development of national policy and plans for demining as well as coordination of all actors involved in demining.</p> + +<p>Among Ukraine’s mined territory is a significant proportion of Ukraine’s farmland. The precise proportion of Ukraine’s farmland that has been contaminated by landmines is impossible to determine while hostilities continue. Estimates of Ukraine’s farmland exposed to landmines range from 470,000 hectares (or 1,814 square miles), according to Ukraine’s Ministry of Defense and Ministry of Agrarian Policy and Food, to 2.5 million hectares (or 9,652 square miles), according to Ukraine’s first deputy minister of agrarian policy and food. GLOBSEC estimates that 5 million hectares (or 19,305 square miles, approximately 15.2 percent) of Ukraine’s farmland are unsuitable for use due to landmines, contamination with explosive ordnance, and exposure to armed hostilities.</p> + +<p>In March 2023, Ukraine’s Ministry of Defence announced the creation of an Action Plan for Demining Agricultural Land to facilitate spring sowing and fall harvesting of crops in 2023 and after. The Ministry of Defence is responsible for ensuring implementation of the plan and coordination among Ukrainian and international partners. To expedite humanitarian demining nationwide, the Ukrainian government announced the formation of the Interagency Working Group on Humanitarian Demining in June 2023, chaired by the Ministry of Economy, and the working group held its first meeting in September 2023, emphasizing the importance of creating a mine action strategy for Ukraine. Later in September 2023, Ukrainian prime minister Denis Shmyhal convened the first Demine Ukraine Forum among Ukrainian government representatives and international partners.</p> + +<h3 id="humanitarian-demining">Humanitarian Demining</h3> + +<p>The ultimate purpose of mine removal dictates the level of investment — of time and funding — in demining efforts. Swiftly clearing an area of mines in the course of combat or immediately thereafter is called military, combat, or operational demining. Operational demining is conducted by special military units or other emergency services and is intended to clear a path for the safe advance or retreat of troops. Though it may quickly return access to roads, residential buildings, or other areas of common use, it does not necessarily guarantee the safety of these areas.</p> + +<p>Humanitarian demining, by contrast, aims to “clear land so that civilians can return to their homes and their everyday routines without the threat of explosive hazards,” according to the UN Mine Action Service (UNMAS). Humanitarian demining involves numerous, resource-intensive steps, all of which are required to guarantee that an area has been thoroughly searched and cleared of explosives and is safe for use. Steps required for humanitarian demining include a non-technical survey of land, involving interviewing communities and reviewing records of conflicts; a technical survey, involving the use of equipment or animals to determine the boundaries of minefields; mine removal, most commonly through mine detonation; and certification that mine removal is complete and land is safe for use.</p> + +<p>According to Ukraine’s Ministry of Defence, humanitarian demining in Ukraine is presently carried out by 18 certified mine action operator organizations, including NGOs (e.g., the Danish Refugee Council, HALO Trust, the Swiss Foundation for Mine Action, the Norwegian People’s Aid, and DanChurchAid), companies (e.g., Demining Solutions, GK Group, and TetraTech), and Ukrainian entities (e.g., the Ukrainian Sappers Association, Ukrspecexport, and Ukroboronservice). Entities that wish to contribute to Ukraine’s demining efforts must complete a complex certification procedure before working as demining operators in Ukraine. In recognition of the need to expedite and streamline the certification process for demining operators, the State Emergency Service’s Interregional Center for Humanitarian Demining launched an online portal for interested organizations to apply for certification and keep apprised of the application’s status. After obtaining certification to demine its own farmland across Ukraine, the Ukrainian company Nibulon has recognized the use of its expertise across Ukraine’s farmland broadly and will offer its services to farmers and to the state. As of September 2023, 30 additional organizations are awaiting certification, including 18 governmental operators from Ukraine’s State Emergency Service, State Transport Special Service, and armed forces.</p> + +<p>At present, the Ukrainian government does not fund humanitarian demining services, so most farmers must pay for demining services themselves. At the Demine Ukraine Forum, Minister of Economy Yulia Svyrydenko noted that Ukraine’s 2024 budget would include UAH 2.0 billion ($54.7 million) to partially compensate farmers for demining services. Minister Svyrydenko also announced the establishment of the Prozorro demining market, through which farmers are expected to select certified deminers. The Ukrainian government will compensate farmers for half the cost of demining through the Prozorro system, and the Ukrainian government is considering the best way to compensate farmers for demining costs borne before 2024. Ukraine’s state bank, “Ukragasbank,” has also launched a soft lending program to fund the demining of farmland within the framework of the “Affordable Loans at 5-7-9 percent” program, improving farmers’ access to demining financing and incentivizing farmers’ use of legal, certified demining operators.</p> + +<h3 id="progress-demining-ukraines-agricultural-land">Progress Demining Ukraine’s Agricultural Land</h3> + +<p>Under the Ministry of Defence’s Action Plan for Demining Agricultural Land, the Ukrainian government specified 470,000 hectares of agricultural land in nine regions of Ukraine that would need to be surveyed and, if necessary, demined. These regions are where “the problem of contamination is most urgent and the clearing of agricultural land is most feasible,” according to Ukraine’s Ministry of Defence. In addition to the National Mine Action Authority, coordinated by the Ministry of Defence, Ukraine’s Interagency Working Group on Humanitarian Demining, coordinated by the Ministry of Economy, also supports humanitarian demining across Ukraine. In a press release from the Ministry of Economy in June 2023, the Ukrainian government noted that the Ministry of Agrarian Policy and Food would update the identification of territories that would need to be demined. According to the Ministry of Economy, 100,000 of the 470,000 hectares specified in the action plan had been cleared by June, and by the end of 2023, up to 165,000 hectares of land could be cleared for agricultural use.</p> + +<p>The Ukrainian government has continued to publicize progress under the action plan. By September 2023, the Ukrainian government had surveyed 188,600 hectares of agricultural land under the plan, of which over 124,000 hectares will require clearance, including through humanitarian demining. By October 2023, the Ukrainian government had surveyed more than 225,000 hectares of agricultural land identified in the action plan and had returned 170,000 hectares to economic use. In addition to these periodic updates, the State Emergency Service of Ukraine publishes daily updates regarding its progress demining Ukrainian territories through a portal that is only accessible within Ukraine. Between the beginning of the invasion and November 14, 2023, 454,827 explosive objects and 2,892 kilograms of explosive substance have been defused, including 3,124 aerial bombs. Ukraine’s Ministry of Defence has also partnered with the Geneva International Centre for Humanitarian Demining to maintain an interactive map of mine contamination across Ukraine.</p> + +<h3 id="ukraines-needs-and-international-support">Ukraine’s Needs and International Support</h3> + +<p>Despite recent progress, the demining needs of the Ukrainian government remain staggering. As of February 2023, the cost of clearance of explosive ordnance across Ukraine was estimated at $37.6 billion, according to the Ukraine Rapid Damage and Needs Assessment produced by the Kyiv School of Economics, the World Bank, the Ukrainian government, the European Union, and the United Nations. This estimate represents the significant investments needed in equipment, training, and salaries, including to expand the strategic planning and operational capacities of Ukraine’s demining forces.</p> + +<p>Numerous countries, multilateral organizations, and NGOs have provided financial and other support for demining in Ukraine, including for the demining of agricultural land. In June 2023, the UN Food and Agriculture Organization (FAO) and the UN World Food Programme (WFP) announced a joint plan to clear landmines and other explosive remnants of war from agricultural land, in collaboration with the Fondation Suisse de Déminage and with support from the UN Ukraine Humanitarian Fund and private donors. In July 2023, the Ukrainian government announced that numerous partners — including the United States, the European Union, Japan, Germany, the United Kingdom, Norway, Sweden, Italy, Lithuania, the Netherlands, Denmark, Canada, Austria, Switzerland, South Korea, and the Howard Buffett Foundation — together had pledged $244 million for humanitarian demining clearance. In July 2023, South Korea pledged to provide demining equipment to Ukraine, and Japan has similarly offered technical assistance in 2023. In September 2023, the U.S. Department of State announced $90.5 million in humanitarian demining assistance to Ukraine, in addition to the $47.6 million the State Department had announced in September 2022 for a similar purpose. Croatia hosted the first International Donors’ Conference on Humanitarian Demining in Ukraine in October 2023, attracting representatives from more than 40 countries, and Switzerland, which announced over €100 million (approximately $107 million) for humanitarian demining in Ukraine in October 2023, will host the Second International Donors’ Conference on Humanitarian Demining in Ukraine in 2024.</p> + +<h3 id="the-reality-for-farmers">The Reality for Farmers</h3> + +<p><img src="https://i.imgur.com/Tmi3T4H.jpg" alt="image03" /> +<em>▲ A farmer and a member of a demining team of the State Emergency Service of Ukraine carry an unexploded missile near the village of Hryhorivka, Zaporizhzhia region, on May 5, 2022.</em></p> + +<p>Despite the Ukrainian government’s recent progress on its Action Plan for Demining Agricultural Land and considerable support from international partners, many farmers face difficulties accessing humanitarian demining services. One licensed company, for example, is reported to have offered demining services to farmers for $200 per acre of farmland. Because the war has reduced harvests and incomes, and increased the costs of inputs, most farmers are unable to afford such prices. Furthermore, Ukraine’s byzantine bureaucracy can lead to long wait times for demining services. Duplication of services across ministries and the constant evolution of priorities and plans can lead to bottlenecks, which the Ukrainian government admits and is seeking to redress.</p> + +<p>In the meantime, some farmers are resorting to conducting demining activities themselves. As one farmer reported to Foreign Policy, “At first we waited for the state to demine our fields. Then we understood it wouldn’t happen, so we decided to do it ourselves.” Three of this farmer’s employees scanned his farmland with handheld metal detectors, marking potential mines with flags. Another farmer operates a remote-controlled tractor, outfitted with panels stripped from Russian tanks, to scan his fields for landmines. One farmer in Kharkhiv explained the situation to local Ukrainian media (authors’ translation):</p> + +<blockquote> + <p>Out of 3,000 hectares, I have 1,000 hectares mined. I left the application for demining immediately after the de-occupation. The emergency department says that they will not clear the mines in the near future because they do not have time. We are now communicating with the neighboring farms to clear the fields [ourselves]. The situation with the neighbors is still worse, all their lands are “seeded” with explosives. We will look for a way out on our own, because today it is cheaper to buy a field than to demine it. We are considering the possibility of buying a drone that looks for mines or renting a special car. Otherwise, life will not return to our villages. . . . I need to clear the fields and sow crops this year.</p> +</blockquote> + +<p>In this context, many farmers opt to use the services of uncertified or “dark deminers,” who charge prices lower than certified deminers but who cannot guarantee that land they survey is clear of mines and safe for use. Among farmers who use dark demining services, accidents are reportedly common.</p> + +<p>And among farmers in regions exposed to conflict, not only the presence but the fear of landmines can keep farmers from working their land, according to CSIS interviews. Kyiv School of Economics president Timofiy Milovanov characterized the current situation as two systems of demining at tension within Ukraine: the “legacy” system, whose adherence to international mine action standards renders it slow and expensive but best able to guarantee the safe clearance of lands, and the alternative system made up of Ukrainians that “have to work . . . [and] protect their children,” who “innovate right now, whether it’s certified or not.” Such demining “innovations” are borne from farmers’ need to continue agricultural activity for their livelihoods, but the risks of uncertified demining are severe. A farmer in Kherson who opted against planting in the face of mine contamination told Reuters, “I have no moral right to send workers to fields as it is dangerous for life.” CSIS interviews revealed the same tension between these two systems, with some Ukrainian entities advocating for equipping farmers with demining machines to expediate the process, and others insisting that farmers are not professional deminers and their participation in the process would risk lives and complicate the government’s coordination and planning.</p> + +<p>The U.S. Department of Agriculture (USDA) reports that while overall production and export levels have fallen since Russia’s invasion, agricultural yields per acre have risen compared to last season for Ukraine’s major commodities, although the USDA estimates include crop production in Crimea and occupied territories, where Russia reaps the benefits of favorable harvests. For wheat, for example, yields are estimated at a 4.5 tons per hectare, up 17 percent from 2022 and 13 percent from the five-year average. This suggests that production losses are due primarily to reduced planting: the USDA estimates that harvested area has fallen 26 percent from the five-year average. In fact, farmland exposed to hostilities since February 2022 has left an impact visible from space, according to NASA’s Harvest program, which estimates that up to 2.8 million hectares (or over 10,800 square miles) of Ukraine’s agricultural land have been abandoned as a result of the war.</p> + +<h3 id="unique-considerations-for-agricultural-land">Unique Considerations for Agricultural Land</h3> + +<p>The presence, or even the fear, of landmines on agricultural land has affected farmers’ harvests across Ukraine. At the same time, the process of demining farmland could also depress agricultural yields, as some farmers may experience long-term impacts once their land has been demined. A report from the NGO Mine Action Review, with funding from the Norwegian, Canadian, and Swiss governments, details the numerous destructive effects of demining on soil. The most common machinery employed in demining is equipped with flails, tillers, and rollers, which can disrupt soil structure, accelerate soil erosion, and disrupt water, carbon, and nutrient cycles. While the most expedient and safest method of landmine disposal is through remote detonation, detonation generates a crater that displaces topsoil while compacting subsoil into the crater. Finally, the detonation of landmines can release toxic pollutants into soils and waterways, including from explosive substances as well as the breakdown of other munitions components. In Cambodia, for example, researchers found that the content of heavy metals such as arsenic, cadmium, and copper increased by 30 percent in soil in a 1-meter radius of the detonation point.</p> + +<p>Mitigation measures for such effects of landmine detonation are unclear, and data on the environmental impacts of landmine detonation are limited. The extent to which the detonation of landmines could affect soil fertility and water quality in heavily mined territories has not been widely examined or reported. Only one international covenant, the International Mine Actions Standard 07.13, addresses the impacts of demining on agricultural land, stating that national authorities and mine action operators have the responsibility to “ensure that all mine action activities . . . are carried out in accordance with applicable legislation, safely, effectively and efficiently, but also in a way that minimises any adverse impact on people, wildlife, vegetation and other aspects of the environment.” The standard further specifies that mechanical clearance and bulk demolition, or the process of clearing land with machines designed to detonate ordnance, require greater oversight than other clearance methods given that “these processes have the ability to severely impact the environment.”</p> + +<p><img src="https://i.imgur.com/GzdQD2W.jpg" alt="image04" /> +<em>▲ Employees of the State Emergency Service of Ukraine present to media the Ukraines first Armtrac 400 specialized mine clearance vehicle, purchased through the UNITED24 fundraising platform, near Kharkiv, on October 27, 2022, amid the Russian invasion of Ukraine.</em></p> + +<p>Although detonation carries risks for agricultural land, leaving landmines in the ground can also lead to chemical contamination as the munitions age and corrode. The leaching of hazardous chemicals into soil and groundwater can take anywhere from 10 to 90 years, but Ukraine’s farmland may experience pollution from buried ordnances sooner rather than later. Russia has reportedly used Soviet-era landmines against Ukraine, which would corrode faster than landmines produced more recently. Further, the characteristics of Ukraine’s fertile soils that enable plants to thrive also enable the soil to “cling on to a lot of these toxins following the war,” according to soil geomorphologist Joe Hupy.</p> + +<p>Efforts to identify the impacts on agricultural soil and groundwater resulting from exploded ordnance, unexploded ordnance, and landmines have only just begun within Ukraine, and CSIS interviews with in-country experts and operators revealed that more investment, time, and resources are needed before these impacts can be accurately determined. The Ukrainian Researchers Society, FAO, and WFP have partnered to map munition craters, soil pollution, and the presence of “bombturbation,” or incidences of explosives cratering, compacting, displacing, and ejecting hazardous materials into soil. Their preliminary study of contamination in the Kharkiv Oblast using remote sensing and soil sample analysis shows that over 420,000 craters across roughly 655,072 hectares of arable land have resulted in over 1.3 million cubic meters of displaced soil, 4,214 hectares of bombturbated soil, and 28,286 hectares of potentially contaminated soil, with only 1.76 percent of assessed soils found to be contaminated with heavy metals. A CSIS interview with the FAO Ukraine office confirmed this level of contamination is not concerning for the safe consumption of crops, but rather for the potential of reduced agricultural production in the future.</p> + +<p>A collection of researchers across Ukraine, Lithuania, Portugal, and Spain have conducted a similar assessment within the Kharkiv Oblast, also finding that explosions on and within soil have damaged soil structure and released heavy metals into surrounding soils. The researchers note these findings are concluded from a minimal sample size that may not reflect the full extent of the war’s impacts on soils, especially given the limited access to areas of intense combat. These preliminary analyses are a significant step toward understanding the war’s effects on Ukrainian farmland, but offer an incomplete picture of what will be required to restore agricultural soil following the war’s conclusion. The scale of soil analysis required to determine the unique impacts of this war on Ukraine’s black soils will necessitate improved access to in-country soil testing facilities and greater investment in Ukraine’s remote sensing capabilities.</p> + +<h3 id="recommendations">Recommendations</h3> + +<p>In October 2023, Ukraine’s minister of economy acknowledged, “Without demining, we will not be able to fully launch our economy. Mine clearance is therefore the starting point for the recovery of our country and its economy.” Significant progress against the challenge of demining Ukraine’s farmland is clear. At the same time, the scale of landmine contamination across Ukraine’s farmland and the importance of sustained agricultural activity to its economic recovery require unparalleled measures by the Ukrainian government along with support from international partners.</p> + +<p>Following is a description of ongoing best practices and additional steps needed to demine Ukraine’s farmland.</p> + +<ul> + <li> + <p>The Ukrainian government is prioritizing humanitarian demining at the highest levels, including by the leadership of the Ministries of Economy and Defence, as well as by the prime minister.</p> + </li> + <li> + <p>In the course of adapting demining services to the ongoing war, the Ukrainian government recognizes that inefficiencies remain and is attempting to expedite the provision of humanitarian demining services and reduce the cost to Ukraine’s farmers through the recently launched demining market on the Prozorro system and through soft loans to farmers.</p> + </li> + <li> + <p>The Ukrainian government is also tracking the resources needed to demine Ukraine’s farmland, including demining equipment and training for deminers.</p> + </li> + <li> + <p>The Action Plan for Demining Ukraine’s Agricultural Lands aims to synchronize humanitarian demining of Ukraine’s farmland, and the Ukrainian government is attempting to unify all Ukrainian government demining activities under a forthcoming mine action strategy, which the Interagency Working Group on Humanitarian Demining is presently drafting.</p> + </li> + <li> + <p>At the same time, the Ukrainian government should continue to take steps to reduce the prevalence of “dark demining” of Ukraine’s agricultural land and demining by farmers themselves, recognizing risks to the safety of farmers and other civilians.</p> + </li> + <li> + <p>Furthermore, the Ukrainian government is coordinating regularly with international partners to fill gaps and prevent overlaps in services, including through the International Donors’ Conference on Humanitarian Demining in Ukraine.</p> + </li> + <li> + <p>Finally, the Ukrainian government and its partners appear to be aligning activities with UNMAS’s Five Pillars of Mine Action, including mine education, with Minister of Economy Svyrydenko recently emphasizing the need for a “nationwide awareness campaign to educate children from an early age about the dangers of explosive ordnance.”</p> + </li> + <li> + <p>The complete humanitarian demining of Ukraine will require 10,000 sappers, necessitating an additional 7,000 deminers to supplement the 3,000 specialists working across the country today, according to Prime Minister Shmyhal. Funding for deminers’ training and salaries must be increased, with training for one sapper costing up to $6,000.</p> + </li> + <li> + <p>Conducting non-technical surveys prior to other humanitarian demining procedures is the most cost-effective way to confirm the presence of landmine contamination and efficiently release non-contaminated land. In its action plan and national mine action strategy, the Ukrainian government should formalize the release of low- and no-risk land through non-technical surveys before conducting technical surveys in order to release more land for economic use as quickly as possible.</p> + </li> + <li> + <p>In completing non-technical surveys, technical surveys, and mine removal, sappers should have access to advanced demining technologies, including drones, ground-penetrating radar, and satellite imagery analysis enhanced by artificial intelligence, in order to expedite humanitarian demining and increase the safety of deminers.</p> + </li> + <li> + <p>Ukraine should continue to invest in its capacity to manufacture advanced demining equipment locally.</p> + </li> + <li> + <p>In the face of the rapid evolution of Ukrainian government demining processes, the Ukrainian government should continue to clearly communicate the steps farmers must take to access certified demining services and receive compensation for them, including through the newly announced demining market under the Prozorro system.</p> + </li> + <li> + <p>The Ukrainian government and international partners should also attempt to reduce the cost to farmers of humanitarian demining of their agricultural land, recognizing that any costs borne by farmers will detract from investments in agricultural production, resulting in lower farmer incomes, production, and exports nationwide.</p> + </li> + <li> + <p>Given the urgent need for actionable information about the impacts of demining on agricultural land, and the fragility of the ecosystems on which agricultural activity depends, Ukraine’s government and international partners should invest in research on the impacts of demining agricultural land and disseminate best practices for demining Ukraine’s farmland to minimize impacts on soil fertility, water, and agricultural productivity. Such considerations and steps should be codified in plans for demining Ukraine’s farmland today and in the future, for the awareness of Ukrainian and international deminers.</p> + </li> + <li> + <p>The Ukrainian government and partners should also increase the availability of soil testing to ensure the absence of chemical contamination and the safety of crops produced.</p> + </li> +</ul> + +<blockquote> + <p>Humanitarian demining is more than just neutralizing mines or other explosive devices. It is about providing people with the opportunity to return to their homes and live safely. It’s about the recovery of the economy and the restoration of the country, and ultimately, about global food security.</p> +</blockquote> + +<blockquote> + <h4 id="-vitalii-dankevych">— Vitalii Dankevych</h4> +</blockquote> + +<h3 id="fertilizer">Fertilizer</h3> + +<p>Ukraine is endowed with uniquely fertile farmland. Nearly two-thirds of Ukraine’s total arable land is covered in black soils, a highly fertile soil type containing ideal clay content for plant growth and high quantities of organic matter, such as humus, and nutrients, including calcium, nitrogen, phosphates, and potassium. Ukraine’s wealth of fertile soil facilitated its rise as a major global food supplier, even as it applied less fertilizers per hectare compared to neighboring countries.</p> + +<p><img src="https://i.imgur.com/S3ILfmT.jpg" alt="image05" /> +<em>▲ A farmer rides a floater truck spraying fertilizers on a farm in Kyiv on April 19, 2023.</em></p> + +<p>While harvesting crops removes essential nutrients from soils, mineral fertilizers replace these nutrients for subsequent harvests. Ukraine’s major agricultural harvests require application of nitrogen, in the form of ammonia nitrate, urea, anhydrous ammonia, and other forms; phosphorus, in the form of diammonium phosphate, monoammonium phosphate, and other forms; and potassium or potassic fertilizer, in the form of potash. Worldwide, fertilizers have accounted for a large share of agricultural productivity growth over the past century.</p> + +<h3 id="impacts-of-russias-invasion-on-fertilizer-use-in-ukraine">Impacts of Russia’s Invasion on Fertilizer Use in Ukraine</h3> + +<p>Ukraine’s increased agricultural production and exports over the past two decades are largely due to an increase in the use of fertilizers by Ukrainian farmers. Russia’s invasion has disrupted Ukrainian farmers’ ability to purchase and apply fertilizers since 2022. According to the State Statistics Service of Ukraine, Ukrainian farmers applied 27.7 percent less fertilizer in 2022 than 2021, using roughly 20.8 million metric tons of mineral fertilizers in 2022 compared to 28.8 million metric tons in 2021, representing declines in the use of nitrogenous, phosphatic, and potassic fertilizers. Reductions continued into the 2022–2023 season: compared to average rates from 2018 to 2022, a March 2023 survey of 119 agricultural enterprises in Ukraine found that nitrogen application decreased by 16 percent for corn and wheat, 19 percent for sunflower, 21 percent for canola oil crops, and 24 percent for soybeans. A survey conducted by the Ministry of Agrarian Policy and Food shows that access has not improved as the country heads into its third growing season since Russia’s invasion: most Ukrainian farmers will be able to apply only half the fertilizers necessary for the 2024 harvest season, with only 10 percent of respondents fully equipped to meet their crops’ fertilizer needs.</p> + +<p>Insufficient fertilizer use impacts the quality and quantity of current and future harvests. According to the first deputy minister of Ukraine’s Ministry of Agrarian Policy and Food, a decrease in fertilizer application by 30 percent or more can reduce yields by 50 percent. The consequences of reduced fertilizer application can vary from farm to farm, depending on the nutrients applied, the crops cultivated, the season’s soil and climatic conditions, and the practices farmers employ throughout the season. A farm’s history of crop cultivation also determines which nutrients are present in the soil at the time of planting and which nutrients need to be applied for a specific crop’s optimal yield. Excessive application of one or more types of nutrients can likewise impact the quality and quantity of an upcoming harvest. Fertilizer application is not a one-size-fits-all practice, and many agricultural enterprises seeking to reduce any adverse effects of excessive mineral fertilizer application rely on soil testing to tailor the nutrients applied to the specific needs of their soil. As Ukrainian farmers have faced difficulties accessing and affording a range of mineral fertilizers, they have resorted to applying whatever nutrients are available in their own stores or from local suppliers, often not within recommended timeframes, which may have long-term impacts on Ukraine’s soil.</p> + +<h3 id="fertilizer-and-ukraines-agricultural-economy">Fertilizer and Ukraine’s Agricultural Economy</h3> + +<p>Access to fertilizer is necessary for the livelihoods of Ukraine’s farmers and for Ukraine’s agricultural output, two related but distinct facets of Ukraine’s agricultural economy. Across Ukraine, roughly 2.7 million people were engaged in agricultural activity in 2021, comprising 17.3 percent of Ukraine’s total labor force. Access to fertilizers is important to small-scale farmers (farmers cultivating less than 500 hectares), who operate 82.4 percent of Ukraine’s agricultural enterprises, as it is central to the prosperity of their farms. Access to fertilizers is critical for medium- and large-scale producers, who operate the remaining 17.6 percent of Ukraine’s agricultural enterprises and are responsible for the majority of Ukraine’s agricultural exports and export revenues: agricultural enterprises cultivating over 500 hectares of farmland made up nearly 80 percent of Ukraine’s cereal and legume crop production in 2022. Medium- and large-scale enterprises are better able to access and afford fertilizers than small-scale farmers: the 10 percent of agricultural enterprises surveyed by the Ministry of Agrarian Policy and Food that can meet their crops’ fertilizer needs in 2024 are medium- or large-scale operations, with no surveyed small-scale farmers reporting that their fertilizer needs are met for the upcoming season.</p> + +<p><img src="https://i.imgur.com/62OPPqG.png" alt="image06" /></p> + +<p>As fertilizer prices remain high within Ukraine, Ukrainian farmers are adjusting their sowing plans to plant crops whose nutrient requirements they can meet with current fertilizer stores. Ukraine’s Ministry of Agrarian Policy and Food also observes farmers basing their plans on the needs of domestic markets as export routes remain limited, sowing their fields with more peas, barley, millet, and oats relative to prewar harvests. According to the FAO’s January–February 2023 survey, nearly 20 percent of small-scale farmers in Ukraine, defined by the FAO as cultivating 250 hectares or less, had stopped purchasing fertilizers due to high prices. Of the 1,927 agricultural enterprises interviewed by the FAO, 81 percent expressed a need for more fertilizers to continue agricultural activities. Ukrainian farmers, especially small- and medium-sized producers, have resorted to a barter system with input suppliers in which fertilizers are purchased with grains and agricultural products.</p> + +<h3 id="factors-restricting-access-to-fertilizers-in-ukraine">Factors Restricting Access to Fertilizers in Ukraine</h3> + +<p>Ukrainian farmers’ reduced access to fertilizer is due to numerous, concurrent shocks, including global fertilizer price spikes following Russia’s invasion, curtailed nitrogenous fertilizer production within Ukraine, and high logistics costs due to Russia’s obstruction of Ukraine’s primary trade routes.</p> + +<h4 id="global-price-spikes">Global Price Spikes</h4> + +<p>Despite carveouts for food and fertilizer exports, international sanctions on Russian and Belarusian banking, trade, and energy sectors have reduced the two countries’ share of the world’s fertilizer trade, estimated at 18 percent in 2020, triggering global price spikes for all mineral fertilizers. In Ukraine, farmers’ fertilizer stocks helped insulate them from initial fertilizer price spikes, but domestic prices rose by the fall of 2022 after farmers exhausted their fertilizer supplies. The implementation of the Black Sea Grain Initiative in July 2022 expanded agricultural exports, increasing farmers’ working capital — and increasing demand for fertilizers and other agricultural inputs. As farmers prepared for the spring 2023 sowing campaign, fertilizer prices increased. For example, prices for potassium nitrate, or saltpeter, rose from UAH 27,000 (roughly $750) per metric ton to UAH 37,000 (roughly $1,025) per metric ton from July to October 2022. By February 2023, farmers spent UAH 8,000–9,000 (roughly $220–250) for the nitrogenous fertilizers needed to cultivate just one hectare of corn, excluding additional costs for fuel, potassic and phosphatic fertilizers, and other inputs, compared to prewar prices of roughly UAH 6,000 (roughly $165).</p> + +<p>In addition to disruptions in global fertilizer markets, energy price spikes affected global fertilizer prices in the months following Russia’s invasion. Global price spikes for natural gas and coal, key ingredients in the manufacturing of fertilizers, reduced fertilizer production capacity and added further upward pressure on fertilizer prices around the world. Europe’s fertilizer industry was hit especially hard as countries slashed imports of Russian natural gas, coal, and oil. High manufacturing costs forced plants to close across the region, reducing Europe’s overall fertilizer production by approximately 70 percent and its nitrogenous fertilizer production capacity by 50 to 60 percent in 2022. China’s ammonia production also contracted in response to high coal prices following Russia’s invasion. China’s October 2021 restrictions on fertilizer exports kept its 25 percent share of the global trade off global markets until December 2022, which pushed fertilizer prices even higher during the first year of Russia’s full-scale invasion.</p> + +<h4 id="reduced-domestic-production-of-nitrogenous-fertilizers">Reduced Domestic Production of Nitrogenous Fertilizers</h4> + +<p>Prior to Russia’s invasion, Ukraine produced enough nitrogenous fertilizer to meet over 70 percent of domestic demand. In 2021, domestic production exceeded 5.2 million metric tons, while Ukraine imported 1.4 million metric tons of nitrogenous fertilizers. After Russia’s invasion, only two of Ukraine’s five nitrogenous fertilizer factories remained operational, causing domestic production to fall by 78.3 percent to 1.1 million metric tons in 2022, and imports to triple to 4.3 million metric tons. By February 2023, the Cherkasy Azot and Rivneazot factories increased production capacity by 40 percent and 50 percent, respectively, but Ukrainian farmers still saw a shortage of mineral fertilizers, including nitrogenous fertilizers, ahead of the 2023 spring sowing campaign.</p> + +<h4 id="high-logistics-costs-due-to-obstructed-trade-routes">High Logistics Costs due to Obstructed Trade Routes</h4> + +<p>Russia’s blockade of Ukraine’s Black Sea ports obstructed trade routes that were previously responsible for over 90 percent of Ukraine’s agricultural exports and a majority of its fertilizer imports. This sudden lack of access to its primary, high-volume trade routes forced Ukrainian traders and agricultural enterprises to turn to road, rail, and river routes for fertilizer supplies from new sources. According to Ruslan Voytovych, the director and founder of Arus Trade, a fertilizer importer in Ukraine, his company’s shift to road transport routes significantly limited the volume of supplies he could import and raised delivery costs by 60 percent in the months following Russia’s invasion. Taras Ivashchenko, the head of Belor Ukraine, another Ukrainian fertilizer importer, found that the Danube River ports can only handle 30,000 to 40,000 metric tons of fertilizer imports per month, which is “almost nothing” for the Ukrainian market.</p> + +<p><img src="https://i.imgur.com/3gx92PM.jpg" alt="image07" /> +<em>▲ A fisherman walks on the banks of the Danube River near the port of Izmail, southwestern Ukraine, on July 27, 2023.</em></p> + +<h3 id="ukrainian-government-and-international-efforts-to-improve-access-to-fertilizers">Ukrainian Government and International Efforts to Improve Access to Fertilizers</h3> + +<p>Ukraine’s Ministry of Agrarian Policy and Food has supported farmers’ applications for fertilizer aid through the State Agrarian Register and coordinated agricultural aid through this system, while Ukraine’s bilateral and multilateral partners have invested to improve Ukrainian farmers’ access to fertilizers. The U.S. Agency for International Development (USAID) launched the AGRI-Ukraine initiative in July 2022 to help meet the needs of Ukrainian small- and medium-scale farmers for agricultural inputs, financing, improved export logistics and infrastructure, and capacity for drying, storing, and processing harvests. As of July 2023, USAID contributed $350 million, leveraged an additional $250 million from other donors and the private sector, and was seeking to leverage a further $250 million for the initiative. As of the time of publication, AGRI-Ukraine had provided 12,892 small-scale Ukrainian farmers (defined, in this case, as cultivating less than 500 hectares of farmland) with approximately 18,300 tons of complex and nitrogenous fertilizers for the 2023 spring and autumn campaigns. This September, the initiative announced a partnership with South Korea to deliver to Ukrainian farmers $5 million of fertilizers donated by South Korea’s Ministry of Foreign Affairs.</p> + +<p>International agricultural aid packages have largely targeted the small- and medium-sized enterprises otherwise unable to sustain operation in wartime, but assistance also funnels through the Ukrainian government’s “Affordable Loans at 5-7-9 percent” program, which offers low-rate subsidized lending for agricultural enterprises of all sizes. Launched in early 2020, the program provides loans up to UAH 90.0 million (roughly $2.5 million), depending on the loan type and the enterprise’s size and activity. The program has received direct financing from the World Bank through USAID’s AGRI-Ukraine initiative and provided UAH 158.0 billion (nearly $4.4 billion) to agricultural enterprises through 40,509 loan agreements since February 2022. Combined with the FAO’s cash transfers, this assistance has enabled farmers to afford the purchase of fertilizers at elevated prices from in-country suppliers. According to CSIS interviews, Ukraine’s Ministry of Agrarian Policy and Food has encouraged partners to concentrate investments into this soft loan program over procuring and distributing in-kind fertilizer donations, as this financing concurrently empowers farmers to decide which inputs to prioritize purchasing and sustains business for Ukrainian fertilizer suppliers. Farmers in front-line oblasts, however, benefit more from in-kind fertilizer donations, as active conflict disrupts these farmers’ ability to obtain fertilizer on local markets.</p> + +<h3 id="securing-long-term-alternative-fertilizer-suppliers">Securing Long-Term Alternative Fertilizer Suppliers</h3> + +<p><img src="https://i.imgur.com/Kmrg5en.png" alt="image08" /></p> + +<p>Ukraine fertilizer imports were down significantly in 2022 compared to 2021, ranging from a decline of 65 percent for nitrogenous-based fertilizers to over 85 percent decline for potassic fertilizers. Historically, Russia and Belarus supplied fertilizer and fertilizer ingredients to Ukraine. While Ukraine instituted an embargo of Russian fertilizer imports in 2018 due to Russia’s 2014 invasion of Donbas and the Crimea annexation, it was still heavily dependent on Belarusian supplies when Russia’s full-scale invasion began in February 2022. Over 2019–2021, Belarus alone accounted for 71 percent of Ukraine’s potash imports, 58 percent of its urea imports, and 41 percent of its complex fertilizers imports, or fertilizers containing all three nitrogenous, phosphatic, and potassic elements. With Belarusian imports essentially ending with Russia’s full-scale invasion in late February 2022, Ukraine relied on other trade partners such as Poland, Germany, Uzbekistan, and Turkmenistan for its potash imports in 2022. As Ukraine’s trade relationships with two of the world’s largest fertilizers producers are now severed, the government of Ukraine and Ukrainian agricultural enterprises are struggling to identify alternative sources to fill the considerable supply gap left by foregone Russian and Belarusian imports.</p> + +<p>Ukraine faces different challenges accessing nitrogenous, phosphatic, and potassic fertilizers. Even with curtailed domestic production capacity, Ukraine can meet some of its domestic demand for nitrogenous fertilizers, and Ukraine’s trade partners can supply additional nitrogenous fertilizer as well as phosphatic fertilizers. However, securing alternative potash suppliers will remain a challenge for Ukraine’s agricultural enterprises. The global potash market is highly concentrated, with Russia and Belarus accounting for 41 percent of global potash trade in 2020. The world’s top producer of potash is Canada, with 39 percent of global market share, but transporting supplies from Canada to Ukraine would require long and costly freight shipments in addition to overland transport through Europe. This inherently expensive route introduces complex logistical issues and would likely only result in high potash prices on domestic Ukrainian markets if attempted. Kernel, Ukraine’s largest producer and exporter of vegetable oils, procured two vessels of complex fertilizers and potash from Morocco’s OCPGroup and Jordan’s Arab Potash Company in the summer of 2023. However, concerns remain as to whether these potential trade partners could supply enough potash to meet the significant needs of Ukrainian farmers, especially as food producers around the world are anticipating higher demand for potash in the coming decades. To meet domestic needs, Ukraine will likely have to turn to smaller potash producers that are closer to home, such as Germany, Israel, and Jordan.</p> + +<p><img src="https://i.imgur.com/dWMxBc0.png" alt="image09" /></p> + +<h3 id="recommendations-1">Recommendations</h3> + +<p>As the war continues to suppress agricultural production in Ukraine, the Ukrainian government continues to help improve Ukrainian producers’ access to fertilizer, and access to fertilizer remains a priority within support packages from Ukraine’s partners to its agricultural sector. This aid has been essential to maintaining Ukrainian agricultural production since February 2022. Nonetheless, the amount of assistance has been insufficient to meet farmers’ immediate needs, indicating the importance of additional efforts in this regard.</p> + +<p>Following is a description of ongoing best practices and additional steps needed to increase access to fertilizer.</p> + +<ul> + <li> + <p>Improved information about the specific fertilizer needs of Ukraine’s farmland, including through investing in both remote sensing and traditional laboratory soil-testing programs could enable farmers to purchase the right quantity of the right nutrients and inform the government’s projections for domestic fertilizer requirements.</p> + </li> + <li> + <p>Investment in Ukraine’s national infrastructure for geospatial data would enable high-quality, rapid soil analysis that could predict Ukraine’s fertilizer needs with greater accuracy.</p> + </li> + <li> + <p>As international partners such as USAID, the FAO, and others continue to support Ukrainian farmers’ access to fertilizers, improved information sharing regarding the long-term plans for Ukraine’s fertilizer market would help partners align their assistance with the needs of Ukrainian farmers and fertilizer producers.</p> + </li> + <li> + <p>At the same time, Ukraine’s partners should support rebuilding Ukraine’s capacity to produce nitrogenous fertilizers domestically, restoring — or even exceeding — Ukraine’s prewar production capacity, which will require an uninterrupted supply of raw materials, particularly natural gas.</p> + </li> + <li> + <p>As Ukraine rebuilds its capacity to produce fertilizers domestically, the Ukrainian government and partners should continue to calibrate assistance so as not to reduce demand for Ukrainian-produced fertilizers and fertilizers secured by domestic suppliers.</p> + </li> + <li> + <p>Ukraine’s candidacy for membership in the European Union will necessitate further reforms to its agriculture sector and production standards as the European Union aims for climate neutrality by 2050. For instance, aligning with the European Union’s common agricultural policy requires Ukraine certify 3 percent of its total agricultural land as organic by 2030. As Ukraine and its partners work to secure sufficient mineral fertilizer suppliers to fill the gap left by foregone Russian and Belarusian imports, concurrently incentivizing increased use of organic fertilizers would help sustain production and soil fertility, as well as support the country’s path to EU integration.</p> + </li> + <li> + <p>Finally, international partners should support Ukraine’s efforts to secure long-term suppliers of fertilizer, especially potash, to replace foregone inputs from Belarus and Russia.</p> + </li> +</ul> + +<h3 id="conclusion">Conclusion</h3> + +<p>Ukraine’s agriculture sector has been a major front in Russia’s war since Russia launched its full-scale invasion in February 2022. The systematic destruction of Ukraine’s farmland, agricultural equipment and infrastructure, and export capacity has contributed to a global food crisis that continues to affect millions around the world. For Ukraine to strengthen its economy to fend off Russia’s continued assault, restore its role as a major global food supplier, and maintain its counterweight to the influence Russia wields through its own agricultural exports, unprecedented support is necessary to restore Ukraine’s natural resources and transform its agricultural institutions, infrastructure, and labor force.</p> + +<p>As urgent needs — related to agriculture and all sectors affected by the war — occupy the attention of Ukraine and its international partners, they should not lose focus on a resource central to Ukraine’s rise as a global agricultural powerhouse: its black soils. The focus of this report has been the safe and expeditious demining of Ukraine’s farmland and increasing farmers’ access to fertilizer. Essential to both endeavors is soil testing, which could both ensure the safety of agricultural land once it has been cleared of mines and help farmers determine the appropriate types and levels of fertilizer to apply to their land. Rebuilding Ukraine’s agriculture sector from the ground up must involve identifying the optimal set of soil testing methods for Ukraine’s agricultural soils and scaling up a national infrastructure for such testing within Ukraine in the face of numerous, concurrent challenges imposed by Russia’s war.</p> + +<p><img src="https://i.imgur.com/RpyCBPi.jpg" alt="image10" /> +<em>▲ Farmers use combine harvesters to harvest a wheat field near the city of Bila Tserkva on August 4, 2023, in Kyiv Oblast, Ukraine.</em></p> + +<hr /> + +<p><strong>Caitlin Welsh</strong> is the director of the Global Food and Water Security Program at the Center for Strategic and International Studies (CSIS), where she analyzes the drivers and consequences of food and water insecurity around the world, including for U.S. national security. Her specific areas of focus include the impacts of Russia’s war in Ukraine on global food security and nutrition, food insecurity in the U.S. military, and the coherence between U.S. global water security policy and U.S. global food security policy.</p> + +<p><strong>Emma Dodd</strong> is a research associate for the Global Food and Water Security Program at CSIS, where she supports the program’s communication strategy and serves as the point of contact for research relating to the Russia-Ukraine War’s impact on global food security.</p> + +<p><strong>Vitalii Dankevych</strong> is dean of the Faculty of Law, Public Administration and National Security, at Polissia National University in Ukraine and a professor at the Department of International Economic Relations and European Integration.</p> + +<p><strong>Joe Glauber</strong> is a senior research fellow at the International Food Policy Research Institute (IFPRI) and currently serves as interim secretary of the Agricultural Market Information System (AMIS). He is also a visiting scholar at the American Enterprise Institute and a non-resident senior adviser at CSIS.</p> + +<p><strong>Antonina Broyaka</strong> is an extension associate with the Department of Agricultural Economics at Kansas State University.</p>Caitlin Welsh, et al.Experts examine two aspects of Ukraine’s agricultural recovery that are critical to increasing its food production and exports: demining farmland and restoring farmers’ access to fertilizers.【初選47人案・審訊第 118 日】2023-12-04T12:00:00+08:002023-12-04T12:00:00+08:00https://agorahub.github.io/pen0/hkers/trial-of-hk-democrat-primary-elections-day-118<ul> + <li>辯方指「非法手段」應限「武力」相關 官關注普通法原則是否適用《國安法》</li> + <li>何桂藍結案:控方將政治問題變刑事、議員只向選民問責法庭不應干預</li> +</ul> + +<excerpt /> + +<p><img src="https://i.imgur.com/o3zthmf.png" alt="image01" /></p> + +<p>【獨媒報導】47人涉組織及參與民主派初選,被控「串謀顛覆國家政權」罪,16人不認罪,今(4日)踏入審訊第118天。代表李予信的大律師關文渭進行結案陳詞,就被告被控「以威脅使用武力或其他非法手段」顛覆國家政權,關認為根據普通法下的詮釋原則,「非法手段」應只指涉與「實質脅迫與強迫(physical coercion and compulsion)」相關的手段,否則定義會太闊。法官問如有人用電腦病毒攻擊政府系統,是否不涉顛覆罪下的「非法手段」,辯方同意,但指這或涉恐怖活動罪,而即使《國安法》或出現漏洞,也應由立法機關而非法庭去填補。法官亦關注,《國安法》由中央草擬,為何辯方認為普通法原則適用,關引終院案例指《國安法》須與本港法律並行。</p> + +<p>此外,關指李予信無轉發「墨落無悔」聲明、論壇無提否決預算案,而公民黨非本案「共謀者」,控方不能將黨的行為歸咎李。</p> + +<p><img src="https://i.imgur.com/4onBltY.png" alt="image02" /> +▲ 李予信</p> + +<h4 id="辯方應以同類原則詮釋其他非法手段僅涉物理脅迫">辯方:應以「同類原則」詮釋、「其他非法手段」僅涉物理脅迫</h4> + +<p>案件今踏入結案陳詞第3日,控方上周就控罪中的「非法手段」作法律陳詞,指不限於刑事罪行及武力相關行為,議員濫用職權和違反職責也屬非法。代表李予信的大律師關文渭今代表其中13名被告作出回應。</p> + +<p>關文渭表示,就《國安法》第22條顛覆國家政權罪下,「以武力、威脅使用武力或者其他非法手段」犯案的條文,應以「同類原則(ejusdem generis)」(即列出具體事物的前句如跟隨一個概括性字眼,後者所指事物應受前述類別所限)詮釋,當中「以武力、威脅使用武力」均涉「實質脅迫與強迫(physical coercion and compulsion)」,因此「其他非法手段」也應受此類別所限,只涉「實質脅迫與強迫」的相關行為,包括刑事恐嚇及刑事損壞。</p> + +<h4 id="官問用病毒攻擊是否不涉非法手段-辯方同意但指涉恐怖活動">官問用病毒攻擊是否不涉非法手段 辯方同意但指涉恐怖活動</h4> + +<p>關並指,在22條下,如有意圖顛覆,相關手段便是非法。法官李運騰續問,那如某人有意圖顛覆,但手段不涉武力是否便不違法?關指視乎其行為是否涉「物理脅迫與強迫」。</p> + +<p>法官陳慶偉續舉例,若以電腦病毒攻擊政府電腦系統,令行政立法和司法機關無法運作,又或釋放新冠病毒作生化或化學攻擊,也不屬辯方所指的「非法手段」,不會觸犯顛覆國家政權罪?關同意,但指這樣或干犯恐怖活動罪,仍受《國安法》所規限。</p> + +<h4 id="辯方國安法或有漏洞但非法庭責任填補">辯方:《國安法》或有漏洞但非法庭責任填補</h4> + +<p>李運騰續指,但恐怖活動罪旨在保障市民及財產,顛覆罪則保障政治制度,若辯方所言正確,《國安法》或會出現漏洞。關同意,但指法庭的責任不是要填補漏洞,這是立法機關的責任,若法庭這樣做有濫用司法權力的風險。</p> + +<h4 id="辯方條文每字皆有意思不冗贅列武力為限非法手段意思">辯方:條文每字皆有意思不冗贅、列「武力」為限「非法手段」意思</h4> + +<p>關文渭亦不認同控方所指,《國安法》目的是將所有可能危害國安的罪行都刑事化,強調人大常委制訂《國安法》條文的每隻字都有意思,不會以很多字眼表達同一意思;而假如條文針對任何非法手段,則毋須再冗贅地列出「以武力、威脅使用武力」。因此列出相關字眼,是讓人以「同類原則」理解何謂「其他非法手段」,將其意思限制為只涉武力。</p> + +<p>關並指,中國《刑法》無就「顛覆」定義,但「顛覆」一般指推翻政府權力及法律所制訂的制度,而這很少能透過非武力手段達致。而人大常委立法時已列出「嚴重干擾、阻撓、破壞中央或香港特區政權機關依法履行職能」等,擴闊「顛覆」的意思,故條文應同時會包含限制,即只限與武力相關的非法手段,以免意思過闊(over-breadth)。</p> + +<h4 id="官關注普通法原則或不適用國安法-辯方須與本港法律並行">官關注普通法原則或不適用《國安法》 辯方:須與本港法律並行</h4> + +<p>陳慶偉續問,「同類原則」乃普通法詮釋原則,但《國安法》是由「北方」(中央)草擬(drafted up in the North),為何辯方認為會適用?關引終審法院就呂世瑜案的判詞,指《國安法》須與本港法律並行(work in tandem)。李運騰指,該判詞亦指詮釋《國安法》時應考慮與維護國安有關的全國性法律,惟關回應相關法例非常簡短,無列明任何手段或是否涉武力,因此《國安法》22條特別提到「以武力、威脅使用武力」的非法手段就很能反映問題(very telling)。</p> + +<p>陳慶偉續指,《國安法》第一條提及《國安法》立法目的,或隱含「同類原則」不適用(implied exclusion)。關同意《國安法》是因2019年社會事件而訂立,但引人大常委副委員長王晨2020年5月22日就《國安法》的講話,提到立法背景是「反中亂港勢力」破壞香港社會秩序,毀損公共設施及癱瘓政府和立法會運作等,而當時在議會內有武力阻礙議會運作,不知道人大常委立法時是否欲針對該些行為。關強調,法庭必須肯定該講話排除「同類原則」的應用,才能指隱含「同類原則」不適用。</p> + +<h4 id="辯方如非法手段可擴至民事過失太闊十分危險">辯方:如非法手段可擴至民事過失太闊、十分危險</h4> + +<p>就「非法手段」的界線,關文渭認為,若民事過失如侵入土地和誹謗也可被視為「非法手段」會十分危險。李運騰問,若該人作出相關行為時有意圖顛覆,「為什麼不可以?」關回應,那便會令條文定義「非常廣闊、太過廣闊(very wide, too wide)」。李運騰則指,《國安法》的嚴苛,某程度上是被控罪須證被告意圖顛覆的條件,而有所減輕。</p> + +<h4 id="辯方被告否決目的為迫政府回應五大訴求基本法無禁止">辯方:被告否決目的為迫政府回應五大訴求、《基本法》無禁止</h4> + +<p>關續指,重點並非「非法手段」是否只限刑事罪行,而是基於預算案內容以外的原因否決是否合法。而控方的主張是議員若考慮預算案以外的原因而否決,便屬不考慮議案內容和優劣的「無差別」否決,屬「非法」。但關指,本案有無法抗拒的證據顯示,被告否決目的是迫政府回應五大訴求。</p> + +<p>法官陳仲衡即問,迫政府回應五大訴求豈不是被告的藉口,因他們知道不可能達到?關指根據各方陳詞,若說被告只是以五大訴求作為掩飾是有悖常理。關續重申,除非法律禁止,否則個人可以做任何事情,而法例沒有列明議員投票時應該或不應該考慮什麼;法例只列明要根據政府提案「審核、通過財政預算」,故如被告審視預算案後發現沒有五大訴求的內容而否決,也不能說他們沒有審視過預算案。</p> + +<p><img src="https://i.imgur.com/qDEQHbM.png" alt="image03" /> +▲ 代表李予信的大律師 關文渭</p> + +<h4 id="辯方李予信或於案發前已退出參與">辯方:李予信或於案發前已退出參與</h4> + +<p>至於就李予信的案情,關文渭指李沒有參與過超級區議會的協調會議,雖有出席3月25日公民黨記者會,但沒有轉發過黨6月簽署「墨落無悔」的帖文。而就李提到否決權的選舉單張,關指是在《國安法》前印發,並於6月30日晚收回,李於《國安法》後短時間已印製沒有提到否決權的新單張。</p> + +<p>就李的選舉論壇筆記提到否決預算案,關文渭指在7月4日、即《國安法》生效後數日的超區選舉論壇上,李從沒有提過否決預算案,大部分其他參與者包括鄺俊宇和涂謹申也沒有提過;而黨友鄭達鴻雖在6月19日街站提到否決預算案,但那是《國安法》前的事,至7月12日的街站無公民黨成員再提過。辯方認為就李是否在案發時間(2020年7月1日)前已退出(withdraw)參與有疑點。</p> + +<p><img src="https://i.imgur.com/dbYYCeY.png" alt="image04" /> +▲ 鄭達鴻(中)</p> + +<h4 id="辯方不應將黨行為歸咎黨員">辯方:不應將黨行為歸咎黨員</h4> + +<p>關續指,除去以上所有證據,控方指控只餘李予信的公民黨黨員身分。惟關引案例強調,單以政治連繫定罪屬危險,公民黨無被指為「共謀者」之一,不能將黨的言行歸咎黨員,而是視乎被告的個別言行。</p> + +<p>就李有份拍攝、楊岳橋提到否決預算案的初選宣傳片段,關稱是於《國安法》前拍攝,由黨所剪輯和發布,只是黨的行為而非李的行為;而李初選落敗後報名港島地區直選,但那從不是組織者協議的目標。關最後指,李的供詞沒有動搖,如法庭認為他所言是正確或可能正確,應讓他脫罪。</p> + +<p>關文渭陳詞完畢後,續由代表何桂藍的大律師 Trevor Beel 進行結案陳詞。</p> + +<p><img src="https://i.imgur.com/27yfFmq.png" alt="image05" /></p> + +<p>【獨媒報導】47人涉組織及參與民主派初選,被控「串謀顛覆國家政權」罪,16人不認罪,今(4日)踏入審訊第118天。所有被告的代表律師完成結案陳詞,正式結束118天的審訊,法官料約3至4個月後裁決,但不能作出保證。</p> + +<p>本案指控被告以「非法手段」無差別否決預算案,意圖顛覆國家政權,控方指濫用議員職權亦屬「非法手段」。代表何桂藍的大律師 Trevor Beel 今陳詞指,《基本法》無規定議員應如何投票和說明何謂濫權,議員只是向選民問責,議員投票不是法律問題、是政治問題,不應由法庭裁定他們有否恰當履行職責。Beel又指,何桂藍早料會被DQ、亦認為35+不可能,故不可能意圖做出她根本知道不可能的事;而何並非要無差別否決,而是望審核預算案,即使政府回應五大訴求但財案有不公她也會反對。Beel 又指,本案整個串謀公開進行,無人相信當時所做是違法;而控方是將政治問題變成刑事罪行問題,本案案情在任何其他普通法管轄區均不會構成顛覆,而是被視為「尋常政治」。</p> + +<h4 id="辯方指顛覆條文模糊23條草案可助理解-官稱不相關">辯方指「顛覆」條文模糊23條草案可助理解 官稱不相關</h4> + +<p>代表李予信的大律師關文渭今早陳詞完畢,最後由代表何桂藍的大律師 Trevor Beel 陳詞。Beel 指,根據《國安法》第22條顛覆國家政權罪,被告必須「以武力、威脅使用武力或者其他非法手段」作出22條下的4項行為,並同時有顛覆國家政權的意圖才能入罪。惟 Beel 指條文模糊(vague),沒有訂明何謂「顛覆」和「非法手段」,提出應以2003年就《基本法》23條立法的草案去理解立法原意,當中顛覆條文包括「推翻中央人民政府」。惟法官李運騰質疑,該條例從無通過,只是本地立法機關的立法原意,但本案要處理的是人大常委的立法原意,兩者截然不同,不認為與案有關。</p> + +<p>Beel 指,《國安法》同樣無列明「國家政權」定義,李運騰提議以內地法律理解,惟 Beel 指內地法律指涉中央政府,但香港不是國家。李運騰續指香港政府也是行使中央所授予的權力,惟 Beel 指無證據顯示被告推翻香港政府。法官陳慶偉續引控方呈交、由清華大學法學院教授王振民等編著的《香港特別行政區維護國家安全法讀本》,指有提到就國家政權的解釋,又指「國家政權的概念是我們所不熟悉(not known to us),是內地法律制度所熟悉」,Beel 無進一步補充。</p> + +<p><img src="https://i.imgur.com/HpKshpd.png" alt="image06" /> +▲ 代表何桂藍的大律師 Trevor Beel</p> + +<h4 id="辯方非法手段應限刑事罪行法例不清晰被告不知投反對會否犯罪">辯方:「非法手段」應限刑事罪行、法例不清晰被告不知投反對會否犯罪</h4> + +<p>就「非法手段」的定義,Beel 同意應以「同類原則」詮釋,而法庭如不接納只限與武力相關,亦應限於刑事罪行,否則便會令法律不清晰,公眾難以分辨何謂合法和非法行為,有違普通法傳統及法治精神。Beel 並指,若說「非法手段」不限於刑事罪行,是「矛盾修辭(oxymoron)」,因控方是指「你可以透過不犯法去犯法(“You can commit a crime by not commiting a crime.”)」;李運騰回應但控方仍須證明被告意圖顛覆國家政權。</p> + +<p>Beel 續解釋,被告達成協議時,應知道其行為將會構成刑事罪行才能入罪。李運騰問,即他們犯案前要獲得一個法律學位?Beel 否認,指對法律無知不是辯解理由,但法律應是公眾可理解。法官遂舉串謀打劫銀行的例子,指被告的參與行為可能是合法,如只是負責「睇水」或擔任司機,但若知道串謀的目的並同意參與便可構成罪行,並問此情況下控方還要證明被告知道打劫銀行是刑事罪行嗎?Beel 指不需要,因被告可從法例知道其行為是刑事罪行。</p> + +<p>李運騰即說,《國安法》於6月30日通過,每人也可以閱讀條文。但 Beel 強調當中就「非法手段」定義不清晰,被告不能知道就預算案投反對票會否構成罪行,強調若法例無明文規定為犯罪行為,法庭不得加以定罪。</p> + +<h4 id="辯方法例無說明何謂濫權議員向選民問責法庭不應干預">辯方:法例無說明何謂濫權、議員向選民問責法庭不應干預</h4> + +<p>而就控罪指被告旨在濫用當選後根據《基本法》第73條受託的職權(包括「根據政府的提案,審核、通過財政預算」),Beel 指條文只是列明立法會而非議員有的權力,且該權力是可用可不用。李運騰即指,議會獲賦予權力不代表可被濫用,但 Beel 反問「什麼是濫用?」,指《基本法》無規定議員在投票時有什麼職責、也沒有說明何謂濫權,控方亦無相關專家或案例支持,質疑是「空洞的論點」;又指這「不是法律問題,是政治問題」,反問「如何就議員有否恰當審核議案立法?審核是什麼意思?要去到什麼程度才足夠?」</p> + +<p>Beel 續引何桂藍證供,指預算案有議員無法審核的部分,如「基本工程基金」和現時已撥款130億的國安開支,議員不是不想審核,而是無法審核。而終審法院就梁國雄案的判詞,指法庭不應干預立法會內部事務,Beel 指議員如何投票沒有法律規定,是立法會內部程序問題,不是法律問題;而議員如何投票最終是向選民問責,不應由法庭裁定議員有否恰當履行職責。</p> + +<p>Beel 又指,控方是將純粹政治議題變成刑事罪行問題,但本案案情在任何其他普通法管轄區並不會構成顛覆罪,而是會被視為尋常政治(normal politics)。法庭在本案應考慮普通法原則,而非政治考慮。</p> + +<h4 id="辯方不應接納被告涉公職人員行為失當無人可迫特首解散立會及下台">辯方:不應接納被告涉公職人員行為失當、無人可迫特首解散立會及下台</h4> + +<p>Beel 亦質疑控方於本案改變立場,由指控被告濫用73條的職權,移向指控沒有效忠《基本法》及香港特區。惟 Beel 強調,效忠香港特區不是效忠香港政府,立法會由人民選出,議員是對人民有義務(beholden),人民是特區的一部分。Beel 亦指控方在共謀者原則的法律爭議時,才首次提出被告《國安法》前或涉「公職人員行為失當」罪,但不被接納,現時將此論點「起死回生」,法庭也不應接納。</p> + +<p>而就本案指控被告否決預算案後導致特首解散立法會及下台,Beel 強調,根據《基本法》,特首有權不解散立法會,即使解散也不會癱瘓政府,因可申請臨時撥款,亦無人可迫特首下台,除非特首提交相同預算案並被否決。而且據基本法起草委員譚耀宗指,《基本法》50至51條機制原意是讓選民決定特首或議會哪方合理,Beel 反問:「如法例容許,又怎會構成阻撓和破壞政府履行職能?」,指否決致特首下台是《基本法》提供的程序,不可能是憲政危機。</p> + +<h4 id="辯方何桂藍早料會被dq不可能意圖做出協議行為">辯方:何桂藍早料會被DQ、不可能意圖做出協議行為</h4> + +<p>就何桂藍的案情,Beel 指沒有足夠證據證明有涉案串謀協議,即使有,何桂藍亦非協議一分子,沒有意圖無差別否決預算案和顛覆國家政權。而何的證供令人耳目一新(refreshing)、誠實、毫無歉意(unapologetic)和直接,沒有提出藉口,其證供可信,望法庭採納。</p> + +<p>Beel 並指,無論是控方證人區諾軒和何桂藍均認為民主派取得35+不可能,何於5月《國安法》訂立後已知她本人會被DQ,不可能當選和行使其權力,其後亦確實如此發生,「她如何能意圖做一些她知道做不到的事?」</p> + +<p>Beel 同意,串謀的不可能並非辯護理由,但舉例如有人在協議謀殺另一人前,已知道那人已死了,則根本不可能意圖殺他、亦不可能串謀罪成;而本案中何亦知道不可能做到涉案行為,亦因此無意圖這樣做,她參選只是想取得高投票率,其串謀罪不應成立。</p> + +<h4 id="辯方何桂藍望審核預算案非無差別否決決定與五大訴求無關">辯方:何桂藍望審核預算案非無差別否決、決定與五大訴求無關</h4> + +<p>而若法庭不接納,Beel 亦提出何桂藍並無參與控方所指控的任何協議,指預算案需經歷兩三個月的審議階段,而何清楚說明若預算案有無法審核的部分,其預設立場便是投反對票,除非政府說服她投贊成;她亦會指出議案問題並提修正案。</p> + +<p>Beel 指,何明顯並非「無差別」否決,其目的是要審核預算案,找出其弊端,而她無直接提倡五大訴求或否決預算案,其立場亦與五大訴求無關,因即使政府回應五大訴求,但預算案有不公她也會投反對。Beel 亦指,何簽署「墨落無悔」只是讓選民看到她敢於運用《基本法》賦予的權力,是個人對聲明的回應,但不是簽署協議。</p> + +<h4 id="辯方何桂藍僅望推動民主化向政府問責無協議無差別否決財案">辯方:何桂藍僅望推動民主化向政府問責、無協議無差別否決財案</h4> + +<p>Beel 最後指,本案串謀與其他任何串謀不同,整個協調過程是公開,無人相信他們當時所做的是違法、也沒有任何要隱瞞,何桂藍亦希望公眾知道事情如何發生,以在投票時作出知情的選擇。而否決預算案的議題一開始只是次要問題(side issue),因所有人都知道他們有權對預算案投下反對票;只是在得悉提到否決或會被DQ時才開始關注,但人們當時也非關注會干犯刑事罪行,因如何桂藍所說,她從無想過「撳個反對掣」也會被捕。</p> + +<p>Beel 續指,本案純粹關乎被告對政府的挑戰,就如譚耀宗及時任中聯辦主任駱惠寧都提過民主派若立會過半,是中央所不容許,2020年選舉制度「完善」後直選議席亦大幅減少,控方是將政治問題變成成刑事罪行問題。Beel 指,何桂藍議程清晰,就是推動民主化,尋求將功能失常的立法會改革,以向政府問責,但從無協議無差別否決預算案。即使法庭認為有,Beel 亦重申無法律規定如何投票、不認為無差別否決是違法,議員只是向其選民問責,應判何桂藍無罪。</p> + +<h4 id="官約3至4個月後裁決-但不能保證">官:約3至4個月後裁決 但不能保證</h4> + +<p>Beel 陳詞完畢後,所有辯方律師均完成陳詞,正式完結由今年2月6日開審、長達118天的審訊。法官陳慶偉表示,與另外兩名法官其後都要審理其他案件,不清楚需時多久作出裁決,但會盡快處理,料需約3至4個月,但強調不能作出保證,一有裁決會盡快通知各方。</p> + +<p>大律師關文渭另為保釋被告申請撤銷宵禁令,控方反對,法官最終批准所有被告撤宵禁令。散庭時,各被告與旁聽人士揮手道別。</p> + +<p>本案不認罪的16人,包括鄭達鴻、楊雪盈、彭卓棋、何啟明、劉偉聰、黃碧雲、施德來、何桂藍、陳志全、鄒家成、林卓廷、梁國雄、柯耀林、李予信、余慧明及吳政亨。其中何桂藍、鄒家成、林卓廷、梁國雄、余慧明及吳政亨6人不獲准保釋,分別還柙逾26至33個月,其餘10人獲准保釋。</p> + +<hr /> + +<p>案件編號:HCCC69/2022</p>獨媒報導辯方指「非法手段」應限「武力」相關 官關注普通法原則是否適用《國安法》 何桂藍結案:控方將政治問題變刑事、議員只向選民問責法庭不應干預【初選47人案・審訊第 117 日】2023-11-30T12:00:00+08:002023-11-30T12:00:00+08:00https://agorahub.github.io/pen0/hkers/trial-of-hk-democrat-primary-elections-day-117<ul> <li>辯方質疑控方詮釋「非法手段」無邊無際 僅搬《國安法》「尚方寶劍」</li> </ul> @@ -244,7 +660,73 @@ <hr /> -<p>案件編號:HCCC69/2022</p>獨媒報導控方結案陳詞指濫用議員職權亦屬「非法手段」 官料3至4個月後裁決 辯方指被告僅追求《基本法》所承諾雙普選、望政權問責 不應構成顛覆European Security Transformed2023-11-24T12:00:00+08:002023-11-24T12:00:00+08:00https://agorahub.github.io/pen0/hkers/european-security-transformed<p><em>The European security in transformation is starting to settle into new patterns, accelerated by Russia’s war on Ukraine, as new actors and groupings emerge. For the UK, this shifting landscape creates both challenges and leadership opportunities as it heads towards its next general election.</em></p> +<p>案件編號:HCCC69/2022</p>獨媒報導控方結案陳詞指濫用議員職權亦屬「非法手段」 官料3至4個月後裁決 辯方指被告僅追求《基本法》所承諾雙普選、望政權問責 不應構成顛覆Indo-Pacific Divergence2023-11-28T12:00:00+08:002023-11-28T12:00:00+08:00https://agorahub.github.io/pen0/hkers/indo-pacific-divergence<p><em>This Policy Brief seeks to explore how key partners in the Indo-Pacific have perceived and responded to recent Western efforts in the region.</em></p> + +<excerpt /> + +<h3 id="introduction">Introduction</h3> + +<p>Much has been written about the enhanced Indo-Pacific strategies of the US, Canada and their European partners, as they have fleshed out their respective approaches in a series of important policy documents. But there has been far less research on how governments in the Indo-Pacific view the rhetorical and real-word implications of intensified Western engagement. As part of an ongoing RUSI–Chatham House project on transatlantic cooperation, this Policy Brief seeks to explore how key partners in the Indo-Pacific have perceived and responded to recent North American and European efforts in the region. To what extent do Indo-Pacific countries view these as part of a concerted transatlantic or Western approach, and how would such an approach accord with their interests?</p> + +<p>Rather than offering a comprehensive study of such a large region, this brief focuses on the perspectives of a selection of Indo-Pacific states that transatlantic governments have identified as priority partners in shaping the future regional order. This includes an inner ring of US allies that have most openly embraced the renewed transatlantic interest in the region, and tougher stances toward China: Japan; Australia; and South Korea. It also includes an outer ring of mostly non-aligned partners that have been more circumspect, welcoming enhanced diplomatic engagement, but raising concerns about the long-term commitment of the transatlantic powers, and the risk that more robust China policies could inflame tensions with Beijing, rather than bringing balance to the region. This group includes India, Indonesia, Singapore, Vietnam and the Philippines.</p> + +<p>These groups are not, of course, uniform in their attitudes, which tend to differ across different issues, as is to be expected when dealing with broad geographical spaces such as the Indo-Pacific and transatlantic regions.</p> + +<p>This Policy Brief draws on interviews with senior government officials and experts, as well as a review of open-source data on national security priorities. Interviews took place in Hanoi, Jakarta, Kuala Lumpur, London, New York City, Singapore, Washington, DC and other locations between October 2022 and August 2023. The brief does not consider China’s approach to the Indo-Pacific strategies of transatlantic partners in the brief, because these strategies are broadly targeted at China, rather than considering China a partner in the execution of transatlantic policy.</p> + +<h3 id="the-inner-ring-australia-japan-and-south-korea">The Inner Ring: Australia, Japan and South Korea</h3> + +<p>The US’s closest regional allies – Japan, Australia and South Korea – have been the strongest supporters of intensified regional engagement from transatlantic partners, actively seeking to encourage and shape their involvement, across security, economics, technology and other contested domains. While there are differences of tone and emphasis, this crucial trio broadly shares the analytical framework through which the US and Europe see the Indo-Pacific. Further, the transatlantic partners and this trio share some overarching regional objectives, such as: balancing China’s rising power and assertiveness; pursuing economic de-risking vis-à-vis China; and providing developing economies in Asia with diplomatic and economic options that can boost their resilience. Over the past couple of years, officials from these three countries have expanded and deepened their conversations with North American and European counterparts as they explore areas in which they can learn from one another and, ultimately, better coordinate policies where there are substantial areas of overlap.</p> + +<p>Japan and Australia are most closely aligned with the US and Europe. Tokyo and Canberra share transatlantic concerns about the rise of China and its increasing assertiveness: from Beijing’s defence modernisation and deployment of military capabilities to its use of economic coercion, disinformation and other tools of interference beneath the threshold of armed conflict, and its ambition to reshape the international order. New South Korean President Yoon Suk Yeol has brought his country closer to the positions of Australia and Japan, with his government publishing its own Indo-Pacific strategy in December 2022, and distancing itself from the concerns of his predecessor, Moon Jae-in. But the Yoon administration’s National Security Strategy, published in June 2023, frames the challenge as being the “intensification of US–China strategic competition”, in contrast to how Japan, Australia and transatlantic partners frame China itself as the chief challenge. The concluding statement of the Camp David trilateral summit between the leaders of the US, Japan and South Korea in August 2023 was markedly more restrained in its discussion of China than the final communiqué of the May 2023 summit of the G7, which includes Japan and key transatlantic governments, but not South Korea.</p> + +<p>While officials and policy experts interviewed from Australia, Japan and South Korea generally did not view their partnerships with the US and Europe through an explicitly transatlantic lens, they universally welcomed increased efforts to discuss shared objectives and work towards better policy coordination in the region. This is happening across a range of overlapping platforms and issues, mirroring the complex arrangements through which the US and Europe are trying to better work together in the region. This reflects US efforts to build a “latticework” of alliances and partnerships that are “more flexible, ad hoc, more political than legal, sometimes more temporary than permanent”.</p> + +<p>On economics, the US, Europe and Japan are seeking to build a common approach and manage competitive differences over industrial policy through the G7. Neither Australia nor South Korea is a G7 member but, under the rubric of “G7+”, they were both invited to the Hiroshima summit in May 2023, alongside the leaders of Brazil, Comoros, Cook Islands, India, Indonesia and Vietnam. Outside of summits, European and North American officials are also engaging with their Australian, Japanese and South Korean counterparts in much more frequent discussions and dialogues about the economic and technological challenges presented by China, and how to ensure development assistance and infrastructure investment in the Indo-Pacific is more effective.</p> + +<p>On traditional security, Japan, Australia and South Korea are increasing their engagement with NATO, participating in a NATO summit for the first time in June 2022, and again in 2023. It should be acknowledged, however, that this is in part a response to the war in Ukraine, as well as being a result of transatlantic engagement in the Indo-Pacific. In a show of less-than-perfect transatlantic cooperation, the proposal for a regional liaison office in Tokyo that might have supported a coordinated response to shared security challenges was opposed by French President Emmanuel Macron. Ben Wallace, the then British defence secretary, seemed to support the proposal in comments made in Singapore in June 2023 but, in a subsequent interview, he expressed understanding for the French position and concern about NATO “mission creep” to the Indo-Pacific. Nevertheless, the bilateral “tailored partnership programmes” that Japan and South Korea signed with NATO in 2023 suggest there is agreement across the Alliance on the rising importance of Asian partnerships.</p> + +<p>While there is no intention to build a comprehensive, synthesised approach to the Indo-Pacific, Australia, Japan and South Korea are all looking to push their cooperation with North America and Europe to a new level through a web of overlapping platforms and priorities anchored in the US alliance system. Japan, Australia and the US are seeking to coordinate their security and economic cooperation with one another and India through the “Quad”. Australia, the UK and the US are deepening their military-to-military and military–industrial engagement through AUKUS. And, despite the historical tribulations of Japan–South Korea relations, both governments have pledged to strengthen trilateral cooperation with the US across traditional security, economic security and other regional issues.</p> + +<h3 id="challenges-in-the-outer-ring-india-indonesia-singapore-vietnam-and-the-philippines">Challenges in the Outer Ring: India, Indonesia, Singapore, Vietnam and the Philippines</h3> + +<p>Beyond the core trio, five other important states in the Indo-Pacific – India, Indonesia, Singapore, Vietnam and the Philippines – have taken a more selective and transactional approach to enhanced transatlantic engagement in the region. This reflects the fact that, aside from the Philippines, none of these states is a formal military ally of the US, and all have distinctive traditions of foreign policy independence. Aside from Singapore, they are developing economies with leaderships that are under pressure to deliver growth and jobs. According to the sources interviewed for this brief, these five countries want the US and its transatlantic allies to help maintain a stable balance of power in the region, but they also fear that the intensity of Washington’s competition with China could be a destabilising force.</p> + +<p>Transatlantic partners’ economic engagement looks particularly disjointed to those in this circle. Unwilling for domestic political reasons to offer market access, the US is pursuing instead a vague Indo-Pacific Economic Framework (IPEF). The five countries discussed here are all participating in early IPEF negotiations, but regional officials say it is too early to tell whether these talks can deliver an economic benefit. The UK is seeking bilateral trade deals, and has acceded to the Comprehensive and Progressive Agreement for Trans-Pacific Partnership, which includes Australia, Brunei Darussalam, Canada, Chile, Japan, Malaysia, Mexico, Peru, New Zealand, Singapore and Vietnam, but not the US, which pulled out of a predecessor agreement in 2017, or the EU. Meanwhile, the EU’s Global Gateway and the G7’s Partnership for Global Infrastructure and Investment remain nascent initiatives, with regional officials sceptical about their ability to deliver tangible, rapid benefits.</p> + +<p>One further key challenge is the Indo-Pacific concept itself. Although many advocates of the Indo-Pacific framing see it as a way to embrace a bigger regional role for India, India’s own view of the Indo-Pacific does not tally neatly with those of the US and Europe. The reinvigorated Quad is often painted as a balancing coalition against China, but Indian Prime Minister Narendra Modi has stipulated that India “does not see the Indo-Pacific region as a strategy or as a club of limited members. Nor as a grouping that seeks to dominate. And by no means do we consider it as directed against any country”. India’s own initiatives for the region, such as the Indo-Pacific Oceans Initiative and the Indian Ocean vision of “Security and Growth for All in the Region”, are framed in inclusive terms, as is ASEAN’s Outlook on the Indo-Pacific. Nevertheless, there is growing consensus in India about the need for a tougher approach to Beijing, in the aftermath of the flare-up of tensions along its border with China.</p> + +<p>India has also stepped up its engagement with specific transatlantic countries, including the US, the UK and France. However, India’s maintenance of its historical relationship with Russia, despite the invasion of Ukraine, is a reminder that – as is the case within the transatlantic community – not all Indo-Pacific countries will accept Manichean framings of the region as an arena for a battle of democracies versus autocracies.</p> + +<p>There is yet more divergence when it comes to Southeast Asia. Officials and policy experts in that region welcome many aspects of Western plans for the Indo-Pacific, but have concerns that the hardening US approach to China, in particular, may antagonise rather than deter Beijing, and that new frameworks and institutions such as the Quad may bypass or undermine the region’s existing ASEAN-anchored architecture. ASEAN member states are concerned with maintaining “ASEAN centrality” in countries’ approaches to the Indo-Pacific, noting that this is the “underlying principle for promoting cooperation in the … region”. In other words, they would prefer that ASEAN institutions and platforms are the vehicles through which partners implement their Indo-Pacific strategies.</p> + +<p>New Philippines President Ferdinand Marcos Jr, who took office in June 2022, has shed the anti-American approach of his predecessor Rodrigo Duterte, and is intensifying security cooperation with Washington as China increases the pressure on the Philippines in disputed parts of the South China Sea. But other governments in this outer ring remain concerned that the US and its transatlantic allies are too heavily focused on competing with, if not containing, China. Key officials and policy experts in Indonesia, Singapore and Vietnam fear that the US and European governments could unnecessarily antagonise Beijing, prompting an escalatory spiral that will cost their region much more than it will the Euro-Atlantic. Numerous Southeast Asian officials indicated that Western government narratives that criticised China’s infrastructure investments and framed competition with Beijing as that between democracy and autocracy had fallen flat. However, it should be noted that this has not caused Singapore and Vietnam to hesitate in improving their military ties with the US.</p> + +<p>Many officials and policy experts expressed a dual fear that the US might abandon the region if US politics turns further inward, and also that it might become too aggressive toward China, which could trigger a potentially devastating conflict in the Indo-Pacific. These perceptions about likely trajectories in US policy also colour expectations among regional partners about what Europe will do, due to the widely held belief that European policy toward the Indo-Pacific largely tracks that of its premier security guarantor, the US.</p> + +<p>In communicating their various Indo-Pacific approaches, the US and European governments have tended to stress like-mindedness as a basis for working with a broad array of regional partners, including Japan, South Korea, Australia, India, Singapore, Vietnam, Indonesia and the Philippines. Yet those governments have diverse views on the Indo-Pacific, and do not view their engagement in the region through a “transatlantic” lens.</p> + +<p>Although the US and Europe have put economic security, shared prosperity and resilient supply chains at the heart of their various Indo-Pacific strategies and documents, regional partners expressed concern about the brewing discord between the US and its allies over landmark economic and technological policies. The UK and the EU have warned that the US Inflation Reduction Act, which offers billions of dollars in green subsidies to US companies, could curb competition. Japan and South Korea share these concerns. While the US and the EU have set up a Trade and Technology Council to promote shared rules and norms in this vital emerging domain, they are also pursuing different approaches to the regulation and promotion of the technology sector. Further, recent trips to Beijing by German Chancellor Olaf Scholz, European Council President Charles Michel and French President Macron have stirred US fears that its European allies might be softening their approach to China, in the hope of avoiding costly decoupling, and of maintaining or even expanding economic benefits as the Chinese economy comes back to life after Beijing’s abandonment of its zero-Covid strategy.</p> + +<p>Unsurprisingly, countries in the Indo-Pacific do not view the Euro-Atlantic region as an integrated monolithic actor and, according to interviewees, the term “transatlantic” generally holds little meaning across the Indo-Pacific. While the slew of recently published Indo-Pacific strategies and documents has raised awareness of the diplomatic energy that European and North Atlantic countries are directing toward the Indo-Pacific, countries in the region draw different conclusions on how best to work with transatlantic partners.</p> + +<h3 id="conclusion">Conclusion</h3> + +<p>Australia, Japan and South Korea form a core of partners that are truly like-minded from a transatlantic point of view on many, although not all, issues. Beyond these core partners, degrees of like-mindedness are more limited. Vietnam and India share US and European concerns about China’s growing military might, and want transatlantic partners to help provide a balance of power in the Indo-Pacific. However, their divergent views on the war in Ukraine or on Russia’s role are not only a product of dependence on Moscow for military hardware and technology. In the case of India – but perhaps also more widely – this also reflects a welcoming of the opportunities that multipolarity offers for realising greater strategic autonomy.</p> + +<p>US and European officials need to get better at accepting and navigating these complexities, rather than wishing them away. Just as they will need to engage with governments in the Indo-Pacific as partners in their own right and not simply as participants in a US–China struggle, they will also need their Indo-Pacific partners to be much more honest with them about their qualms and differences in opinion and national interest. While these conversations might not be easy, transatlantic partners can help by better coordinating their engagement with key Indo-Pacific partners, at diplomatic posts in the region as well as in national capitals. US and European diplomats are already coordinating on an ad hoc basis across the Indo-Pacific, but they can and should be better joined up with discussions at headquarters.</p> + +<p>From the perspective of Indo-Pacific partners, relationships with the US and Europe will be shaped to a great extent by the trajectory of China’s relationships with them and with the West. The core group of US allies in the region – Australia, Japan and South Korea – are largely comfortable with tougher US and European policy toward China, although there are concerns about the harder-edged rhetoric coming out of the US Congress. Across the rest of the region, there is much more ambivalence.</p> + +<p>There are, ultimately, two overarching challenges. First, the US and Europe will need to find the right balance between enhancing security relationships with allies and their closest partners, and helping other regional countries to tackle the economic and non-traditional security issues that they face. Second, while transatlantic states are not seen as a monolithic actor in the region, they can improve their reputations, and the effectiveness of their engagement, if they better coordinate their efforts in the Indo-Pacific, and avoid duplicating them. This will require more candid conversations between transatlantic countries and Indo-Pacific countries. The US and Europe will need to listen more and encourage Indo-Pacific partners to speak up honestly, to ensure that their various Indo-Pacific strategies and approaches can be refined and adjusted as they are implemented.</p> + +<hr /> + +<p><strong>Ben Bland</strong> is the director of the Asia-Pacific programme at Chatham House. His research focuses on the nexus of politics, economics and international relations in Southeast Asia, as well as China’s growing role in the broader region and the contours of US–China strategic competition.</p> + +<p><strong>Veerle Nouwens</strong> was previously Senior Research Fellow at the International Security Studies Department, focusing on geopolitical relations in the Asia-Pacific region. Her research interests include China’s foreign policy, cross-strait relations, maritime security and ASEAN.</p> + +<p><strong>Philip Shetler-Jones</strong> is a Senior Research Fellow in the International Security team at RUSI. His current research is concentrated on Indo-Pacific security. His recent publications have focused on the defence policy of Japan, attitudes of China to NATO, and narratives about the defence of Taiwan.</p>Ben Bland, et al.This Policy Brief seeks to explore how key partners in the Indo-Pacific have perceived and responded to recent Western efforts in the region.European Security Transformed2023-11-24T12:00:00+08:002023-11-24T12:00:00+08:00https://agorahub.github.io/pen0/hkers/european-security-transformed<p><em>The European security in transformation is starting to settle into new patterns, accelerated by Russia’s war on Ukraine, as new actors and groupings emerge. For the UK, this shifting landscape creates both challenges and leadership opportunities as it heads towards its next general election.</em></p> <excerpt /> @@ -9334,427 +9816,4 @@ <hr /> -<p><strong>Gonzalo Saiz</strong> is a Research Analyst at the Centre for Financial Crime &amp; Security Studies at RUSI, focusing on sanctions and counter threat finance. He is part of Project CRAAFT (Collaboration, Research and Analysis Against Financing of Terrorism) and Euro SIFMANet (European Sanctions and Illicit Finance Monitoring and Analysis Network).</p>Gonzalo SaizParticipants discussed the sanctions implementation in Sweden and how new EU sanctions imposed on Russia are challenging the Swedish system.Post-Prigozhin RU In Africa2023-09-20T12:00:00+08:002023-09-20T12:00:00+08:00https://agorahub.github.io/pen0/hkers/post-prigozhin-russia-in-africa<p><em>Any changes in Wagner’s command and control following Prigozhin’s presumed death do not necessarily mean that Russia is abandoning the Wagner model altogether, given the significant geopolitical and economic benefits that it provides for the Kremlin in Africa.</em></p> - -<excerpt /> - -<h3 id="introduction">Introduction</h3> - -<p>From the Central African Republic (CAR) to Libya, through Mali and Sudan, Russia has been consistently gaining ground across Africa over the past decade. Moscow owes its successes on the continent in large part to one man, the late Yevgeny Prigozhin, who until recently led the Wagner Group, a Russian private military company (PMC).</p> - -<p>Prigozhin sensed better than anyone else in Moscow the strategic and lucrative opportunities that the resource-rich and politically fragile spots across Africa could bring to Russia. Dubbed “Putin’s chef,” Prigozhin moved from the actual catering business into the PMC business. In Africa, he made tailormade recipes for the Kremlin’s various targets, while using some signature ingredients such as security protection, election meddling, and disinformation campaigns to the benefit of local partners in exchange for deals for access to natural resources, including oil, gold, diamonds, and uranium.</p> - -<p>After years of the Kremlin enjoying the plausible deniability granted by the Wagner Group’s murky legal status, the June 2023 armed mutiny led by Prigozhin against the Russian government exposed the intricacies of the relationship between the PMC and Moscow, including the latter’s dependence on the Wagner chief to gain influence and control over different African governments.</p> - -<p>The elimination of Prigozhin now raises a new set of questions: How will his demise affect Russia’s clout in Africa? Will Prigozhin’s killing create a power vacuum within Wagner, as well as in the African countries where the PMC has been prominent? Will new faces emerge to assume control of Prigozhin’s formidable multimillion-dollar legacy? And does Russia’s Ministry of Defense, or others from the security apparatus, have the means to take over Wagner’s activities while the war in Ukraine is still ongoing?</p> - -<p>So far, fluid battlegrounds and embattled regimes across Africa such as the CAR, Niger, Burkina Faso, and Sudan suggest that Russia’s appeal as a security guarantor and military partner remains intact, irrespective of the fate of the Wagner Group. One reason for this — as the authors of this piece have argued earlier — is that Russia’s provision of regime survival packages in this destabilized region “supersedes any other potential gains from traditional cooperation agreements advanced by Western partners, which are usually based on institutional capacity building instead of securing the authorities themselves.”</p> - -<p>However, a series of signs, including Russia’s military shortcomings in Ukraine, Russia’s inability to stop drone attacks on Moscow, and domestic fissures regarding Wagner’s future, might negatively impact the perception of the Kremlin as a guarantor of security and stability across Africa. As the dust keeps settling, this analysis looks at the possible directions of Wagner and its operations in Africa in a post-Prigozhin world, concluding with recommendations for U.S. and Western policymakers.</p> - -<h3 id="recapping-prigozhins-multimillion-dollar-operations-in-africa">Recapping Prigozhin’s Multimillion-Dollar Operations in Africa</h3> - -<p>On August 21, video footage of Prigozhin, allegedly recorded in Mali, emerged on social media, in which he pledged to make “Russia even greater on every continent and Africa even freer.” Two days later — and two months after his failed armed mutiny — Prigozhin died in a plane crash along with other senior figures from Wagner, including Dmitry Utkin, long believed to be the founder of the PMC, and Valery Chekalov, who reportedly managed Prigozhin’s oil, gas, and mineral businesses in Africa and the Middle East.</p> - -<p>While Prigozhin’s summer 2023 odyssey from Ukraine’s Bakhmut to Russia’s Rostov-on-Don (with a brief layover in Belarus) and back to Africa ultimately ended with his demise, it is not yet clear if the fall of 2023 will be fatal for the Wagner Group itself, which has now lost nearly all members of its senior leadership. Following the mutiny in June, Foreign Minister Sergey Lavrov reassured African allies that Moscow would not withdraw Wagner mercenaries from the continent, and sources close to Prigozhin have also argued that Russia is heavily dependent on the PMC’s assets abroad and thus their removal would cause “a rapid compression of Russian influence” in Africa.</p> - -<p>Indeed, starting from the late 2010s, Wagner has become firmly entrenched in different parts of the continent, and particularly in the countries that have created political headaches for international organizations and the Western bloc. The CAR is the most prominent case of the Wagner entrenchment in Africa, where the PMC arrived in 2018 at the invitation of President Faustin-Archange Touadéra. As Touadéra has recently explained, he was desperate to find outside assistance to quell the civil war, and Russia was the only country willing to send weapons and fighters (the latter being Wagner mercenaries). In an interview, he said, “I asked all my friends, including in the United States, including France. . . . I need to protect the population. I need to protect the institutions of the republic. I asked everyone for help, and was I supposed to refuse the help from those who wanted to help us?” In exchange for providing personal security, military training, and combat assistance, the PMC has gained direct access to the CAR’s natural resources, including the Ndassima gold mining site, which, according to a recent CSIS study, Wagner-linked operatives had significantly expanded by 2023. Some estimates claim that Wagner could gain as much as $1 billion in annual mining profits in the CAR alone, which would help the Kremlin mitigate the damages of Western sanctions.</p> - -<p><img src="https://i.imgur.com/bhQ9cEP.jpg" alt="image01" /> -<em>▲ A Russian flag hangs on the monument of the Russian “instructors” (i.e., Wagner mercenaries) in Bangui, CAR, during a march in support of Russia’s presence, March 2023.</em></p> - -<p>In addition to the CAR, Moscow has taken advantage of the West’s absence or contested presence in different regions and countries across the continent, including in Libya, Mali, and Sudan, among others. In Libya — “a potential energy giant on Europe’s doorstep” — around 1,000 Wagner mercenaries have remained on the ground, providing combat assistance to strongman General Khalifa Haftar in eastern Libya in his fight against the internationally recognized government based in Tripoli. By supporting General Haftar, the PMC has put itself in a position to control Libyan oil production in the country’s southwestern fields, thus curbing the European Union’s potential to invest in Libyan energy infrastructure to pivot away from Russian gas.</p> - -<p>In Mali, the Wagner forces have reportedly been present since December 2021, providing protection to the military junta that took power in 2020 and receiving $10 million per month for their services. Starting in 2022, following President Emmanuel Macron’s decision to withdraw French troops from Mali due to major disagreements between the French government and the Malian military junta, Wagner began further strengthening its positions in the country. The arrival of Wagner-linked geologists and lawyers also suggests that, similar to Wagner’s arrangements in the CAR, Russia has secured mining concessions in exchange for providing the junta with the PMC’s services.</p> - -<p>Sudan constitutes another noteworthy case of the Wagner deployment. In 2017, then president Omar al-Bashir signed several important deals with the Kremlin, including an agreement to set up a Russian naval base at Port Sudan, which would give Russia access to the Red Sea, as well as a gold mining contract between M Invest, a Prigozhin-owned company, and the Sudanese Ministry of Minerals. Following the ousting of President al-Bashir in 2019 and the ongoing political-military turmoil in the country, various sources have claimed that, through Libya, Wagner has provided military assistance and equipment to Sudan’s paramilitary forces and their leader Mohamed Hamdan Dagalo in his fight over the country’s civilian leadership. According to international observers, the Wagner Group’s main goals in Sudan have been to ensure Moscow’s uninterrupted access to Sudanese gold reserves, the third largest in Africa; to finance its war effort in Ukraine; and to build a naval base at Port Sudan, which would only become possible after the restoration of the Sudanese civilian leadership.</p> - -<p>These cases demonstrate Prigozhin’s mastery of exploiting fragile states and governments on the continent, making Wagner indispensable to regime survival and national security, and bringing significant geopolitical and economic gains to the Kremlin. Now, with his death, the future of Wagner is murky, as is the future of many companies across Africa linked to or owned by the late Prigozhin. At this time, any possible answers to the question of succession are highly speculative and problematic.</p> - -<h3 id="dissolved-or-restructured-wagner-without-prigozhin">Dissolved or Restructured? Wagner without Prigozhin</h3> - -<p>It comes as no surprise that the process of “deliberate wrongdoing” that ultimately ended with Prigozhin’s demise was initiated two months before the plane crash. It started with an effort to deflect blame from the Wagner mercenaries in Rostov-on-Don entirely to the PMC boss and thus plant the seeds of disagreement between the Wagner leadership and its fighters. In the days after Prigozhin’s failed uprising, sources close to the Kremlin were encouraging the PMC forces to join the Russian Ministry of Defense, arguing that they had not done “anything reprehensible,” as they had been merely following the orders of their commander.</p> - -<p>These statements prepared the ground for President Vladimir Putin’s closed-door meeting with Prigozhin and Wagner fighters on June 29. Two weeks later, in a rare interview with Russian newspaper Kommersant, Putin shared some important insights from that meeting. He said that the ordinary members of the PMC were “dragged into” the mutiny and seemed to agree with his suggestion to serve under the guidance of a senior Wagner commander Andrei Troshev, also known as “Sedoi” (denoting “gray hair” in Russian). As Putin explained, “He is the person under whose command Wagner fighters have served for the last 16 months. . . . They could all gather in one place and continue to serve. And nothing would change for them. They would be led by the same person who had been their real commander all along.” The president also claimed that while many in the room seemed keen to accept the offer, Prigozhin rejected his proposal.</p> - -<p>But since August 23, the talks regarding a new Wagner chief have resumed, with the Russian state media placing a reinvigorated emphasis on the candidacy of Troshev. Sources close to the Wagner Group have also confirmed these rumors. Troshev fought in Afghanistan and Chechnya and has received the highest honorary title, Hero of the Russian Federation, for his participation in the military operation in Syria. The deaths of both Prigozhin and Utkin have made him the only remaining senior Wagner commander. Yet the same sources also claim that the only Wagner personnel who will serve under Troshev’s leadership will be those fighters who agree to sign contracts with the Russian Ministry of Defense and who remain in Russia. This interesting detail may point to the Kremlin’s decision to divide Wagner into several groups, each with different country or regional heads.</p> - -<p>Indeed, besides Troshev as a potential successor to Prigozhin, other names have also been circulating inside Russia, including those of Alexander Kuznetsov, Andrey Bogatov, and Anton Yelizarov, all three belonging to the PMC’s current command structure. Denis Korotkov, a Russian journalist investigating the work of the Wagner Group, believes that the division of power between different commanders within the PMC might be a possibility, arguing that even if Troshev is nominally elected as the new Wagner boss (as Utkin was for many years), he will never be the “manager” of the group (as Prigozhin actually dealt with the financial, organizational, and political aspects of the PMC). Other sources have pointed to a Wagner takeover by the GRU, Russia’s military intelligence service, notably via its deputy chief, Andrei Averyanov. At the Russia-Africa summit held in Saint Petersburg, Russia, this July, President Touadéra was introduced to Averyanov — instead of Prigozhin. By contrast, according to recent news reports, for some in the Wagner Group there is still hope that the PMC can exist autonomously under command of Prigozhin’s son Pavel, without it being subsumed within the Russian Ministry of Defense.</p> - -<p><img src="https://i.imgur.com/CDMvuUs.jpg" alt="image02" /> -<em>▲ A group of men in military uniforms arrives at the Federal Military Memorial Cemetery in the Moscow region, where the Wagner military commander Dmitry Utkin’s funeral is held, August 2023.</em></p> - -<p>The question of the successor will also inevitably impact continuity of the ongoing Wagner operations in Africa. Some Russian experts believe that because Prigozhin was instrumental in developing strong personal ties with different regimes across the continent, it will not be possible to simply replace him with a new boss. “He was the only one crazy enough to make it work,” argued a longtime Prigozhin acquaintance in a Financial Times exclusive. Wagner-linked Telegram channels have also reported that the group is now facing a “very tough competition” from Russia’s Ministry of Defense and National Guard in Africa and the Middle East, as these two state entities plan to gradually assume control over the PMC’s local operations. While Wagner’s current leadership will continue negotiations with the Russian government, it is not yet known if and in what numbers Wagner mercenaries will remain in Africa.</p> - -<p>Yet changes in Wagner’s command and control do not necessarily mean that Russia is abandoning the PMC model altogether, given that it provides significant political and economic benefits that are particularly important amid the war in Ukraine and Western economic sanctions. After reports of Prigozhin’s death, CSIS’s Catrina Doxsee said that “Moscow is unlikely to dismantle Wagner’s operational infrastructure in host countries, as it would be difficult to rebuild the same relationships, knowledge, and systems that Wagner personnel have established over the years.” Therefore, according to Doxsee, it is more likely that Moscow will install a new Wagner leadership that will be more tightly controlled than the deceased Prigozhin-Utkin duo, and maintain relative continuity of mid- to lower-level Wagner personnel on the ground. A recent statement by a CAR official close to President Touadéra confirms as much, with the official claiming that, even with Prigozhin gone, Wagner will remain in the CAR “thanks to our agreement with the Kremlin.” According to Doxsee, it is also possible that Wagner entities could be merged with another PMC such as Convoy, a relatively new group led by Sergey Aksyonov, a pro-Russia leader in Crimea, and Konstantin Pikalov, who formerly worked closely with Prigozhin and oversaw much of Wagner’s activity in Africa.</p> - -<p>Irrespective of the fate of the most famous Russian PMC, there seems to be a consensus regarding Russia’s reputation as a security guarantor to its African partners. For instance, Russian political scientist Aleksei Makarkin has argued that even if Wagner is ultimately replaced with new mercenary companies more tightly linked to the Russian Ministry of Defense, this will not alter Moscow’s current position on the continent. Instead, for many in the region, Wagner has been perceived not as a PMC but as a representative of the Russian state itself. In the eyes of African leaders, Russia, and not the Wagner Group, has been their loyal military-security partner throughout all these years. But besides loyalty, these events have exposed Russia’s inherent instability and unpredictability, stressing for African governments the risks of overreliance on a single partner. Alternatively, for many fragile regimes, there might also be a strengthened fear factor — now that African countries with Wagner presence have seen what the Kremlin can do to those who turn back or revolt, they might feel even more intimidated and sign new security agreements with Russia, making even bigger economic concessions to the Kremlin.</p> - -<h3 id="what-now-recommendations-to-western-policymakers">What Now? Recommendations to Western Policymakers</h3> - -<p>While the Putin administration is trying to reconfigure Russia’s current PMC model, there might be a brief window of opportunity for U.S. and Western policymakers to attempt a dialogue with different African leaders and dislodge Russian influence. This section lays out recommendations to the Western policy community to take advantage of Russia’s Wagner conundrum and counter the Kremlin’s influence on the continent. For more, see earlier CSIS analysis by the authors — “Russia Is Still Progressing in Africa. What’s the Limit?” — for broader sets of recommendations to U.S. and European policymakers to counter Russian political, economic, and military-security entrenchment in Africa.</p> - -<ul> - <li> - <p>Devise a security cooperation package that is tailored to the needs of African partners while still observant of transatlantic values.</p> - - <p>Prigozhin possessed a remarkable ability to grasp key security concerns of different leaders and regimes across Africa and promptly offered services that would temporarily solve their immediate problems. Building on the authors’ previous analysis, for an alternative Western offer to be competitive, cooperation should principled, but less transactional. It should remain motivated by shared values, with Western security assistance ultimately serving political objectives that are aligned with the transatlantic community’s values. Recommendations from that analysis still hold: “due diligence should be conducted upstream through arms control policies and downstream through accompaniment and monitoring — not during the negotiation phase or political engagement, so as to alleviate the sentiment that Western support is a politically motivated bargaining chip.”</p> - </li> - <li> - <p>Actively expose atrocities committed by the Wagner Group on the continent.</p> - - <p>The West should continue to expose the widespread atrocities and human rights abuses committed by Wagner paramilitaries in Africa. To do so, the West should also invest more resources in establishing and supporting reliable, Africa-based media outlets that promote local voices and perspectives on important regional issues.</p> - </li> - <li> - <p>Preserve an ability to act against traditional and potential new threats in Africa.</p> - - <p>Contrary to Prigozhin’s claims that Wagner has been making African nations “freer,” Russia’s continued advances on the continent are in fact risk multipliers, with the most prominent one being rising levels of terrorism in the countries where Russia, including Wagner fighters, is present. According to the Global Terrorism Index, 48 percent of all terrorism-related deaths worldwide occurred in Sub-Saharan Africa in 2022, with three of the top 10 countries — Burkina Faso, Mali, and Niger — all having some sort of Wagner presence. The ongoing uncertainty regarding the future of the PMC may fuel further instability and insecurity on the continent. Facing these potential new threats implies that the West should retain certain capabilities in the region. This includes defensive equipment and airlift options to protect both Western citizens and African partners in the case of serious violent outbreaks — such as a recent violent outbreak in Niger — as well as intelligence, surveillance, and reconnaissance capabilities to disclose intelligence on Wagner’s (or its future replacement’s) nefarious activities on the continent to partners in Africa and to dissuade them from working with Russian PMCs.</p> - </li> - <li> - <p>Engage with African partners to develop their energy infrastructure and natural resources in a mutually beneficial way.</p> - - <p>As the cases of the Wagner deployment in the CAR, Libya, Mali, and Sudan have shown, Wagner’s goal in Africa is not only to provide military training and security assistance to the continent’s fragile regimes, but to sign exclusive energy and mining deals aimed at exploiting African natural resources. These practices should be exposed to establish a counternarrative against Wagner disinformation campaigns, which argue that all Western activities in Africa are grounded in neocolonialism, while eliding the economically exploitative nature of Wagner’s (and, by extension, Russia’s) own investments on the continent. Recently, Moscow has also been pushing toward the development of nuclear energy to meet the region’s growing economic needs. As Western countries are playing catch-up with regards to energy diplomacy in Africa, it is high time for them to redouble their efforts and offer fair, cooperation-based energy deals, with attractive incentives and targeted capacity building. This approach will help counter Russia’s widespread use of propaganda that depicts Western countries as plundering the continent’s resources for their own prosperity and economic well-being.</p> - </li> -</ul> - -<hr /> - -<p><strong>Mathieu Droin</strong> is a visiting fellow in the Europe, Russia, and Eurasia Program at the Center for Strategic and International Studies (CSIS), where he focuses on transatlantic European security and defense.</p> - -<p><strong>Tina Dolbaia</strong> is a research associate with the Europe, Russia, and Eurasia Program at CSIS, where she examines and analyzes political, economic, and security developments in Russia and Eurasia.</p>Mathieu Droin and Tina DolbaiaAny changes in Wagner’s command and control following Prigozhin’s presumed death do not necessarily mean that Russia is abandoning the Wagner model altogether, given the significant geopolitical and economic benefits that it provides for the Kremlin in Africa.A Democratic Resilience Centre2023-09-19T12:00:00+08:002023-09-19T12:00:00+08:00https://agorahub.github.io/pen0/hkers/a-democratic-resilience-centre<p><em>Disinformation and other non-military aggression by Russia and other countries is dangerously undermining Western democracies. But despite the seriousness of such threats, the UK and its democratic allies are poorly protected against them. The UK and the US should lead the establishment of a Democratic Resilience Centre for NATO member states and likeminded countries.</em></p> - -<excerpt /> - -<p>The illegal invasion of Ukraine has shattered European security and marked a new stage of Russian aggression, which has grown steadily during Vladimir Putin’s two decades in power. But Putin’s aim is not simply to take Ukraine. We are facing a dictator ready to use armed force to redraw the map of Europe. He displays contempt for international institutions, humanitarian law and rules of military conflict. He wants to destroy the unity of the West and trust in our democratic institutions. And 18 months after the invasion, there is no sign that his strategic aims have changed.</p> - -<p>Putin and other autocrats pose a long-term threat – and the next US and UK governments will inherit the Ukraine conflict and wider Russian aggression. They will also be confronted with growing assertiveness from China and need to find the right approach in both the Indo-Pacific and Europe to ensure stability and secure their democracies at home.</p> - -<p>We must arm ourselves with traditional and new capabilities to fully defend our democratic way of life, which is why the UK is adopting “an integrated approach to deterrence and defence” across all domains and the US Department of Defense is pursuing “integrated deterrence” involving all government agencies.</p> - -<p>As part of this defence of the homeland, we propose a new Democratic Resilience Centre jointly established and led by the UK and the US, and open to all NATO countries wishing to opt in, to strengthen defence against existing and future threats below the threshold of armed military violence. The Centre could also act as a forerunner to a fully-fledged NATO body. It would not only collectively monitor threats and share best practices, but also advise on action and develop new strategies, including military operational responses to counter threats.</p> - -<h3 id="the-threat-against-western-democracies">The Threat Against Western Democracies</h3> - -<p>Democracy is the foundation that has allowed the UK and its Western allies to thrive, and the way of life democracy enables is cherished by our citizens. Indeed, for five decades after the end of the Second World War, democracy and the market economy advanced, mostly hand in hand, in countries around the world – first in Western Europe and North America, and then in other countries too. But the last two decades have been a more turbulent ride: according to Freedom House’s 2023 Freedom in the World Index, during the past 17 years, each year has seen more countries reduce democracy and freedom than improve it.</p> - -<p>And perhaps most alarmingly for us in the UK and the wider Western family, our democracies are under duress too. Many of us may have become too complacent about our democratic systems, taking them for granted and assuming they’ll continue to exist no matter what, simply because we prefer democracy over autocracy. But democracy is not an indestructible construct, and in the past few years it has come under attack in a wide range of Western countries, including the UK and the US.</p> - -<p>Some of the most egregious examples are well-known, including Russia’s efforts to influence the 2016 US presidential campaign through malign-influence campaigns and cyber interference, its suspected interference in UK referendum campaigns, its interference in the 2017 French presidential campaign and its malign-influence campaigns targeting Ukraine. Russia even staged a malign-influence campaign against NATO’s 2023 summit in Vilnius. But attacks on Western democracies take place on a regular – indeed daily – basis. Disinformation (deliberate falsehoods) is disseminated by news sources and social media accounts linked to regimes hostile to the West, and disinformation and misinformation (accidental falsehoods) shared by groups and ordinary citizens in Western countries are amplified by the same outlets and social media accounts. Citizens already struggle to distinguish between truth and falsehoods, and that will become more challenging still as AI-aided images, videos and sound clips continue to make their way more widely into the public domain.</p> - -<p>We don’t know whether such malign-influence campaigns can change the outcome of our elections, just as we don’t know whether cyber interference can produce such results. What matters, though, is that these efforts undermine citizens’ trust in our democratic institutions. That trust and belief in our democratic values is worth defending as the foundation for our societies. Already in 2016, before the presidential election that year – and long before the Senate enquiry into Russian meddling – 55% of US citizens believed Russia was meddling in the election campaign.</p> - -<p>But the subversion of democracies doesn’t stop at malign-influence campaigns and election interference. Even before these became acute, it already involved a wide range of other practices, ranging from intellectual-property theft from Western universities and the strategic acquisition of cutting-edge technology to weaponisation of migrants. The International Centre for Migration Policy Development found that Russia has increased the number of flights to Belarus from the Middle East and Africa in an attempt to push up the number of migrants trying to get into to the EU in an effort to destabilise the grouping. The race for a Covid-19 vaccine saw China, Russia and North Korea hack Western university labs and pharmaceutical companies to steal their vaccine designs. According to recent media reports, scientists from at least 11 UK universities may have unwittingly contributed to Iran’s drone programme through research projects. And the UK Parliament, the heart of our democracy, has been targeted by a string of influence and espionage operations, including one allegedly involving a young parliamentary researcher arrested earlier this year.</p> - -<p><strong><em><code class="highlighter-rouge">Many of us may have become too complacent about our democratic systems, taking them for granted and assuming they’ll continue to exist no matter what</code></em></strong></p> - -<p>Our adversaries and strategic competitors know that to achieve their goals – putting us on the backfoot, dividing Europe and sidelining multilateral bodies, the EU and international law – they have to outpace us in military capability and, equally importantly, undermine the functioning of our open society and our citizens’ faith in it. They are operating deliberately in the greyzones between war and peace, between international legality and organised crime. This was dramatically illustrated by the Russian nerve agent attack in Salisbury and the disgraceful Russian disinformation campaign that followed it.</p> - -<p>On its own, no single act of greyzone aggression poses an existential threat to a Western country, but in combination, these acts chip away at our open societies’ ability to function and thrive. This matters to NATO, even though it is an alliance with a long-standing focus on military threats. As the Alliance notes in its 2022 Strategic Concept:</p> - -<blockquote> - <p>“… strategic competitors test our resilience and seek to exploit the openness, interconnectedness and digitalisation of our nations. They interfere in our democratic processes and institutions and target the security of our citizens through hybrid tactics, both directly and through proxies. They conduct malicious activities in cyberspace and space, promote disinformation campaigns, instrumentalise migration, manipulate energy supplies and employ economic coercion. These actors are also at the forefront of a deliberate effort to undermine multilateral norms and institutions and promote authoritarian models of governance.”</p> -</blockquote> - -<p>Defending our countries against such threats should be NATO’s fourth pillar, alongside deterrence and defence, crisis prevention and management, and cooperative security. Indeed, the Alliance’s members must build societal resilience into every aspect of government and civil society. That’s why integrated defence and deterrence are indispensable.</p> - -<p>In recent years, different NATO member states and partners have launched agencies and initiatives including Finland’s Hybrid Centre of Excellence, Sweden’s Psychological Defense Agency, Australia’s University Foreign Interference Taskforce, the UK Research and Innovation Agency’s Trusted Research initiative and the UK government’s Counter Disinformation Unit. In the US, if adopted, the Gray Zone Defense Assessment Act proposed by four Republican and Democratic members of the House of Representatives will, among other things, require the US Secretary of State and the US Director of National Intelligence to conduct an annual assessment of the greyzone threats posed by regimes hostile to the West. In April last year, the House passed a resolution introduced by Representatives Mike Turner and Gerry Connolly – two former presidents of the NATO Parliamentary Assembly – calling on NATO to establish a centre for democratic resilience at its headquarters. The NATO Parliamentary Assembly has also endorsed the proposal.</p> - -<p>At the Vilnius Summit this July, NATO’s member states built on Article 3 of the North Atlantic Treaty – its so-called resilience article – and agreed on a set of “Alliance Resilience Objectives”. Resilience, the Allies said in their final communiqué:</p> - -<blockquote> - <p>“… [is] an essential basis for credible deterrence and defence and the effective fulfilment of the Alliance’s core tasks, and vital in our efforts to safeguard our societies, our populations and our shared values.”</p> -</blockquote> - -<p>They continued:</p> - -<blockquote> - <p>“The Resilience Objectives will strengthen NATO and Allied preparedness against strategic shocks and disruptions. They will boost our national and collective ability to ensure continuity of government and of essential services to our populations, and enable civil support to military operations, in peace, crisis and conflict. Allies will use these objectives to guide the development of their national goals and implementation plans, consistent with their respective national risk profile. We will also work towards identifying and mitigating strategic vulnerabilities and dependencies, including with respect to our critical infrastructure, supply chains and health systems.”</p> -</blockquote> - -<p>Democracies are worth defending – and must be determined to defend themselves. This is embedded at the heart of NATO, with its founding treaty enshrining the values of democracy, freedom, peace, the rule of law and collective security. It embodies UK and US internationalism at its best.</p> - -<p><strong><em><code class="highlighter-rouge">Our values, institutions and free and fair elections are what sets us apart from non-democratic countries, and they are as important to protect as our territory</code></em></strong></p> - -<p>Yet NATO still lacks a central site to aid member states’ democratic resilience. (NATO has a Strategic Communications Centre of Excellence in Riga and an Energy Security Centre of Excellence in Vilnius, but these are set up to have an academic focus, not an operational one.) Through such a centre, countries could share best practices and threat evaluations, collectively monitor threats, and develop new strategies – including military strategies with operational responses – to counter them.</p> - -<h3 id="a-democratic-resilience-centre">A Democratic Resilience Centre</h3> - -<p>We propose a Democratic Resilience Centre jointly established and led by the UK and the US, and open to all NATO member states wishing to opt in. The Centre would help participating countries strengthen their defence against existing and future threats below the threshold of armed military violence. Its mission should be to protect the wider Western alliance’s democratic values, political institutions, elections and open societies, which are the basis of the freedom and opportunities that our citizens prize. The Centre, which could be housed at the National Defense University in Washington or at a UK institution such as RUSI or the UK Defence Academy, would be open to any ally or partner, and its core staff would be drawn from civil servants and military and intelligence officials from participating countries, working there on rotation or secondment from their home institutions. They could be joined by experts from academia, think tanks, NGOs and the private sector.</p> - -<p>In practical terms, the Centre would collect and share best practices and other crucial knowledge (including national case studies) among participating countries. Such expertise can come not just from different parts of a country but from countries otherwise considered weak, either because they’re small or have a fragile economy or because they face extremely serious threats. Montenegro, for example, has experiences with Russian systematic subversion that others could learn from.</p> - -<p>This body of knowledge would include both the threats themselves and the military strategies and operational responses required to counter them. In addition to assembling and sharing expertise, the Centre would also be able to assist participating countries in identifying greyzone aggression by adversaries and proxies and – if asked – to advise them on suitable response strategies. Such operational responses stand to become a crucial resource that allies can adapt and adopt. The Centre would also be able to monitor operations, document and analyse them in real time, and arm our legislators, armed forces, law enforcement, emergency services, educators and information regulators with tools to improve our societies’ resilience to such activities and to fight back using methods appropriate for democracies. The Centre would not only signal to our rivals and adversaries that we will defend ourselves against all forms of aggression, but also set an example to allies who have so far refused to take this threat seriously.</p> - -<p>The Centre would, in other words, focus on threats that are extremely serious but have until now been so hard to quickly identify and classify that they have mostly gone unaddressed. Our countries should be on high alert ahead of the next UK general election and the US presidential election in 2024, and this is the time to launch democratic resilience work together to better protect our democratic values and systems.</p> - -<p>The establishment of such a Centre would require broad political consensus within the countries involved, based on a clear focus on external challenges to our democracies. It would only help our adversaries if such a proposal were to become a focus of dispute between the major parties. This means that issues relating to the domestic governance of elections – for example, boundary demarcation and claims of electoral fraud – would be beyond its scope. Nor would the proposed Centre have the authority to comment publicly on specific events. Instead, its primary focus would be to work with governments to help develop their capacity for enhancing resilience against external attacks.</p> - -<p>The Centre would be consistent with NATO intent but would allow leading partners to move faster than the 31 NATO countries can move together. At the same time, these countries would be welcome to join at any point, and would add momentum and capability to the Centre’s work. The Centre could act as a forerunner for a fully-fledged NATO body that could also take on Alliance functions within the NATO structure.</p> - -<p>If we let hostile regimes’ aggression continue to undermine our societies, we face a reality where our citizens can no longer trust our societies’ institutions, where our companies and research institutions continue to be harmed in ways that also harm the rest of society, and where citizens lose faith in our elections. Our values, institutions and free and fair elections are what sets us apart from non-democratic countries, and they are as important to protect as our territory.</p> - -<p>With threats increasing and instability growing, the US and the UK can together defend our democracies and help other countries do so themselves. The Democratic Resilience Centre could be a community of cutting-edge expertise from the military, civil service, emergency response, preparedness, civil society, human rights, business operations and media communities – and its doors would be open to all NATO members wanting to strengthen their capabilities and keep our countries safe.</p> - -<hr /> - -<p><strong>John Healey</strong> is the Labour MP for Wentworth and Dearne, and has been an MP continuously since 1 May 1997. He has been Shadow Secretary of State for Defence since 2020.</p> - -<p><strong>Elisabeth Braw</strong> is a Resident Fellow at the American Enterprise Institute (AEI), where she focuses on deterrence against emerging forms of aggression, such as hybrid and grey zone threats. She is also a columnist with Foreign Policy, where she writes on national security and the globalised economy.</p>John Healey and Elisabeth BrawDisinformation and other non-military aggression by Russia and other countries is dangerously undermining Western democracies. But despite the seriousness of such threats, the UK and its democratic allies are poorly protected against them. The UK and the US should lead the establishment of a Democratic Resilience Centre for NATO member states and likeminded countries.Seller’s Remorse2023-09-18T12:00:00+08:002023-09-18T12:00:00+08:00https://agorahub.github.io/pen0/hkers/sellers-remorse<p><em>Russia’s role as a major global arms supplier is under threat. This report analyzes how Russia’s invasion of Ukraine and the concomitant Western sanctions have affected the status of its role.</em> <excerpt></excerpt> <em>The Russian arms export industry has been declining in its international competitiveness since the early 2010s due to previous packages of Western sanctions aimed at deterring third countries from purchasing Russian weapons, as well as the efforts by China and India to strengthen their domestic arms production. Russia’s invasion of Ukraine in February 2022 and the subsequent sanctions have aggravated these issues by straining Russia’s defense production capacity, negatively affecting the reputation of Russian arms, and complicating payment options for the Kremlin’s existing customers. Russia is struggling to meet its arms sales commitment to its partners, calling into question its reliability.</em></p> - -<p>While Moscow still retains its competitiveness in areas such as missile and air defense systems, aircraft, armored vehicles, naval systems, and engines, recent trends suggest that Russian arms exports in virtually all of these major weapons categories will decline. Available evidence also signals that Russia’s biggest customers, including India and China, will most likely become less reliant on Russian arms exports due to ongoing import substitution and diversification efforts in these countries, which have been strengthened since 2022 because of the growing instability of Russia’s defense industrial base affecting Russian arms deliveries worldwide. Therefore, Russia will struggle to compete for sales in the high-value market for advanced military systems. However, Moscow will likely continue to maintain its strong position in the lower-cost market, as Russian systems remain widely used, relatively reliable, and not cost prohibitive. While those deliveries will likely have little monetary value and thus limited ability to insulate Russia’s declining arms export industry, they will continue to bring diplomatic benefits to the Kremlin, particularly in Africa.</p> - -<h3 id="introduction">Introduction</h3> - -<p>This report examines historical trends in Russia’s arms exports, including the impacts of Russia’s 2022 invasion of Ukraine and the subsequent sanctions regime on its arms sales globally. Recent trends have not been favorable to Moscow. It has been losing old markets, and its weapons have become less desirable to potential purchasers due in part to new, technologically superior alternatives. While Moscow has generally been considered the second-largest arms exporter following the United States, recent data from the Stockholm International Peace Research Institute (SIPRI) shows that France surpassed Russia in the years 2021 and 2022 as the world’s second-largest arms exporter, and China may also outstrip Russia in the near future.</p> - -<p>Russia’s 2022 invasion of Ukraine has dramatically accelerated these trends by putting an additional strain on its industrial base and technological capacity, damaging the reputation of Russian weapons as high-quality and durable products and undermining its credibility as a reliable arms supplier. While Moscow will likely remain a major arms exporter in the next few years, its international position will keep deteriorating. Russia’s decline in global market share, however, predates the war in Ukraine. U.S. sanctions against the Russian defense sector after 2014 and the implementation of the 2017 Countering America’s Adversaries Through Sanctions Act (CAATSA) increased the potential costs — both economic and diplomatic — of buying Russian arms. Now, with the need to sustain a massive war effort in the face of unprecedented Western sanctions, Russia’s defense industrial capacity has been significantly strained — the Kremlin has even been forced to buy back Russian-made weapons systems, spare parts, and components from some of its purchasing countries.</p> - -<p>Thus, it is likely that Moscow’s share of the global arms market will deteriorate further. This has significant foreign policy ramifications for Russia and other arms-producing countries. Arms sales have been a major tool of Russian foreign policy, as the sale of weapons to another countries helps build longer-term strategic partnerships. Former U.S. assistant secretary of state Andrew Shapiro outlined the critical role arms transfers can play in binding countries:</p> - -<blockquote> - <p>One way to conceptualize the transfer of an advanced defense system, such as a fighter aircraft, is to think about the sale of a new smartphone. When someone buys a smartphone, they are not simply buying a piece of hardware; they are buying a system that includes the operating system; the system’s software for email, photos, and music; as well as access to many other available applications. Therefore, an individual is in fact entering into a relationship with a particular smartphone company over the life of that phone. Similarly, when a country buys a fighter jet or other advanced defense system from a U.S. company, they are not just getting the hardware; they are buying a larger system, one that will need to be updated and repaired throughout its lifespan, which in the case of a fighter jet can be as long as 40 years. This means that in purchasing the hardware, the buyer is actually committing to a broader long-term relationship with the United States.</p> -</blockquote> - -<p>Similarly, Russian arms sales have helped cement the Kremlin’s relationships around the world. For instance, a major reason for Indian reticence to sanction or critique Russia’s invasion of Ukraine is that New Delhi and Moscow have a long-term diplomatic partnership rooted in India’s dependence on Russia’s defense sector.</p> - -<p>Indeed, for years, Russia has serviced both ends of the global arms market. It has produced high-end systems, such as advanced aircraft, air defense, and modern battle tanks for its larger and wealthier clients, while also being the supplier of choice to the lower-end market, producing relatively inexpensive, yet reliable systems to lower-income countries. This report highlights that Russia is getting squeezed out of the higher-end market, as sanctions, questions of reliability and performance, and doubts about the existing Russian production capacity are causing the Kremlin to lose its international market share. However, Moscow may prove more resilient at the lower end of the market. Russia’s ability to provide low-quality weapons systems and its willingness to do so with limited strings attached, especially related to human rights and end-use requirements, can make it an attractive partner, particularly to conflict-affected countries and autocratic regimes, including in Africa. Additionally, the militaries of many countries often have a long history of engagement with the Russian or Soviet defense industrial sector and have immense familiarity with Russian-origin equipment. While the Russian defense industry is expected to struggle to supply its forces fighting in Ukraine, the diplomatic importance of maintaining defense industrial ties, particularly with African states and other long-standing partners, will likely ensure that Moscow will continue to meet the demands of its loyal customers.</p> - -<p><strong><em><code class="highlighter-rouge">Russia is getting squeezed out of the higher-end market, as sanctions, questions of reliability and performance, and doubts about the existing Russian production capacity are causing the Kremlin to lose its international market share.</code></em></strong></p> - -<p>Moreover, Western nations, which often produce expensive, higher-end systems, are not well positioned to take advantage of the market gap. The U.S. defense industry, for instance, focuses its efforts on meeting the high-end needs of the U.S. military and rarely focuses on lower-cost systems. The United States, in contrast to Russia and other competitors, also does not have flexible financing mechanisms for lower- or middle-income countries. Instead, it provides security assistance in the form of grants that are used to procure from the U.S. defense companies. However, this funding is rarely flexible enough to seize new opportunities, as it would have to be redirected from one recipient country to another, forcing difficult trade-offs. Congress could allocate more funding to the Department of State, which oversees the Foreign Military Financing program, or the Department of Defense, which in the last decade has established its own security assistance funding program. But U.S. transfers come with conditions attached, and, inevitably, Russia provides weapons to countries to which the United States will be unwilling to transfer weapons. Nevertheless, there may be opportunities for Washington to incentivize countries to move off of Russian equipment by providing targeted assistance or through other security assistance programs, such as the Excess Defense Articles program, which provides for transfer of older U.S. military equipment to partners.</p> - -<p>Should Moscow lose its dominant position in its major foreign arms markets, Russia’s entire defense sector will be negatively impacted. While revenues from arms trade constitute a relatively small part of the Russian state budget, foreign sales help fund its defense sector and incentivize further innovation. It also forces Russia’s military industrial base to meet the higher standards often demanded by a purchasing country with significant leverage on the Kremlin, such as India or China. Therefore, examining where and in what capacity Moscow will continue its arms trade is central to understanding its international standing as well as the state of its military research and development (R&amp;D) sector going forward.</p> - -<p>This report analyzes how the changes in Russia’s defense industrial capacity, as a result of Western sanctions and embargoes, affect its status as the second-largest supplier in the global arms trade, which it has kept in the last decades. It first overviews the historical dynamics of Russian arms sales, starting from the collapse of the Soviet Union to before the 2022 invasion of Ukraine. Then it outlines key trends observed in Russian arms exports amid the war in Ukraine and the allied sanctions regime. The report then examines Moscow’s most exported weapons categories and top purchasing countries before analyzing possible future trends in Russian arms sales and making policy recommendations for Western policymakers.</p> - -<h3 id="historical-dynamics-of-russian-arms-sales">Historical Dynamics of Russian Arms Sales</h3> - -<p>Following the collapse of the Soviet Union, Russian arms transfers came to a brief halt. However, exports to large purchasers such as India and China resumed in 1992 and, by the end of the 1990s, Russia reestablished itself as one of the top arms-exporting nations in the world. And while its overall capacity to export arms was comparable to that of the United States (see Figure 1), its overall volume of transfers translated into a much larger amount of hardware exported abroad because of the relative cheapness of Russian equipment compared to Western alternatives.</p> - -<p>Arms sales comprise a relatively small amount of Russia’s overall trade. According to Russian media sources, in the last 10 years, revenue from arms transfers constituted around $14–15 billion per year, or only 2 to 5 percent of its overall exports. But while the arms trade has hardly been a significant source of revenue, Russia has relied on it as a soft-power tool to build patronage networks and advance its economic and strategic objectives around the globe. In the 2000s, Moscow began expanding its role as an exporter of choice for revisionist and rogue leaders, such as Venezuela’s Hugo Chávez and Syria’s Bashar al-Assad. Russia’s arms transfers to Syria spiked from 2010 to 2013 as the West imposed arms embargoes on Damascus. These policies contributed to a successful expansion of Russia’s arms trade by the late 2000s (see Figure 1).</p> - -<p>However, the upward trend started to change in the last decade. While the Kremlin’s official reports claim that the level of arms sales have remained stable over the last 10 years, alternative sources suggest that growth in Russian arms sales has slowed down, especially following the 2014 Russia-Ukraine war. According to SIPRI, between 2012 and 2016, Russian arms exports grew by only 4.7 percent, compared to a global average of 8.4 percent, a decline when adjusted for inflation. This occurred despite the fact that the global arms trade kept growing, reaching its highest level since the end of the Cold War in 2019.</p> - -<p><img src="https://i.imgur.com/9yddcft.png" alt="image01" /> -<em>▲ <strong>Figure 1: Russia’s Arms Sales Compared to the United States, France, and China, 1992–2022.</strong> Source: <a href="https://armstrade.sipri.org/armstrade/page/values.php">“Importer/Exporter TIV Tables,” Stockholm International Peace Research Institute (SIPRI), Arms Transfers Database, June 2023</a>.</em></p> - -<p>As mentioned above, Russian arms exports were negatively impacted due to pressure from the West on third countries not to buy Russian arms following its invasion of Ukraine in 2014. Subsequent years have witnessed an even more pronounced decrease in Russian arms sales. Moscow’s share of global arms exports fell from an average of 22 percent between 2013 and 2017 to 16 percent between 2018 and 2022, a 31 percent decrease. Meanwhile, the market share of Russia’s immediate competitors grew. While Russian arms exports nearly matched U.S. arms exports in 2011 and were distributed to 35 different countries, they had fallen by nearly 70 percent by 2022, with deliveries to just 12 countries. As the gap between Russia and the United States, the world’s largest arms supplier, significantly widened, the gap between Russia and France, the third-largest arms supplier, narrowed. Eventually, as Figure 1 demonstrates, in 2021 and 2022, France even surpassed Russia. If this trend continues over the next few years, Russia risks falling behind China as well, currently the fourth-largest arms supplier.</p> - -<p>A number of factors have contributed to the decline in the Kremlin’s arms trade in the last five years, including an increased focus of Russia’s defense industry on fulfilling domestic orders, as well as important steps taken by Russia’s key arms purchasers toward indigenization of weapons production and diversification of arms imports. Another important factor contributing to the decline has been the imposition of CAATSA, which the U.S. Congress passed in 2017 in response to Russia’s 2014 Crimea annexation and meddling in the 2016 U.S. elections. Section 231 of CAATSA authorized secondary sanctions on countries engaged in “significant transactions” with Russia’s defense sector. This provision, while sparingly enforced, still deterred many potential purchasers from concluding big-ticket arms deals with Moscow. Russian officials even acknowledged that sanctions were posing difficulties for Moscow’s arms exports and potential clients.</p> - -<p>Turkey is one example of CAATSA enforcement. In 2017, President Erdoğan brokered a $2.5 billion deal with Russia for the purchase of the S-400 surface-to-air missile (SAM) system. Turkey then accepted the first of the four missile batteries in July 2019, despite warnings from the United States and other NATO allies. Subsequently, Washington sanctioned Turkey’s Defense Industry Agency (SSB) for knowingly engaging in a significant transaction with Rosoboronexport, Russia’s main arms export entity. The sanctions included a ban on all U.S. export licenses and authorizations to SSB, as well as asset freezes and visa restrictions on SSB’s president and other officers. Ankara was also removed from the U.S. F-35 program. Along with Turkey, the only other country sanctioned to date has been China. In a largely symbolic move, the United States sanctioned the Chinese Equipment Development Department and its director for engaging in “significant transactions” with Rosoboronexport for purchasing two S-400 SAM systems and 10 Sukhoi fighter aircraft in late 2017 after CAATSA had entered into force.</p> - -<p>Despite not being consistently enforced — for example, in the view of its strategic partnership with India, the United States waived sanctions on New Delhi despite it purchasing five S-400 SAM systems from Russia in 2018 — CAATSA had a chilling effect on many smaller Russian arms purchasers. Naturally, there are many factors that go into a country’s arms acquisition decisions, making it difficult to pinpoint the exact impact of CAATSA sanctions on decisionmaking. Nevertheless, the potential threat of U.S. sanctions has given U.S. diplomats a powerful tool to push against Russian arms purchases in a number of countries. In recent years, states such as Egypt, the Philippines, and Indonesia have scaled down or canceled orders of Russian weapons in the face of potential CAATSA sanctions. For example, Indonesia acknowledged that it abandoned its plan to acquire Russian Su-35 aircraft due to the threat of sanctions and considered purchasing U.S. and French systems instead. Thus, CAATSA punitive measures worked best when complemented with other incentives. The combination of suitable, competitively priced Western alternatives to meet buyers’ security needs with the threat of sanctions is particularly effective in dissuading countries from purchasing Russian arms. In sum, CAATSA has increased the potential costs of purchasing Russian weapons and has contributed to the decline of the profile of Moscow’s arms purchasers.</p> - -<h3 id="key-trends-following-russias-2022-invasion-of-ukraine">Key Trends following Russia’s 2022 Invasion of Ukraine</h3> - -<p>Russia’s invasion of Ukraine in February 2022 and the subsequent sanctions have aggravated issues faced by the Kremlin’s arms exports industry, including significantly straining Russia’s defense production capacity, negatively affecting the reputation of Russian arms, and complicating payment options for Moscow’s existing customers.</p> - -<h4 id="strained-defense-production-capacity">Strained Defense Production Capacity</h4> - -<p>Due to the protracted nature of the war in Ukraine, Russia’s defense production has substantially increased since 2022. However, the war has forced the Russian arms industry to refocus inwards by prioritizing supplies for its own armed forces. There have been reports in the Russian media that the fulfillment of some export contracts is being delayed — such as aircrafts for Algeria and artillery systems for Vietnam — to prioritize production for Russia’s own armed forces.</p> - -<p>The lack of excess production capacity has contributed to Moscow’s declining position in arms exports. This production crunch has created additional security risks for Russia’s remaining customers, forcing them to diversify their suppliers. For instance, since the invasion began in 2022, Vietnam, a country historically highly reliant on imports of Russian arms and spare parts, has found its national security jeopardized by the lack of reliability of Russian deliveries. It has sought to increase domestic production, building armored vehicles, small arms, as well as drones and anti-ship missiles. Additionally, Vietnam has begun exploring alternative suppliers of military hardware, including European nations, the United States, Israel, India, Turkey, South Korea, and Japan.</p> - -<p>Furthermore, in a radical turn of events, Russia has now begun to try to purchase back much-needed military components and technology from countries such as India and Myanmar. In late 2022, Russian tanks manufacturer Uralvagonzavod reportedly imported $24 million worth of military products that it had previously produced for Myanmar’s armed forces, including sighting telescopes and cameras for installation in tanks. In August and November 2022, Russia also purchased six components related to night-vision sight for its ground-to-air missiles from the Indian Ministry of Defense. This reflects Moscow’s struggles to domestically produce critical defense equipment as a result of sanctions.</p> - -<h4 id="negative-demonstration-effects">Negative Demonstration Effects</h4> - -<p>For years, the fact that Russian-made weapons were tried and tested in combat was good for marketing purposes. Syria, for instance, became an advertisement for the efficacy of Russian arms, helping Moscow boost its status as a major arms producer and exporter. The invasion of Ukraine was similarly supposed to allow Russia’s new generation of weapons to be “tested in combat conditions.” However, contrary to Syria, the war in Ukraine undermined the reputation of many Russian weapons systems, often demonstrating their ineffectiveness and obsolescence. For example, a sizable share of Russian tanks and other armored vehicles have turned out to be particularly susceptible to modern anti-tank weapons used by the Ukrainian armed forces. Other instances include Russia’s theoretically superior (in terms of technology and quantity) fighter jets and helicopters being shot down by Ukrainian ground-based air-defense systems; the loss of Russian SAM systems to Ukrainian air strikes; and reports of high failure rates for Russian missiles.</p> - -<p>While such Russian military struggles may often have more to do with the poor personnel training or deficiencies with command and control, they nevertheless create the perception of a deficient Russian military system and provide more reasons for prospective buyers to look elsewhere. This is particularly true for Russian-made aircraft and air defense systems because these weapons have historically been the most exported arms categories for Moscow and therefore their less than desirable performance record on the battlefield in Ukraine could potentially affect their export rates going forward.</p> - -<p><img src="https://i.imgur.com/Xw5SuDt.png" alt="image02" /> -<em>▲ A man walks past a destroyed Russian helicopter in Kyiv, Ukraine, in May 2022.</em></p> - -<h4 id="sanctions-and-sanctions-linked-payment-issues">Sanctions and Sanctions-Linked Payment Issues</h4> - -<p>Following the 2022 invasion, CAATSA has been reinvigorated, inflicting further chilling effects on the remaining purchasers of Russian weapons. As a result, by 2023, Russia had a very low level of pending deliveries. Some potential purchases appear to be on hold, as importers fear falling afoul of U.S. sanctions. For instance, while Turkey has signed a deal with Russia to buy a second batch of S-400 SAM systems, no new developments have yet been observed in this regard. The Philippines has also canceled a contract for 16 Mi-17 helicopters to avoid U.S. sanctions. In 2022, Russia made no deliveries to Egypt and its volume of deliveries to China fell substantially.</p> - -<p>Furthermore, the trade of combat aircraft and helicopters, Russia’s main arms exports since 1992, also appears to be affected. Between 2018 and 2022, trade in this area accounted for roughly 40 percent of Russian arms sales. But by the end of 2022, Moscow had pending deliveries for only 84 combat aircraft and helicopters, as opposed to the United States and France, which had 1,371 and 210, respectively. Standing orders are similarly low when it comes to SAM systems and tanks, for which Russia has 13 and 444 pending deliveries, respectively. In addition, Russia currently has no known artillery orders, while South Korea, for example, has 1,232 orders on file. One exception is Russian-origin engines, exports of which increased in 2022, in large part due to Chinese reliance on Russian engines discussed in the following sections of this report.</p> - -<p>Sanctions have also led to a reduction in Russia’s client base when it comes to providing components and repair services. While no country among those that sanctioned Russia was a major buyer of Russian weapons, a number of them, such as Greece, Finland, Cyprus, and countries in Central and Eastern Europe, had continued to use Soviet- and Russian-style systems and thus consistently relied on Russian-manufactured components and repair services. Moscow lost these markets in 2022.</p> - -<p>Further impact from sanctions appears through Russia’s lack of access to high-tech components. A recent CSIS report highlighted Russia’s struggle to import much-needed components and spare parts, such as optical systems, bearings, machine tools, engines, and microchips. In the eyes of many current and potential buyers, this limitation creates risks for a sustainable long-term defense partnership. Even prior to 2022, Moscow struggled to develop military R&amp;D, and this trend is likely to worsen in the future. For example, the latest Russian aircraft designs are incapable of achieving the fifth-generation benchmark and have fallen behind even countries such as China. These challenges will be worsened by the ongoing war. Russia already has suspended the contract for the supply of two Ka-32 helicopters to Serbia, allegedly due to Western sanctions and war-related shortages of military equipment. Going forward, Russia will find it increasingly difficult to deliver updates to the weaponry, components, and infrastructure of its customers as long as the sanctions remain in place.</p> - -<p>These risks are further exacerbated by Moscow’s de facto disconnect from the international financial system, which makes it hard for its clients to pay for Russian arms supplies. Moscow’s current customers are forced to find alternative schemes, including transitioning to payments in national currencies. As a result, Russia’s supplies of defense equipment to India, for instance, have stalled recently due to the fear of sanctions, as both countries have struggled to find an alternative payment solution. While India is reluctant to settle payments in U.S. dollars or Chinese yuan, Russia has turned down India’s request to make payments in rupees, which is not a fully convertible currency.</p> - -<h3 id="top-arms-exports-from-russia">Top Arms Exports from Russia</h3> - -<p>Following the collapse of the Soviet Union, the Russian Federation has exported a wide range of weapons systems, with aircraft, missiles, armored vehicles, ships, and air defense systems being the top five weapons categories from 1992 to 2022 in terms of the volume of transfers, based on the SIPRI Trend Indicator Values (TIV) database (see Figure 2). The TIV figures represent “the transfer of military resources rather than the financial value of the transfer” and they therefore “are best used as the raw data for calculating trends in international arms transfers over periods of time, global percentages for suppliers and recipients, and percentages for the volume of transfers to or from particular states.” Interestingly, per the TIV database, demand for Russian-made engines has increased significantly since the early 2010s, with this component gradually becoming central to Russia’s arms exports. Between 2017 and 2022, engines were one of the most exported weapons categories, only second to aircraft in terms of TIV, and they even surpassed the volume of aircraft transfers in 2022, according to SIPRI.</p> - -<p>This section examines the Kremlin’s most exported weapons and technologies and the areas where Russia has retained a competitive edge. It also analyzes the impact of the Ukraine war and the 2022 sanctions regime on Russia’s likelihood to prioritize defense production for its own armed forces over defense exports. Overall, current trends, including the volume of pending deliveries Russia had by the end of 2022, suggest that Russian arms exports in virtually all major weapons categories will continue to decrease.</p> - -<h4 id="aircraft">Aircraft</h4> - -<p>Aircraft exports make up around 50 percent of Russia’s total arms trade. Moscow offers different Soviet-era and more advanced aircraft to its customers, including MiG-29 fighter jets; Su-27, Su-30, and Su-35 fighters; and Yak-130 jet trainers, among others. Deliveries have historically gone primarily to India, China, Vietnam, Algeria, Egypt, and a number of other countries across the globe.</p> - -<p><img src="https://i.imgur.com/RF3CGQY.png" alt="image03" /> -<em>▲ <strong>Figure 2: Top Russian Arms and Technology Exports, 1992–2022.</strong> Source: “Importer/Exporter TIV Tables,” SIPRI.</em></p> - -<p>The Su-35 is Russia’s most advanced fourth-generation fighter jet to date, often described by the Russians as “fourth generation++,” meaning that due to the extent of its upgrades the plane’s attributes have been pushed well beyond standard fourth-generation capabilities. Yet, even before the February 2022 invasion, the Kremlin was having difficulty finding buyers for its Su-35, in large part due to CAATSA, which played an important role in deterring large arms importers such as Algeria, Egypt, and Indonesia from acquiring the plane. While Russia has delivered the Su-35s to China and is now expected to sell them to Iran, low production rates, aggravated by the need to prioritize war-related production, as well as ongoing war and sanctions, will make it increasingly difficult for Moscow to manufacture new batches of the Su-35 for export purposes or provide necessary maintenance and upgrades. According to the available Russian open-source estimates, Russia allegedly was able to produce only five Su-35 aircraft in 2021, with a goal to deliver seven more by the end of 2022.</p> - -<p>In addition to the Su-35s, Moscow has also been marketing two new fifth-generation fighters, the Su-57 and Su-75 Checkmate, intended to compete with the U.S.-made F-22 and F-35 combat aircraft, respectively. However, with Russian aviation becoming one of the industries hardest hit by the war and export control restrictions, experts believe Moscow’s capacity to finish and mass produce such high-tech fighters will be significantly curtailed in the near term. While the Russian air force has recently claimed that it received a new batch of the Su-35 fighters — albeit without specifying the exact number — and was on track toward acquiring the Su-57 aircraft within a year, analysts still question the Kremlin’s ability to produce enough to export abroad.</p> - -<h4 id="engines">Engines</h4> - -<p>Russia started selling engines in significant volumes in the early 2010s. In 2022, engines accounted for 32 percent of Moscow’s total arms trade, making them the most exported Russian equipment. There is a particularly high demand on Russian-made engines for military aircraft. According to Rosoboronexport, a Russian state agency dealing with defense-related exports and imports, Moscow offers the following main aircraft engine types for sale:</p> - -<ul> - <li> - <p>the AI-222-25 engine, used to power the Yak-130 training aircraft, which the Russians have claimed can replicate characteristics of some fourth- and fifth-generation fighter aircraft;</p> - </li> - <li> - <p>the AL-31F, installed on the Su-27, Su-30, and Su-33 fighters;</p> - </li> - <li> - <p>the AL-41F-1S, used to power fourth-generation aircraft such as the Su-35; and</p> - </li> - <li> - <p>the RD-33 and its variation RD-33MK, designed for the MiG-29 and MiG-35 fighters.</p> - </li> -</ul> - -<p>China has been one of the key recipients of Russian-made aircraft engines such as the RD-33MK and AL-31F, which have been installed on the Chinese-made fighters as well as imported Russian fighters. However, as discussed in the next section, since the start of the 2022 invasion, Beijing has been concerned with Moscow’s capacity to produce and deliver capable aircraft engines on time, as the inability to do so would have a devastating impact on the Chinese aviation industry, which remains highly dependent on Russian-made engines. Indeed, Russia has been facing issues with engine production for some time and especially since 2014 due to its reliance on Ukrainian manufactures such as Motor Sich and Zorya-Mashproekt, which used to provide key components in Russia’s engine production. It is likely that the 2022 sanctions regime will further limit the Kremlin’s ability to build high-quality aircraft engines in the foreseeable future, forcing China to take concrete steps toward indigenization of the engine industry.</p> - -<h4 id="missiles-and-air-defense-systems">Missiles and Air Defense Systems</h4> - -<p>After aircraft, missiles and air defense systems have been Russia’s most widely exported systems since 1992. SIPRI differentiates between these two weapons categories. It defines missiles as “(a) all powered, guided missiles and torpedoes with conventional warheads, and (b) all unpowered but guided bombs and shells. This includes man-portable air defence systems (MANPADS) and guided anti-tank missiles.” Under the air defense systems, SIPRI includes “(a) all land-based surface-to-air missile (SAM) systems, and (b) all anti-aircraft guns with a caliber of more than 40 mm or with multiple barrels with a combined caliber of at least 70 mm.” For the purposes of this paper, these two categories are discussed together.</p> - -<p>Russia offers a wide range of air defense systems to its customers, such as upgraded versions of the S-300, as well as the newer and more advanced S-350, S-400, and Pantsir SAM systems. Before the Ukraine war, the Kremlin sold these systems to a number of countries globally, including S-300s to China, Algeria, Vietnam, and Azerbaijan; S-400s to India, Turkey, and China; and Pantsir-S1s to Algeria, Serbia, the United Arab Emirates, and Syria, among others. In 2019 — amid major defense agreements, which also included a $2 billion arms deal signed between Moscow and Ankara on the delivery of S-400 SAM systems — Dmitry Shugaev, director of Russia’s Federal Service for Military-Technical Cooperation, declared that the share of air defense systems in Russian arms exports had grown to 20 percent within a year.</p> - -<p>Yet this trend was negatively affected by the 2022 invasion and concomitant sanctions regime. Based on SIPRI estimates, Moscow had only 13 pending deliveries of its SAM systems by the end of 2022, while the United States, Israel, and Germany had 40, 26, and 25, respectively. Naturally, Russia’s war of aggression against Ukraine can in large part explain Moscow’s low volume of pending deliveries last year. Since the start of the invasion, Russia has expended thousands of missiles and lost at least 130 air defense systems in Ukraine that, together with the allied export restrictions, have strained its defense industrial capacity to manufacture extra systems for export. However, despite sanctions and the remarkable performance of Ukraine’s air defenses, Moscow has been able to access much-needed Western and Chinese components to sustain current systems and manufacture new missiles and air defense systems — and has inflicted significant damage to Kyiv. Going forward, it is likely that Russia will prioritize war-related defense production over export-related manufacturing, yet it may still sell some missiles and other air defense systems in much lower volumes to states vital to Russian foreign policy (such as China) or to its satellite regimes (such as Belarus).</p> - -<h4 id="armored-vehicles">Armored Vehicles</h4> - -<p>Russia exports a wide variety of armored vehicles, including different models of the T-72 and T-90 main battle tanks (MBTs); BMP-2 and BMP-3 infantry fighting vehicles (IFVs); and BTR-80 and BTR-82A armored personnel carriers (APCs). Prior to the 2022 invasion, Russian-made tanks, and especially modernized versions, enjoyed popularity among Moscow’s loyal customers. For instance, the T-90s, first introduced in 1992 and incorporating the best design principles from the previous T-72 and T-80 MBTs, have been purchased by a number of countries across the world, including in the former Soviet Union (e.g., Azerbaijan and Turkmenistan), Africa (e.g., Algeria and Libya), and South and Southeast Asia (e.g., India, Myanmar, and Vietnam). India and Algeria have been particularly important purchasers of Russian armored vehicles, and especially the T-90s. At one point, Russian tank manufacturer Uralvagonzavod may have been the most active tank factory in the world due to large export orders coming from these two countries.</p> - -<p>The ongoing war in Ukraine, resulting in significant losses of armored vehicles, is likely keeping Uralvagonzavod even busier. Russia has lost at least 2,000 tanks of various kinds — two-thirds of its fleet, by some estimates — which is putting a significant strain on Uralvagonzavod’s capacity to refurbish old MBTs and manufacture new ones for both war- and export-related purposes. In the summer of 2022, Russian news agencies wrote that Rosoboronexport had rolled out the export version of Russia’s “cutting-edge” T-14 Armata MBT developed by Uralvagonzavod — thus implying that the country’s chief tank manufacturer had enough capacity to produce advanced MBTs amid sanctions and the war — but evidence recently emerged suggesting that Uralvagonzavod might actually be facing significant issues with its production capacity. Allegedly, the factory reimported components originally made on its premises, including 6,775 sighting telescopes and 200 cameras for installation in tanks, from Myanmar in December 2022. This fact, coupled with sanctions and a weak performance of Russian tanks on the battlefield in Ukraine, already resulted in lower volumes of armor-related exports and pending deliveries (444 tanks on order) from Russia by the end of 2022, especially when compared to the volume of pending deliveries for U.S., Chinese, and South Korean tanks (634, 717, and 990, respectively). This trend will likely continue in the foreseeable future, especially as China, Russia’s chief competitor in cost-effective MBTs, ramps up its own tank production.</p> - -<h4 id="naval-systems">Naval Systems</h4> - -<p>Although ships remain among the top five most exported Russian weapons categories, Moscow has not made any deliveries of large vessels for four consecutive years. Instead, it has placed an emphasis on the development of smaller vessels able to carry a variety of missiles, such as the Project 22800 Karakurt corvettes and Project 22160 patrol ships. However, area specialists note that the Russian shipbuilding industry’s aging infrastructure, which in 2022 was also cut off from access to advanced Western components and humiliated by the sinking of the Moskva missile cruiser, will likely further hinder Moscow’s naval exports. In addition to ships, Russia is also facing issues marketing its Kilo-class attack submarines. While experts believe the Russian-made submarines retain significant undersea capabilities, such as launching effective conventional cruise missile and undersea infrastructure attacks against adversary fleets, the war and sanctions seem to be impacting Moscow’s defense industrial capacity to manufacture submarines for export purposes. A recent example, also discussed in the next section, includes India choosing Germany over Russia to coproduce new submarines, allegedly due to the growing unpredictability of arms exports from Moscow amid sanctions and the invasion.</p> - -<h3 id="russias-key-export-destinations">Russia’s Key Export Destinations</h3> - -<p>Since the collapse of the Soviet Union, Russia has exported its arms to around 100 countries worldwide, with India, China, Algeria, Vietnam, and Egypt composing the top five purchasers of Russian weapons systems throughout this time (see Figure 3). According to Paul Schwartz, a non-resident senior associate with CSIS, “Russian arms sales are very diverse but also concentrated. Diverse because Russia has exported arms to nearly 100 countries since 2000 and highly concentrated because its top 10 arms clients traditionally account for the vast majority of Russian arms sales in any given year.” This section analyzes Moscow’s chief arms markets and how the ongoing war in Ukraine together with the allied sanctions and export regulations are impacting Russia’s ability to remain the key supplier of weapons and technology to those countries.</p> - -<p>To its customers, Russia’s arms have remained attractive for several reasons. First, for many countries, they are buying what they know. Past purchases have created a path for dependence. For long-time purchasers of Soviet weapons, costs of training and maintenance requirements of Russian weapons are much lower. Second, Russian military hardware has often been cheaper and easier to operate and maintain than Western analogues. Third, Russia has tended to offer generous financing, such as loans with extended repayment plans. This is in stark contrast to the United States, which lacks flexible financing mechanisms that are often necessary for lower-income purchasers. Fourth, Russia is a more straightforward seller, due in part to the lack of bureaucratic or legislative oversight that countries such as the United States require to ensure proper end user and human rights conditions. This enables Russia to make deals more quickly and with fewer conditions than Western nations. Finally, in contrast to U.S. arms sales, Russia has remained attractive to non-democratic regimes due to its willingness to sell weapons without stressing democratic values, human rights records, or internal political situations, as Western countries often do.</p> - -<p><img src="https://i.imgur.com/a2vlXMJ.png" alt="image04" /> -<em>▲ <strong>Figure 3: Top Recipients of Russian Weapons Systems, 1992–2022.</strong> Source: “Importer/Exporter TIV Tables,” SIPRI.</em></p> - -<p><img src="https://i.imgur.com/YHOVruz.png" alt="image05" /> -<em>▲ <strong>Figure 4: Top Recipients of Russian Weapons Systems, 2022.</strong> Source: “Importer/Exporter TIV Tables,” SIPRI.</em></p> - -<p>In recent years, Russia has been forced to increasingly concentrate on the states interested in lower-cost systems (up to $300 million), such as South Africa, Eswatini (formerly Swaziland), Angola, and Eritrea, among others. Low (and at times insignificant) volumes of sales with these countries, coupled with Moscow’s deepening isolation from the Western nations and their allies, can largely explain why, by the end of 2022, 91 percent of all Russian arms exports were flowing to just four countries: India, China, Belarus, and Myanmar (see Figure 4).</p> - -<p>In the near term, available evidence suggests that Russia’s biggest customers, including India and China but also Algeria and Egypt, will most likely strive to become less reliant on Russian arms exports due to ongoing import substitution or diversification efforts in these countries and risk of sanctions. Since February 2022, such efforts have been aggravated by the growing instability of Russia’s defense industrial base, affecting the quality and frequency of Russian arms deliveries worldwide. While it is likely that Moscow will continue selling older Russian equipment and technology to a number of conflict-affected countries or authoritarian regimes across Africa, Latin America, the Middle East, and the former Soviet Union, those deliveries will have limited ability to insulate Russia’s declining arms export industry.</p> - -<h4 id="india">India</h4> - -<p>With a 9 percent share of total global arms imports, India has been the world’s largest purchaser of major weapons systems between 1992 and 2022. Russia has been its biggest supplier throughout this time, followed by France and the United States. Yet Moscow’s exports to New Delhi began to steadily decline from 2014. Russia’s share of total Indian arms imports fell from 64 percent in 2013–2017 to 45 percent in 2018–2022. A number of factors have affected Moscow’s position as New Delhi’s key arms supplier, including growing competition from other exporter countries, India’s plan to reinvigorate its domestic arms production, and, most recently, the constraints on Russia’s military industrial complex induced by the 2022 invasion of Ukraine and subsequent sanctions.</p> - -<p>Recent years have seen India increase attempts to diversify its arms imports away from Russia and engage more closely with major Western suppliers, including EU countries and the United States, among others. For instance, arms exports from France rose by 489 percent between the two five-year periods, 2013–2017 and 2018–2022, based on SIPRI estimates. Such a significant increase in sales has in large part been attributed to France landing several big-ticket arms deals with India, including the 2016 $8.8 billion inter-government agreement, within which Paris delivered 36 Rafale fighter jets to New Delhi by December 2022. Besides France, Germany has also made steps to expand ties with India on weapons procurement and counter Russia as a major arms supplier to the South Asian nation. In June 2023, the two countries signed a memorandum of understanding that is expected to be followed by a multibillion-euro deal, according to which Berlin and New Delhi will co-produce six submarines for the Indian navy. Submarines will be built under Prime Minister Narendra Modi’s “Make in India” initiative, designed to reduce military imports and increase domestic procurement and production. Similar to its EU partners, the United States has also expressed its readiness to reinforce “the major defense partnership” and support India’s ambitious goal of turning into a significant arms exporter in the near future by fast-tracking “technology cooperation and co-production in areas such as air combat and land mobility systems; intelligence, surveillance, and reconnaissance; munitions; and the undersea domain.” According to a Reuters exclusive, the Biden administration is set to allow General Electric, a U.S.-based conglomerate, to produce jet engines in India for Indian combat aircraft.</p> - -<p>New Delhi’s efforts at bolstering codevelopment and coproduction of defense systems with its Western partners have intensified against the backdrop of a declining Russian military industrial complex, strained by the allied sanctions and the ongoing invasion. The struggles of Russia’s military industrial complex could in turn have a significant impact on India’s defense sector. According to various estimates, around 60 to 85 percent of major weapons systems in the Indian military originate from Russia. For instance, 97 percent of India’s MBTs are Russian-made variants (2,418 T-72s and 1,200 T-90s). Furthermore, more than half of India’s combat-capable aircraft come from Russia, including 263 Su-30MKIs, between 50 to 146 MiG-21s (based on different estimates), and over 100 MiG-29s. New Delhi also possesses seven Russian Kilo-class submarines and three S-400 missile defense systems. All these weapons require regular maintenance and upgrades, which India worries Moscow may be unable to provide.</p> - -<p>In May 2022, New Delhi reportedly suspended plans to upgrade its Su-30MKIs with Russian assistance, instead aiming to equip the fleet with indigenous products, including Indian-made radar and avionics, to reduce dependence on Moscow. In March 2023, the Indian Air Force (IAF) declared that Russia would be unable to meet arms delivery commitments for the current year due to the war and sanctions. The IAF also stated that the invasion had a significant impact on its arms supplies, causing it to slash projected capital expenditure on modernization for FY 2024 by nearly a third compared to the previous fiscal year. Besides India’s aviation and air defense sectors, it has also been reported that New Delhi’s plans to lease another Russian nuclear attack submarine could be delayed beyond the planned 2025 delivery date due to the ongoing war. Furthermore, according to some recent reports, beyond Russia’s inability to deliver new systems, it has been repurchasing spare parts for tanks and missiles that it had originally exported to India. Even when Russia is able to meet its delivery commitments — such as deliveries of S-400 systems in 2022 — other issues arise, including finding a payment mechanism for India that would not violate U.S. sanctions.</p> - -<p>Despite these challenges, Russian officials continue to claim that the Russo-Indian defense partnership is not affected by the war and sanctions. In February 2023, Vladimir Drozhzhov, deputy head of the Federal Service for Military-Technical Cooperation, declared that Moscow and New Delhi are in talks over additional Su-30MKI fighter jets, which will be produced under a Russian license in India and will cost New Delhi $1.4 billion. Rosoboronexport has also announced that Russia is ready to produce Ka-226T helicopters together with Indian defense companies as part of the “Make in India” initiative. However, none of these plans have thus far been crystallized. In fact, according to scholars Vasabjit Banerjee and Benjamin Tkach, in the short run, India will most likely focus on partnering with countries that have experience manufacturing spare parts and upgrades for Russian-origin weapons. These may include Israel, Bulgaria, and Poland, among others. In the long run, New Delhi will “move ahead with its stated intention of developing a stronger indigenous defense industry.” Siemon Wezeman, a senior researcher with the SIPRI Arms Transfers Program, also believes that issues with the quality of Russian arms deliveries together with India’s ongoing import diversification efforts and pivot to domestic production will most likely contribute to Russia losing India as its chief arms importer in the coming decade.</p> - -<h4 id="china">China</h4> - -<p>China has been the second-largest importer of Russian arms and equipment since 1992, yet the nature and type of deliveries have changed significantly over this time. In the early 2000s, Russian arms played a central role in the development and modernization of the Chinese military, and particularly its navy and air force. Beijing purchased numerous classes of missiles, aircraft, and submarines from Moscow, including the S-300 surface-to-air missiles, Su-27S and Su-30MKI fighter aircraft, and Project 636 Varshavyanka submarines. Even though those systems were capable, they still represented “Russia’s older, second-best ones and did not include more-advanced technologies.”</p> - -<p>After 2006, Russian exports to China started to decrease (but remained significant) for multiple reasons. A decline in part resulted from Moscow’s growing frustration with Beijing’s continued attempts to steal Russian military technology and intellectual property, especially in aerospace, through espionage and hacking as well as by reverse-engineering Russian equipment to produce Chinese equivalents. For instance, China developed its own J-11 fighter jet and the HQ-9 surface-to-air missile based on Russian prototypes, the Su-27 fighter jet and S-300 missile system, respectively. In 2019, in a rare public display of frustration, Russian state-owned defense conglomerate Rostec accused Beijing of copying “aircraft engines, Sukhoi planes, deck jets, air defense systems, portable air defense missiles, and analogs of the Pantsir medium-range surface-to-air systems.” Consequently, as China’s domestic defense industry continued to develop, in large part thanks to the earlier Russian arms exports, it became less willing to purchase older Russian-made technology, instead focusing on acquiring newer and more advanced Russian weapons such as the Su-35S combat aircraft and S-400 air defense system.</p> - -<p>Furthermore, starting from 2014 when the West first imposed sanctions against Moscow, followed by the 2022 allied sanctions regime, the nature of the Sino-Russian defense partnership has changed, with Beijing becoming a vital source of components and spare parts that the Kremlin has often been unable to officially obtain from the Western nations, such as machine tools and microchips. In recent reports, Ukrainian experts and officials have argued that Chinese-made components are now discovered in captured Russian navigation systems, drones, and tanks. According to Vladyslav Vlasiuk, a senior adviser in President Volodymyr Zelenskyy’s office, Ukraine now finds “less Western-made components” and instead more Chinese components. As the war continues, Russian dependence on Chinese-made spare parts will likely grow, even if a significant share of these components turns out to be defective or of lower quality.</p> - -<p>At the same time, even though Beijing has strengthened domestic defense production and reduced arms deliveries from Moscow, it still relies on imports of the most advanced Russian weapons systems and technologies, especially in the aviation sector. For instance, between 2018 and 2022, 83 percent of Chinese arms imports came from Russia, with most deliveries consisting of helicopters and engines for aircraft that China has had difficulties producing. The key issue for Beijing remains the development of powerful fighter engines, as Moscow has so far managed to protect its advanced technology from being copied by China. Additionally, according to area experts, it is difficult to reverse-engineer this equipment. Up to 40 percent of China’s air force fleet depends on Russian-made engines, which will create issues for Beijing if Russia becomes unable to provide these parts for the Chinese aviation industry due to the ongoing sanctions and war in Ukraine. This may incentivize China to redouble its efforts to produce combat aircraft and engines. In fact, Beijing has already made strides in recent years in developing advanced aircraft, such as the J-16 and J-20 fighters, and has even provided upgrades to its engines. For instance, it modernized its WS-10 engines to power the J-20 aircraft. However, Chinese efforts in this area are still limited due to the lack of domestic expertise; Beijing reportedly has struggled to develop its WS-15 engine, which is expected to give the J-20 supercruise capability. Going forward, China may leverage Russia’s growing economic and security dependence to in turn gain access to long-desired Russian engine technology. Therefore, benefits derived from existing arms trade between the two countries may be greater for Beijing than for Moscow in the near term.</p> - -<p><strong><em><code class="highlighter-rouge">Going forward, China may leverage Russia’s growing economic and security dependence to in turn gain access to long-desired Russian engine technology.</code></em></strong></p> - -<p>Overall, it is expected that the Sino-Russian defense industrial partnership will continue. Yet Moscow’s technological utility to Beijing will be significantly weakened due to Russia’s impaired defense production capacity and China’s strengthened emphasis on indigenizing production and increasing its self-reliance.</p> - -<h4 id="africa">Africa</h4> - -<p>Russia has been the chief arms supplier to Africa, surpassing U.S., European, and Chinese arms deliveries in the region by a significant margin for well over a decade. For instance, between 2018 and 2022, Moscow accounted for 40 percent of African imports of major weapons systems, which exceeded the continent’s combined arms imports from the United States (16 percent), China (9.8 percent), and France (7.6 percent) during the same time period. There are a number of reasons that explain the dependency of African countries on Russian-made weapons and equipment. Modern Russian arms are usually cheaper — at least in the shorter term — than their Western alternatives and are compatible with Soviet-era stocks retained by many states in the region due to the strong military-security ties shared between Africa and the Soviet Union during the Cold War era. Additionally, unlike major Western arms suppliers, the Kremlin does not make its arms deliveries contingent upon adherence to human rights principles or respecting the rule of law. Russia has sent weapons to different conflict-affected countries in Africa where the United States and its allies have usually avoided such exports, including Libya, Mali, Sudan, and the Central African Republic (CAR), among others. Yet, while Moscow sells its weapons to a number of countries across the continent, these deliveries are usually marginal in value and resemble more military assistance than arms trade, according to SIPRI’s Siemon Wezeman. Although these sales may have little monetary value, they have significant diplomatic and geopolitical value, as they have helped solidify Russia’s relationship with many African countries.</p> - -<p>Russia has only two sizable arms importers in Africa: Algeria and Egypt. From 1992 onwards, both countries have been among the top five purchasers of Russian military equipment and technology globally, with Egypt replacing Algeria as Russia’s third-largest arms market during the last five years. Overall, Algeria has accounted for 8 percent of total Russian arms exports since 1992, while Egypt has accounted for 3 percent, based on the SIPRI data. Both states have signed several multimillion-dollar agreements with Moscow to purchase Russian-made defense technology and equipment, including combat aircraft, armor, and air defense systems, thus making their militaries dependent on Russian arms deliveries, maintenance, and upgrades. Egypt retains obsolete Soviet-era systems, such as the MiG-21 aircraft first issued in the 1950s, yet it has also made steps toward upgrading its aging fleet with somewhat newer Russian equipment, including the fourth-generation MiG-29M aircraft, Ka-52 attack helicopters, and the S-300 missile defense system. By contrast, Algeria has purchased more modern and advanced Russian weapons, including the Pantsir-S1 air defense system, the latest versions of the T-90 MBT, and Kilo-class submarines.</p> - -<p>Both countries buy from other countries as well. For instance, Egypt has sourced combat aircraft from France, submarines from Germany, and unmanned aerial vehicles from China. Furthermore, Egypt receives $1.3 billion in U.S. security assistance annually. The Egyptian Ministry of Defense has also assembled certain types of weapons locally, including over 1,000 M1A1 MBTs from U.S.-supplied kits. Similarly, since the early 2010s, Algeria has begun to diversify its arms imports and has made investments toward strengthening the domestic defense industry, leading to joint ventures with several Western arms exporters, including a deal with Italy to produce seven modern helicopters and agreements with Germany to deliver a tank assembly plant and armor personnel carriers.</p> - -<p>Russia’s ongoing invasion of Ukraine and the allied sanctions regime have further pressured the two countries to lessen defense ties with Russia. In 2022, amid a rising fear of Western sanctions, Egypt rejected a deal to buy Russian Su-35 combat aircraft, which later were purchased by Iran. Algeria also finds itself in a political-security conundrum. In 2021, it reportedly signed a deal worth more than $7 billion with Moscow to purchase Su-57 fighter jets, air defense systems, and other advanced Russian equipment, with deliveries expected in the next several years. However, with Russia depleting its stockpile of arms and facing challenges to produce advanced weapons systems, Algeria worries Moscow may not be able to provide new arms deliveries or necessary upgrades for its existing Russian-made defense inventories. This has allegedly forced the Algerian authorities to raise the army’s budget to a record $23 billion to find alternative suppliers, including France and Brazil.</p> - -<p>Despite the increased unpredictability of a long-term defense partnership with contemporary Russia, as mentioned above, smaller scale African purchasers of Russian weaponry will likely continue to place orders with Russian firms. Sudan and the CAR fit this description. Both countries have established defense partnerships with Moscow, including particularly well-publicized contracts with the Wagner Group (though the future of this private military company and its operations around the world, including in Africa, is now in question following Wagner chief Prigozhin’s death in August 2023). Both the CAR and Sudan are countries experiencing intense domestic instability and violence, which give added urgency to their purchasing of Russian matériel. In the case of Sudan, Russia has accounted for around 45 percent of Sudanese arms imports since 1997. The CAR’s volume is much smaller, with only 5 percent of arms deliveries coming from Moscow (although it should be noted that the volume of major arms imports to the CAR has been historically low due to the country’s inability to purchase advanced weapons and related matériel and the United Nations’ arms embargo imposed on the republic since 2013). However, in both countries, the major value for Russia is not the financial scale of these transactions but the political influence and Russian access to key natural resources these defense partnerships enable — particularly within the context of utilizing extractive industries, including gold and diamond mining, to evade international sanctions.</p> - -<p><img src="https://i.imgur.com/AuTrmtC.png" alt="image06" /> -<em>▲ A Russian armored personnel carrier seen driving in the streets of the capital Bangui during the delivery of Russian-made armored vehicles to the CAR army in October 2020.</em></p> - -<p>A more complicated example is oil-rich Angola, which since 1993 has imported around 37 percent of its arms from Moscow, including Mi-171Sh helicopters and Su-30K fighter jets. Russia’s relations with post-independence Angola go back to the Soviet period, when Moscow backed the Popular Movement for the Liberation of Angola (MPLA) during the resource-rich country’s fight for decolonization. Angola will likely continue its partnerships with Russia, as the country hosts Wagner Group mercenaries, and an early 2023 visit by Russian foreign minister Sergei Lavrov indicated the launch of a potential deal to build a Russian nuclear power plant in the country. However, in December 2022, Angola had already announced its interest in purchasing weapons from the United States, despite a previous 2019 announcement that the country would be constructing factories for the domestic production of Russian weapons. This stated desire to purchase American weaponry comes in the wake of increasing defense ties between Angola and the United States such as Angola’s March 2022 participation in a U.S.-led maritime exercise, and a November 2022 high-level visit to Angola by General Michael Langley, the commander of United States Africa Command — demonstrating that the contest between Washington and Moscow for influence in the country remains more open-ended than history would suggest.</p> - -<p>It is likely that these trends will only intensify going forward. According to Bhaso Ndzendze, an associate professor at the University of Johannesburg, while the Kremlin will continue selling its arms to conflict-affected countries across Africa, those deliveries will likely be limited to obsolete Soviet-era equipment, such as Soviet-era tanks, and cheaper weapons, including battle rifles, grenades, and signal and communications systems. Therefore, such sales will remain marginal in terms of their direct monetary value. However, such limited defense relationships will most likely continue to yield significant geopolitical benefits for the Kremlin in the region. At the same time, the two key arms importers on the continent, Egypt and Algeria, will probably proceed with their efforts to diversify away from Russia, thus impacting the share of Russian arms exports globally. However, the large quantities of previously acquired Russian equipment in both countries are likely to sustain ties at some level.</p> - -<h4 id="southeast-asia-the-cases-of-vietnam-and-myanmar">Southeast Asia: The Cases of Vietnam and Myanmar</h4> - -<p>Both Vietnam and Myanmar have existing defense partnerships with Russia, and the future course of these relationships could serve as an important indicator of the Russian defense industry’s international reach post-2022.</p> - -<p>In the context of what many believe to be China’s increasingly aggressive behavior in the South China Sea, Vietnam has leaned into international arms imports to support its military’s efforts to deter potential Chinese military action. Having launched a brief invasion of Vietnam in 1979, China remains an ongoing security concern for the government in Hanoi, as described in a noteworthy and long-awaited defense white paper released by the Vietnamese government in 2019. While Russia has historically been Vietnam’s primary arms provider, the government in Hanoi has increasingly tried to diversify its supply of defense systems, including from Israel, Canada, Spain, the Netherlands, and South Korea. Notably, during a widely publicized presidential visit to Vietnam in 2016, President Barack Obama announced an end to the United States’ Cold War–era arms embargo on the country, which some analysts perceived as part of a broader U.S. strategy to strengthen ties with Hanoi as a potential counter to Chinese efforts at hegemony in the Indo-Pacific, despite U.S. claims to the contrary. For instance, in 2021, the United States transferred a refurbished Hamilton-class Coast Guard cutter to the Vietnamese navy.</p> - -<p>However, given the scale of Vietnam’s purchases going back to the emergence of post-Soviet Russia in 1991, the country will remain dependent on Moscow for spare parts, technology upgrades, and long-term maintenance arrangements for already purchased systems. Since 1995, an overwhelming 82 percent of Vietnam’s arms imports have originated from Russia. These purchases have included everything from aircraft and air defense systems to critical components and systems needed to maintain these weapons. The Vietnamese military reportedly has 1,383 Russian MBTs in its reserves, ranging from long-outdated models such as the T-34 to the newer and more advanced T-90S. The Vietnamese air defense reserves include the Russian S-300 system, with the Su-30MK2 acting as a key model within Hanoi’s reserve of fighter jets. There have long been reports that Vietnam is interested in acquiring more advanced Russian fighter jets, such as the Su-35 or even the Su-57.</p> - -<p>But despite Vietnam’s long-held dependence on Russia for military equipment, it has recently announced new plans to develop the country’s domestic defense industry, including reforms of the General Department of Defence Industry, a state-owned conglomerate. Additionally, in December 2022, Hanoi organized its first-ever international defense exhibition, which observers interpreted as a major push by the Vietnamese leadership to expand the country’s range of foreign defense partnerships away from Russia. Given Russia’s expanded domestic defense needs to supply its war in Ukraine, combined with the ongoing risk of Russian defense production bottlenecks caused by international sanctions, these moves by Hanoi to diversify its means of defense procurement away from Russian firms appear well timed.</p> - -<p>As with Vietnam, Russian defense firms have an established export relationship with the military of Myanmar, which rules the country. Russia has been second to China in terms of defense-related exports to Myanmar since 1995, accounting for 35 percent of arms deliveries. Like Russia, Myanmar faces its own set of international sanctions due to the ruling military junta’s coup and human rights violations in the ongoing civil war. Myanmar’s military junta remains interested in Russian weaponry and combat know-how to assist in its efforts to crush opposition to its 2021 coup and help fight various armed resistance groups that oppose the central government. Myanmar’s political isolation and ongoing domestic turmoil limit the country’s defense import options, making continued reliance on Russian weapons, technology, and upgrades likely over the medium term.</p> - -<p>In 2023, Russia reportedly requested to buy back matériel it had sold to Myanmar in order to help fill supply gaps related to Moscow’s war effort in Ukraine. Russian tank producer Uralvagonzavod apparently purchased $24 million worth of military components, including an estimated 6,775 sighting telescopes and 200 cameras. This purchase is logical, given the Russian military’s now well-known challenge of replacing their previously Western-supplied optical systems. Sanctions enforcers should track Myanmar as a potential source of needed components for the Russian military and continue to crack down on existing loopholes that enable these kinds of defense-related transactions by the military leadership.</p> - -<h3 id="conclusion-and-policy-recommendations">Conclusion and Policy Recommendations</h3> - -<p>Since the onset of Russia’s full-scale invasion of Ukraine in 2022, the Russian military industrial complex has faced the dual challenge of supplying the Kremlin’s troops for the war in Ukraine while circumventing international sanctions to gain access to critical components required to maintain the necessary levels of production. As Russian defense firms are forced to prioritize supplying the war effort, they are facing the inevitable choice between expending critical components and resources on fulfilling contracts for the Russian Ministry of Defense and using those same inputs for the production of weapons systems ordered by customers abroad. To add to the Russian defense industry’s troubles, Russia’s often lackluster performance on the battlefield in Ukraine, in comparison to the fierce resistance of Ukrainian troops armed with cutting-edge Western systems, serves as a powerful global advertising campaign in favor of Western arms over their Russian competitors.</p> - -<p>However, the challenges facing Moscow’s arms industry predate the February 2022 invasion, which has in fact aggravated already existing problems within a domestic sector declining in its international competitiveness. Russia’s post-Soviet arms sales began to decrease in the early 2010s due to Western sanctions on third countries purchasing Russian weapons, a collapse in the purchasing power of particular countries such as Venezuela, and the efforts of the massive Chinese and Indian markets to strengthen their domestic arms production, increase arms exports (especially in the case of China), and diversify international partnerships.</p> - -<p>To be clear, Russia is still competitive in areas such as missile and air defense systems, aircraft, armored vehicles (including different models of battle tanks), submarines, and engines. Current trends, however, indicate that Russian arms exports in virtually all major weapons categories will continue to decrease.</p> - -<p>China’s rise as a competitive arms manufacturer represents one of the largest challenges to the Russian defense industry. Chinese defense technology is increasingly on par with Russian exports and proves to be a particularly challenging competitor for Russian arms exports in less wealthy regional markets such as Africa. Given Russia’s growing macroeconomic and political-security dependence on China after the launch of the 2022 invasion, it has significantly less leverage to resist China’s long-term efforts at acquiring — or stealing — highly protected Russian defense technology. Increasingly, reports are emerging about Russia’s Federal Security Service (FSB) arresting Russian scientists for allegedly spying for Beijing. These high-profile charges may serve as a signaling mechanism to warn Russia’s defense industry workers to be on guard when collaborating with China and that Russian intelligence will be watching.</p> - -<p>But while the Kremlin may have qualms about its defense industry’s vulnerability to Chinese penetration, Russian weapons manufacturers will nonetheless be increasingly dependent on the Chinese and Indian markets, as the two Asian powers remain among the small circle of countries that are still purchasing Russian arms in bulk. Russia will try to maintain its existing defense export markets, leveraging its long-standing diplomatic and military relationships in the Global South and offering unique security partnerships via investment deals and contracts with Russian private military companies such as the Wagner Group (or its alternatives). Moscow will likely maintain a role as the chief supplier to rogue states, as countries locked out of the global arms market will often find Russia a willing supplier.</p> - -<p>However, despite the Russian defense industry’s existing vulnerabilities, the experience of fighting the war in Ukraine under international sanctions may lead to the emergence of important innovations that Russia can then market to Global South purchasers as a competitive alternative to Western technologies. For example, Russia’s effective use of kamikaze drones, in particular the Lancet, may turn out to be a future Russian defense industry success. Russia is already expanding its domestic production of attack drones, and the intermittent hostilities between Azerbaijan and Armenia demonstrate that states can overpower their regional rivals with effectively deployed, low-cost drone technology. Russian drones could become a weapon of choice for lower-budget militaries or proxy forces such as those funded by Iran throughout the Middle East.</p> - -<p><strong><em><code class="highlighter-rouge">The experience of fighting the war in Ukraine under international sanctions may lead to the emergence of important innovations that Russia can then market to Global South purchasers as a competitive alternative to Western technologies.</code></em></strong></p> - -<p>With those considerations in mind, there are ways for the West to further accelerate and deepen existing negative trends in Russia’s arms exports:</p> - -<ul> - <li> - <p><strong>Play the long game.</strong> Recognize that shifting nonaligned countries away from Russian military equipment is a long-term diplomatic effort that requires not just pursuing sales but strengthening bilateral relationships between countries. Deepening dialogue and developing strategic partnerships with major regional players who continue to maintain close ties with Russia will allow the West to assess opportunities for more attractive substitutes or diversification options for arms supply. Recent engagement with India offers one successful example in that regard.</p> - </li> - <li> - <p><strong>Develop a targeted strategy to squeeze Russian arms sales, including through the allocation of new security assistance funding for this effort.</strong> The United States should seek to engage countries that buy Russian weapons and highlight that doing business with the Russian defense industry would merit U.S. sanctions and offer an alternative. For some countries, this may mean pushing that country to buy from the United States or allied countries. For others, the United States could offer security assistance to help acquire U.S.-origin systems. Given the need and demand, this may merit additional congressional funding for State or Defense Department security assistance programs. However, there are a number of countries to which, due to foreign policy concerns, the United States would not be willing to transfer weapons. Nevertheless, Washington should still press these states that a step toward rebuilding relations and trust with the United States begins by foregoing future arms purchases.</p> - </li> - <li> - <p><strong>Highlight Russia’s military failures with the states dependent on Russian equipment.</strong> In many of the countries where Russia still maintains a competitive advantage, perceptions of the war often stem from a gap in knowledge about Ukraine, which Russia fills with its wartime propaganda. The West could help amplify Ukraine’s position in these countries and undermine Russia’s by coordinating messaging and public diplomacy.</p> - </li> - <li> - <p><strong>Close sanctions loopholes when they emerge and be willing to sanction countries for buying Russian weapons</strong>. Sanctions enforcement agencies remain grossly understaffed and underresourced. Their capacity is not remotely sufficient for the economic warfare mission that policymakers have thrust upon them. Likewise, these agencies do not receive the information flow to execute their mission. The internet has incredible open-source resources, far too few of which make it to enforcement offices. Instead, these offices rely on highly classified information from the intelligence community. The classified nature of such information makes it difficult to speak about, but it also leaves gaps in coverage. Additionally, the United States should be less reticent to sanction countries for buying Russian arms. While there will be hard cases, such as India, sanctioning countries, even partners, such as Turkey, sends a signal to others that buying Russian weapons comes with significant additional economic costs beyond what is needed to pay for the specific system. The threat of sanctions has clearly deterred states from purchasing Russian arms, and the United States needs to make countries understand that it is willing to deploy sanctions.</p> - </li> - <li> - <p><strong>Closely monitor Russian efforts to buy back Russian-made or licensed equipment from partner countries.</strong> A recent news report highlighted efforts from Moscow to buy back weapon components, especially those used in tank and missile production, from its current customers such as India and Myanmar, showcasing war- and sanctions-induced struggles faced by Russian defense industry. If true, this could also point to a potential path for Russia to augment its own struggling domestic defense industrial production by outsourcing production to partners through providing licenses to them to manufacture certain arms and components. For instance, Moscow has given permission to New Delhi to manufacture T-90 tanks, as well as MiG-21 and MiG-23/27 fighters. Considering Russia’s outstanding equipment shortages, the Kremlin could conceivably seek to buy back some of those weapons and systems. While there is no evidence that Russia has thus far attempted to do this, New Delhi’s desire to access or lease advanced foreign technology to boost its domestic defense industry, coupled with Moscow’s readiness to provide more relaxed rules for technology transfers, make such cooperation probable. Likewise, the Kremlin may introduce or revisit its licensing deals with other partners such as China or Iran. Therefore, Western policymakers should closely monitor Russia’s licensing agreements with its militarily capable partners, including India, as well as China and Iran, and develop targeted solutions highlighted above to avert such future scenarios.</p> - </li> - <li> - <p><strong>Finally, continue supplying to Ukraine.</strong> As CSIS has argued earlier, it should remain a priority for the West to provide Ukraine with continuous supplies of higher-end military equipment at a pace that exceeds Russia’s production rate. Attrition will make it harder for Russia to simultaneously maintain domestic production while exporting arms globally. Additionally, the West should consider granting Ukrainian manufacturers rights to use selected Western technologies for licensed domestic production of selected weapons systems, component parts, and/or ammunition needed to wage the ground war in Ukraine.</p> - </li> -</ul> - -<hr /> - -<p><strong>Max Bergmann</strong> is the director of the Europe, Russia, and Eurasia Program and the Stuart Center in Euro-Atlantic and Northern European Studies at the Center for Strategic and International Studies (CSIS).</p> - -<p><strong>Maria Snegovaya</strong> is a senior fellow for Russia and Eurasia with the Europe, Russia, and Eurasia Program at CSIS and a postdoctoral fellow in Georgetown University’s Walsh School of Foreign Service.</p> - -<p><strong>Tina Dolbaia</strong> is a research associate with the Europe, Russia, and Eurasia Program at CSIS, where she examines and analyzes political, economic, and security developments in Russia and Eurasia.</p> - -<p><strong>Nick Fenton</strong> is a program coordinator and research assistant with the Europe, Russia, and Eurasia Program at CSIS, where he supports the program’s event management, outreach, and research agenda.</p>Max Bergmann, et al.Russia’s role as a major global arms supplier is under threat. This report analyzes how Russia’s invasion of Ukraine and the concomitant Western sanctions have affected the status of its role. \ No newline at end of file +<p><strong>Gonzalo Saiz</strong> is a Research Analyst at the Centre for Financial Crime &amp; Security Studies at RUSI, focusing on sanctions and counter threat finance. He is part of Project CRAAFT (Collaboration, Research and Analysis Against Financing of Terrorism) and Euro SIFMANet (European Sanctions and Illicit Finance Monitoring and Analysis Network).</p>Gonzalo SaizParticipants discussed the sanctions implementation in Sweden and how new EU sanctions imposed on Russia are challenging the Swedish system. \ No newline at end of file diff --git a/hkers/2023-11-28-indo-pacific-divergence.html b/hkers/2023-11-28-indo-pacific-divergence.html new file mode 100644 index 00000000..68c29972 --- /dev/null +++ b/hkers/2023-11-28-indo-pacific-divergence.html @@ -0,0 +1,159 @@ + + + + + + + + + + Indo-Pacific Divergence · The Republic of Agora + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + +
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Indo-Pacific Divergence

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The Indo-Pacific Diverges in Response to a Coordinated Transatlantic Approach

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Ben Bland, et al. | 2023.11.28

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This Policy Brief seeks to explore how key partners in the Indo-Pacific have perceived and responded to recent Western efforts in the region.

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Introduction

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Much has been written about the enhanced Indo-Pacific strategies of the US, Canada and their European partners, as they have fleshed out their respective approaches in a series of important policy documents. But there has been far less research on how governments in the Indo-Pacific view the rhetorical and real-word implications of intensified Western engagement. As part of an ongoing RUSI–Chatham House project on transatlantic cooperation, this Policy Brief seeks to explore how key partners in the Indo-Pacific have perceived and responded to recent North American and European efforts in the region. To what extent do Indo-Pacific countries view these as part of a concerted transatlantic or Western approach, and how would such an approach accord with their interests?

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Rather than offering a comprehensive study of such a large region, this brief focuses on the perspectives of a selection of Indo-Pacific states that transatlantic governments have identified as priority partners in shaping the future regional order. This includes an inner ring of US allies that have most openly embraced the renewed transatlantic interest in the region, and tougher stances toward China: Japan; Australia; and South Korea. It also includes an outer ring of mostly non-aligned partners that have been more circumspect, welcoming enhanced diplomatic engagement, but raising concerns about the long-term commitment of the transatlantic powers, and the risk that more robust China policies could inflame tensions with Beijing, rather than bringing balance to the region. This group includes India, Indonesia, Singapore, Vietnam and the Philippines.

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These groups are not, of course, uniform in their attitudes, which tend to differ across different issues, as is to be expected when dealing with broad geographical spaces such as the Indo-Pacific and transatlantic regions.

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This Policy Brief draws on interviews with senior government officials and experts, as well as a review of open-source data on national security priorities. Interviews took place in Hanoi, Jakarta, Kuala Lumpur, London, New York City, Singapore, Washington, DC and other locations between October 2022 and August 2023. The brief does not consider China’s approach to the Indo-Pacific strategies of transatlantic partners in the brief, because these strategies are broadly targeted at China, rather than considering China a partner in the execution of transatlantic policy.

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The Inner Ring: Australia, Japan and South Korea

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The US’s closest regional allies – Japan, Australia and South Korea – have been the strongest supporters of intensified regional engagement from transatlantic partners, actively seeking to encourage and shape their involvement, across security, economics, technology and other contested domains. While there are differences of tone and emphasis, this crucial trio broadly shares the analytical framework through which the US and Europe see the Indo-Pacific. Further, the transatlantic partners and this trio share some overarching regional objectives, such as: balancing China’s rising power and assertiveness; pursuing economic de-risking vis-à-vis China; and providing developing economies in Asia with diplomatic and economic options that can boost their resilience. Over the past couple of years, officials from these three countries have expanded and deepened their conversations with North American and European counterparts as they explore areas in which they can learn from one another and, ultimately, better coordinate policies where there are substantial areas of overlap.

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Japan and Australia are most closely aligned with the US and Europe. Tokyo and Canberra share transatlantic concerns about the rise of China and its increasing assertiveness: from Beijing’s defence modernisation and deployment of military capabilities to its use of economic coercion, disinformation and other tools of interference beneath the threshold of armed conflict, and its ambition to reshape the international order. New South Korean President Yoon Suk Yeol has brought his country closer to the positions of Australia and Japan, with his government publishing its own Indo-Pacific strategy in December 2022, and distancing itself from the concerns of his predecessor, Moon Jae-in. But the Yoon administration’s National Security Strategy, published in June 2023, frames the challenge as being the “intensification of US–China strategic competition”, in contrast to how Japan, Australia and transatlantic partners frame China itself as the chief challenge. The concluding statement of the Camp David trilateral summit between the leaders of the US, Japan and South Korea in August 2023 was markedly more restrained in its discussion of China than the final communiqué of the May 2023 summit of the G7, which includes Japan and key transatlantic governments, but not South Korea.

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While officials and policy experts interviewed from Australia, Japan and South Korea generally did not view their partnerships with the US and Europe through an explicitly transatlantic lens, they universally welcomed increased efforts to discuss shared objectives and work towards better policy coordination in the region. This is happening across a range of overlapping platforms and issues, mirroring the complex arrangements through which the US and Europe are trying to better work together in the region. This reflects US efforts to build a “latticework” of alliances and partnerships that are “more flexible, ad hoc, more political than legal, sometimes more temporary than permanent”.

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On economics, the US, Europe and Japan are seeking to build a common approach and manage competitive differences over industrial policy through the G7. Neither Australia nor South Korea is a G7 member but, under the rubric of “G7+”, they were both invited to the Hiroshima summit in May 2023, alongside the leaders of Brazil, Comoros, Cook Islands, India, Indonesia and Vietnam. Outside of summits, European and North American officials are also engaging with their Australian, Japanese and South Korean counterparts in much more frequent discussions and dialogues about the economic and technological challenges presented by China, and how to ensure development assistance and infrastructure investment in the Indo-Pacific is more effective.

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On traditional security, Japan, Australia and South Korea are increasing their engagement with NATO, participating in a NATO summit for the first time in June 2022, and again in 2023. It should be acknowledged, however, that this is in part a response to the war in Ukraine, as well as being a result of transatlantic engagement in the Indo-Pacific. In a show of less-than-perfect transatlantic cooperation, the proposal for a regional liaison office in Tokyo that might have supported a coordinated response to shared security challenges was opposed by French President Emmanuel Macron. Ben Wallace, the then British defence secretary, seemed to support the proposal in comments made in Singapore in June 2023 but, in a subsequent interview, he expressed understanding for the French position and concern about NATO “mission creep” to the Indo-Pacific. Nevertheless, the bilateral “tailored partnership programmes” that Japan and South Korea signed with NATO in 2023 suggest there is agreement across the Alliance on the rising importance of Asian partnerships.

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While there is no intention to build a comprehensive, synthesised approach to the Indo-Pacific, Australia, Japan and South Korea are all looking to push their cooperation with North America and Europe to a new level through a web of overlapping platforms and priorities anchored in the US alliance system. Japan, Australia and the US are seeking to coordinate their security and economic cooperation with one another and India through the “Quad”. Australia, the UK and the US are deepening their military-to-military and military–industrial engagement through AUKUS. And, despite the historical tribulations of Japan–South Korea relations, both governments have pledged to strengthen trilateral cooperation with the US across traditional security, economic security and other regional issues.

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Challenges in the Outer Ring: India, Indonesia, Singapore, Vietnam and the Philippines

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Beyond the core trio, five other important states in the Indo-Pacific – India, Indonesia, Singapore, Vietnam and the Philippines – have taken a more selective and transactional approach to enhanced transatlantic engagement in the region. This reflects the fact that, aside from the Philippines, none of these states is a formal military ally of the US, and all have distinctive traditions of foreign policy independence. Aside from Singapore, they are developing economies with leaderships that are under pressure to deliver growth and jobs. According to the sources interviewed for this brief, these five countries want the US and its transatlantic allies to help maintain a stable balance of power in the region, but they also fear that the intensity of Washington’s competition with China could be a destabilising force.

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Transatlantic partners’ economic engagement looks particularly disjointed to those in this circle. Unwilling for domestic political reasons to offer market access, the US is pursuing instead a vague Indo-Pacific Economic Framework (IPEF). The five countries discussed here are all participating in early IPEF negotiations, but regional officials say it is too early to tell whether these talks can deliver an economic benefit. The UK is seeking bilateral trade deals, and has acceded to the Comprehensive and Progressive Agreement for Trans-Pacific Partnership, which includes Australia, Brunei Darussalam, Canada, Chile, Japan, Malaysia, Mexico, Peru, New Zealand, Singapore and Vietnam, but not the US, which pulled out of a predecessor agreement in 2017, or the EU. Meanwhile, the EU’s Global Gateway and the G7’s Partnership for Global Infrastructure and Investment remain nascent initiatives, with regional officials sceptical about their ability to deliver tangible, rapid benefits.

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One further key challenge is the Indo-Pacific concept itself. Although many advocates of the Indo-Pacific framing see it as a way to embrace a bigger regional role for India, India’s own view of the Indo-Pacific does not tally neatly with those of the US and Europe. The reinvigorated Quad is often painted as a balancing coalition against China, but Indian Prime Minister Narendra Modi has stipulated that India “does not see the Indo-Pacific region as a strategy or as a club of limited members. Nor as a grouping that seeks to dominate. And by no means do we consider it as directed against any country”. India’s own initiatives for the region, such as the Indo-Pacific Oceans Initiative and the Indian Ocean vision of “Security and Growth for All in the Region”, are framed in inclusive terms, as is ASEAN’s Outlook on the Indo-Pacific. Nevertheless, there is growing consensus in India about the need for a tougher approach to Beijing, in the aftermath of the flare-up of tensions along its border with China.

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India has also stepped up its engagement with specific transatlantic countries, including the US, the UK and France. However, India’s maintenance of its historical relationship with Russia, despite the invasion of Ukraine, is a reminder that – as is the case within the transatlantic community – not all Indo-Pacific countries will accept Manichean framings of the region as an arena for a battle of democracies versus autocracies.

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There is yet more divergence when it comes to Southeast Asia. Officials and policy experts in that region welcome many aspects of Western plans for the Indo-Pacific, but have concerns that the hardening US approach to China, in particular, may antagonise rather than deter Beijing, and that new frameworks and institutions such as the Quad may bypass or undermine the region’s existing ASEAN-anchored architecture. ASEAN member states are concerned with maintaining “ASEAN centrality” in countries’ approaches to the Indo-Pacific, noting that this is the “underlying principle for promoting cooperation in the … region”. In other words, they would prefer that ASEAN institutions and platforms are the vehicles through which partners implement their Indo-Pacific strategies.

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New Philippines President Ferdinand Marcos Jr, who took office in June 2022, has shed the anti-American approach of his predecessor Rodrigo Duterte, and is intensifying security cooperation with Washington as China increases the pressure on the Philippines in disputed parts of the South China Sea. But other governments in this outer ring remain concerned that the US and its transatlantic allies are too heavily focused on competing with, if not containing, China. Key officials and policy experts in Indonesia, Singapore and Vietnam fear that the US and European governments could unnecessarily antagonise Beijing, prompting an escalatory spiral that will cost their region much more than it will the Euro-Atlantic. Numerous Southeast Asian officials indicated that Western government narratives that criticised China’s infrastructure investments and framed competition with Beijing as that between democracy and autocracy had fallen flat. However, it should be noted that this has not caused Singapore and Vietnam to hesitate in improving their military ties with the US.

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Many officials and policy experts expressed a dual fear that the US might abandon the region if US politics turns further inward, and also that it might become too aggressive toward China, which could trigger a potentially devastating conflict in the Indo-Pacific. These perceptions about likely trajectories in US policy also colour expectations among regional partners about what Europe will do, due to the widely held belief that European policy toward the Indo-Pacific largely tracks that of its premier security guarantor, the US.

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In communicating their various Indo-Pacific approaches, the US and European governments have tended to stress like-mindedness as a basis for working with a broad array of regional partners, including Japan, South Korea, Australia, India, Singapore, Vietnam, Indonesia and the Philippines. Yet those governments have diverse views on the Indo-Pacific, and do not view their engagement in the region through a “transatlantic” lens.

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Although the US and Europe have put economic security, shared prosperity and resilient supply chains at the heart of their various Indo-Pacific strategies and documents, regional partners expressed concern about the brewing discord between the US and its allies over landmark economic and technological policies. The UK and the EU have warned that the US Inflation Reduction Act, which offers billions of dollars in green subsidies to US companies, could curb competition. Japan and South Korea share these concerns. While the US and the EU have set up a Trade and Technology Council to promote shared rules and norms in this vital emerging domain, they are also pursuing different approaches to the regulation and promotion of the technology sector. Further, recent trips to Beijing by German Chancellor Olaf Scholz, European Council President Charles Michel and French President Macron have stirred US fears that its European allies might be softening their approach to China, in the hope of avoiding costly decoupling, and of maintaining or even expanding economic benefits as the Chinese economy comes back to life after Beijing’s abandonment of its zero-Covid strategy.

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Unsurprisingly, countries in the Indo-Pacific do not view the Euro-Atlantic region as an integrated monolithic actor and, according to interviewees, the term “transatlantic” generally holds little meaning across the Indo-Pacific. While the slew of recently published Indo-Pacific strategies and documents has raised awareness of the diplomatic energy that European and North Atlantic countries are directing toward the Indo-Pacific, countries in the region draw different conclusions on how best to work with transatlantic partners.

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Conclusion

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Australia, Japan and South Korea form a core of partners that are truly like-minded from a transatlantic point of view on many, although not all, issues. Beyond these core partners, degrees of like-mindedness are more limited. Vietnam and India share US and European concerns about China’s growing military might, and want transatlantic partners to help provide a balance of power in the Indo-Pacific. However, their divergent views on the war in Ukraine or on Russia’s role are not only a product of dependence on Moscow for military hardware and technology. In the case of India – but perhaps also more widely – this also reflects a welcoming of the opportunities that multipolarity offers for realising greater strategic autonomy.

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US and European officials need to get better at accepting and navigating these complexities, rather than wishing them away. Just as they will need to engage with governments in the Indo-Pacific as partners in their own right and not simply as participants in a US–China struggle, they will also need their Indo-Pacific partners to be much more honest with them about their qualms and differences in opinion and national interest. While these conversations might not be easy, transatlantic partners can help by better coordinating their engagement with key Indo-Pacific partners, at diplomatic posts in the region as well as in national capitals. US and European diplomats are already coordinating on an ad hoc basis across the Indo-Pacific, but they can and should be better joined up with discussions at headquarters.

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From the perspective of Indo-Pacific partners, relationships with the US and Europe will be shaped to a great extent by the trajectory of China’s relationships with them and with the West. The core group of US allies in the region – Australia, Japan and South Korea – are largely comfortable with tougher US and European policy toward China, although there are concerns about the harder-edged rhetoric coming out of the US Congress. Across the rest of the region, there is much more ambivalence.

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There are, ultimately, two overarching challenges. First, the US and Europe will need to find the right balance between enhancing security relationships with allies and their closest partners, and helping other regional countries to tackle the economic and non-traditional security issues that they face. Second, while transatlantic states are not seen as a monolithic actor in the region, they can improve their reputations, and the effectiveness of their engagement, if they better coordinate their efforts in the Indo-Pacific, and avoid duplicating them. This will require more candid conversations between transatlantic countries and Indo-Pacific countries. The US and Europe will need to listen more and encourage Indo-Pacific partners to speak up honestly, to ensure that their various Indo-Pacific strategies and approaches can be refined and adjusted as they are implemented.

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Ben Bland is the director of the Asia-Pacific programme at Chatham House. His research focuses on the nexus of politics, economics and international relations in Southeast Asia, as well as China’s growing role in the broader region and the contours of US–China strategic competition.

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Veerle Nouwens was previously Senior Research Fellow at the International Security Studies Department, focusing on geopolitical relations in the Asia-Pacific region. Her research interests include China’s foreign policy, cross-strait relations, maritime security and ASEAN.

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Philip Shetler-Jones is a Senior Research Fellow in the International Security team at RUSI. His current research is concentrated on Indo-Pacific security. His recent publications have focused on the defence policy of Japan, attitudes of China to NATO, and narratives about the defence of Taiwan.

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+ + + + diff --git a/hkers/2023-12-04-trial-of-hk-democrat-primary-elections-day-118.html b/hkers/2023-12-04-trial-of-hk-democrat-primary-elections-day-118.html new file mode 100644 index 00000000..de2ad586 --- /dev/null +++ b/hkers/2023-12-04-trial-of-hk-democrat-primary-elections-day-118.html @@ -0,0 +1,234 @@ + + + + + + + + + + 【初選47人案・審訊第 118 日】 · The Republic of Agora + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + +
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【初選47人案・審訊第 118 日】

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#墨落無悔 #民主派初選 #初選47人案 #港區國安法

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獨媒報導 | 2023.12.04

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  • 辯方指「非法手段」應限「武力」相關 官關注普通法原則是否適用《國安法》
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  • 何桂藍結案:控方將政治問題變刑事、議員只向選民問責法庭不應干預
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【獨媒報導】47人涉組織及參與民主派初選,被控「串謀顛覆國家政權」罪,16人不認罪,今(4日)踏入審訊第118天。代表李予信的大律師關文渭進行結案陳詞,就被告被控「以威脅使用武力或其他非法手段」顛覆國家政權,關認為根據普通法下的詮釋原則,「非法手段」應只指涉與「實質脅迫與強迫(physical coercion and compulsion)」相關的手段,否則定義會太闊。法官問如有人用電腦病毒攻擊政府系統,是否不涉顛覆罪下的「非法手段」,辯方同意,但指這或涉恐怖活動罪,而即使《國安法》或出現漏洞,也應由立法機關而非法庭去填補。法官亦關注,《國安法》由中央草擬,為何辯方認為普通法原則適用,關引終院案例指《國安法》須與本港法律並行。

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此外,關指李予信無轉發「墨落無悔」聲明、論壇無提否決預算案,而公民黨非本案「共謀者」,控方不能將黨的行為歸咎李。

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image02 +▲ 李予信

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辯方:應以「同類原則」詮釋、「其他非法手段」僅涉物理脅迫

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案件今踏入結案陳詞第3日,控方上周就控罪中的「非法手段」作法律陳詞,指不限於刑事罪行及武力相關行為,議員濫用職權和違反職責也屬非法。代表李予信的大律師關文渭今代表其中13名被告作出回應。

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關文渭表示,就《國安法》第22條顛覆國家政權罪下,「以武力、威脅使用武力或者其他非法手段」犯案的條文,應以「同類原則(ejusdem generis)」(即列出具體事物的前句如跟隨一個概括性字眼,後者所指事物應受前述類別所限)詮釋,當中「以武力、威脅使用武力」均涉「實質脅迫與強迫(physical coercion and compulsion)」,因此「其他非法手段」也應受此類別所限,只涉「實質脅迫與強迫」的相關行為,包括刑事恐嚇及刑事損壞。

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官問用病毒攻擊是否不涉非法手段 辯方同意但指涉恐怖活動

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關並指,在22條下,如有意圖顛覆,相關手段便是非法。法官李運騰續問,那如某人有意圖顛覆,但手段不涉武力是否便不違法?關指視乎其行為是否涉「物理脅迫與強迫」。

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法官陳慶偉續舉例,若以電腦病毒攻擊政府電腦系統,令行政立法和司法機關無法運作,又或釋放新冠病毒作生化或化學攻擊,也不屬辯方所指的「非法手段」,不會觸犯顛覆國家政權罪?關同意,但指這樣或干犯恐怖活動罪,仍受《國安法》所規限。

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辯方:《國安法》或有漏洞但非法庭責任填補

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李運騰續指,但恐怖活動罪旨在保障市民及財產,顛覆罪則保障政治制度,若辯方所言正確,《國安法》或會出現漏洞。關同意,但指法庭的責任不是要填補漏洞,這是立法機關的責任,若法庭這樣做有濫用司法權力的風險。

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辯方:條文每字皆有意思不冗贅、列「武力」為限「非法手段」意思

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關文渭亦不認同控方所指,《國安法》目的是將所有可能危害國安的罪行都刑事化,強調人大常委制訂《國安法》條文的每隻字都有意思,不會以很多字眼表達同一意思;而假如條文針對任何非法手段,則毋須再冗贅地列出「以武力、威脅使用武力」。因此列出相關字眼,是讓人以「同類原則」理解何謂「其他非法手段」,將其意思限制為只涉武力。

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關並指,中國《刑法》無就「顛覆」定義,但「顛覆」一般指推翻政府權力及法律所制訂的制度,而這很少能透過非武力手段達致。而人大常委立法時已列出「嚴重干擾、阻撓、破壞中央或香港特區政權機關依法履行職能」等,擴闊「顛覆」的意思,故條文應同時會包含限制,即只限與武力相關的非法手段,以免意思過闊(over-breadth)。

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官關注普通法原則或不適用《國安法》 辯方:須與本港法律並行

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陳慶偉續問,「同類原則」乃普通法詮釋原則,但《國安法》是由「北方」(中央)草擬(drafted up in the North),為何辯方認為會適用?關引終審法院就呂世瑜案的判詞,指《國安法》須與本港法律並行(work in tandem)。李運騰指,該判詞亦指詮釋《國安法》時應考慮與維護國安有關的全國性法律,惟關回應相關法例非常簡短,無列明任何手段或是否涉武力,因此《國安法》22條特別提到「以武力、威脅使用武力」的非法手段就很能反映問題(very telling)。

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陳慶偉續指,《國安法》第一條提及《國安法》立法目的,或隱含「同類原則」不適用(implied exclusion)。關同意《國安法》是因2019年社會事件而訂立,但引人大常委副委員長王晨2020年5月22日就《國安法》的講話,提到立法背景是「反中亂港勢力」破壞香港社會秩序,毀損公共設施及癱瘓政府和立法會運作等,而當時在議會內有武力阻礙議會運作,不知道人大常委立法時是否欲針對該些行為。關強調,法庭必須肯定該講話排除「同類原則」的應用,才能指隱含「同類原則」不適用。

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辯方:如非法手段可擴至民事過失太闊、十分危險

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就「非法手段」的界線,關文渭認為,若民事過失如侵入土地和誹謗也可被視為「非法手段」會十分危險。李運騰問,若該人作出相關行為時有意圖顛覆,「為什麼不可以?」關回應,那便會令條文定義「非常廣闊、太過廣闊(very wide, too wide)」。李運騰則指,《國安法》的嚴苛,某程度上是被控罪須證被告意圖顛覆的條件,而有所減輕。

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辯方:被告否決目的為迫政府回應五大訴求、《基本法》無禁止

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關續指,重點並非「非法手段」是否只限刑事罪行,而是基於預算案內容以外的原因否決是否合法。而控方的主張是議員若考慮預算案以外的原因而否決,便屬不考慮議案內容和優劣的「無差別」否決,屬「非法」。但關指,本案有無法抗拒的證據顯示,被告否決目的是迫政府回應五大訴求。

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法官陳仲衡即問,迫政府回應五大訴求豈不是被告的藉口,因他們知道不可能達到?關指根據各方陳詞,若說被告只是以五大訴求作為掩飾是有悖常理。關續重申,除非法律禁止,否則個人可以做任何事情,而法例沒有列明議員投票時應該或不應該考慮什麼;法例只列明要根據政府提案「審核、通過財政預算」,故如被告審視預算案後發現沒有五大訴求的內容而否決,也不能說他們沒有審視過預算案。

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image03 +▲ 代表李予信的大律師 關文渭

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辯方:李予信或於案發前已退出參與

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至於就李予信的案情,關文渭指李沒有參與過超級區議會的協調會議,雖有出席3月25日公民黨記者會,但沒有轉發過黨6月簽署「墨落無悔」的帖文。而就李提到否決權的選舉單張,關指是在《國安法》前印發,並於6月30日晚收回,李於《國安法》後短時間已印製沒有提到否決權的新單張。

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就李的選舉論壇筆記提到否決預算案,關文渭指在7月4日、即《國安法》生效後數日的超區選舉論壇上,李從沒有提過否決預算案,大部分其他參與者包括鄺俊宇和涂謹申也沒有提過;而黨友鄭達鴻雖在6月19日街站提到否決預算案,但那是《國安法》前的事,至7月12日的街站無公民黨成員再提過。辯方認為就李是否在案發時間(2020年7月1日)前已退出(withdraw)參與有疑點。

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image04 +▲ 鄭達鴻(中)

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辯方:不應將黨行為歸咎黨員

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關續指,除去以上所有證據,控方指控只餘李予信的公民黨黨員身分。惟關引案例強調,單以政治連繫定罪屬危險,公民黨無被指為「共謀者」之一,不能將黨的言行歸咎黨員,而是視乎被告的個別言行。

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就李有份拍攝、楊岳橋提到否決預算案的初選宣傳片段,關稱是於《國安法》前拍攝,由黨所剪輯和發布,只是黨的行為而非李的行為;而李初選落敗後報名港島地區直選,但那從不是組織者協議的目標。關最後指,李的供詞沒有動搖,如法庭認為他所言是正確或可能正確,應讓他脫罪。

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關文渭陳詞完畢後,續由代表何桂藍的大律師 Trevor Beel 進行結案陳詞。

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【獨媒報導】47人涉組織及參與民主派初選,被控「串謀顛覆國家政權」罪,16人不認罪,今(4日)踏入審訊第118天。所有被告的代表律師完成結案陳詞,正式結束118天的審訊,法官料約3至4個月後裁決,但不能作出保證。

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本案指控被告以「非法手段」無差別否決預算案,意圖顛覆國家政權,控方指濫用議員職權亦屬「非法手段」。代表何桂藍的大律師 Trevor Beel 今陳詞指,《基本法》無規定議員應如何投票和說明何謂濫權,議員只是向選民問責,議員投票不是法律問題、是政治問題,不應由法庭裁定他們有否恰當履行職責。Beel又指,何桂藍早料會被DQ、亦認為35+不可能,故不可能意圖做出她根本知道不可能的事;而何並非要無差別否決,而是望審核預算案,即使政府回應五大訴求但財案有不公她也會反對。Beel 又指,本案整個串謀公開進行,無人相信當時所做是違法;而控方是將政治問題變成刑事罪行問題,本案案情在任何其他普通法管轄區均不會構成顛覆,而是被視為「尋常政治」。

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辯方指「顛覆」條文模糊23條草案可助理解 官稱不相關

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代表李予信的大律師關文渭今早陳詞完畢,最後由代表何桂藍的大律師 Trevor Beel 陳詞。Beel 指,根據《國安法》第22條顛覆國家政權罪,被告必須「以武力、威脅使用武力或者其他非法手段」作出22條下的4項行為,並同時有顛覆國家政權的意圖才能入罪。惟 Beel 指條文模糊(vague),沒有訂明何謂「顛覆」和「非法手段」,提出應以2003年就《基本法》23條立法的草案去理解立法原意,當中顛覆條文包括「推翻中央人民政府」。惟法官李運騰質疑,該條例從無通過,只是本地立法機關的立法原意,但本案要處理的是人大常委的立法原意,兩者截然不同,不認為與案有關。

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Beel 指,《國安法》同樣無列明「國家政權」定義,李運騰提議以內地法律理解,惟 Beel 指內地法律指涉中央政府,但香港不是國家。李運騰續指香港政府也是行使中央所授予的權力,惟 Beel 指無證據顯示被告推翻香港政府。法官陳慶偉續引控方呈交、由清華大學法學院教授王振民等編著的《香港特別行政區維護國家安全法讀本》,指有提到就國家政權的解釋,又指「國家政權的概念是我們所不熟悉(not known to us),是內地法律制度所熟悉」,Beel 無進一步補充。

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image06 +▲ 代表何桂藍的大律師 Trevor Beel

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辯方:「非法手段」應限刑事罪行、法例不清晰被告不知投反對會否犯罪

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就「非法手段」的定義,Beel 同意應以「同類原則」詮釋,而法庭如不接納只限與武力相關,亦應限於刑事罪行,否則便會令法律不清晰,公眾難以分辨何謂合法和非法行為,有違普通法傳統及法治精神。Beel 並指,若說「非法手段」不限於刑事罪行,是「矛盾修辭(oxymoron)」,因控方是指「你可以透過不犯法去犯法(“You can commit a crime by not commiting a crime.”)」;李運騰回應但控方仍須證明被告意圖顛覆國家政權。

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Beel 續解釋,被告達成協議時,應知道其行為將會構成刑事罪行才能入罪。李運騰問,即他們犯案前要獲得一個法律學位?Beel 否認,指對法律無知不是辯解理由,但法律應是公眾可理解。法官遂舉串謀打劫銀行的例子,指被告的參與行為可能是合法,如只是負責「睇水」或擔任司機,但若知道串謀的目的並同意參與便可構成罪行,並問此情況下控方還要證明被告知道打劫銀行是刑事罪行嗎?Beel 指不需要,因被告可從法例知道其行為是刑事罪行。

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李運騰即說,《國安法》於6月30日通過,每人也可以閱讀條文。但 Beel 強調當中就「非法手段」定義不清晰,被告不能知道就預算案投反對票會否構成罪行,強調若法例無明文規定為犯罪行為,法庭不得加以定罪。

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辯方:法例無說明何謂濫權、議員向選民問責法庭不應干預

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而就控罪指被告旨在濫用當選後根據《基本法》第73條受託的職權(包括「根據政府的提案,審核、通過財政預算」),Beel 指條文只是列明立法會而非議員有的權力,且該權力是可用可不用。李運騰即指,議會獲賦予權力不代表可被濫用,但 Beel 反問「什麼是濫用?」,指《基本法》無規定議員在投票時有什麼職責、也沒有說明何謂濫權,控方亦無相關專家或案例支持,質疑是「空洞的論點」;又指這「不是法律問題,是政治問題」,反問「如何就議員有否恰當審核議案立法?審核是什麼意思?要去到什麼程度才足夠?」

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Beel 續引何桂藍證供,指預算案有議員無法審核的部分,如「基本工程基金」和現時已撥款130億的國安開支,議員不是不想審核,而是無法審核。而終審法院就梁國雄案的判詞,指法庭不應干預立法會內部事務,Beel 指議員如何投票沒有法律規定,是立法會內部程序問題,不是法律問題;而議員如何投票最終是向選民問責,不應由法庭裁定議員有否恰當履行職責。

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Beel 又指,控方是將純粹政治議題變成刑事罪行問題,但本案案情在任何其他普通法管轄區並不會構成顛覆罪,而是會被視為尋常政治(normal politics)。法庭在本案應考慮普通法原則,而非政治考慮。

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辯方:不應接納被告涉公職人員行為失當、無人可迫特首解散立會及下台

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Beel 亦質疑控方於本案改變立場,由指控被告濫用73條的職權,移向指控沒有效忠《基本法》及香港特區。惟 Beel 強調,效忠香港特區不是效忠香港政府,立法會由人民選出,議員是對人民有義務(beholden),人民是特區的一部分。Beel 亦指控方在共謀者原則的法律爭議時,才首次提出被告《國安法》前或涉「公職人員行為失當」罪,但不被接納,現時將此論點「起死回生」,法庭也不應接納。

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而就本案指控被告否決預算案後導致特首解散立法會及下台,Beel 強調,根據《基本法》,特首有權不解散立法會,即使解散也不會癱瘓政府,因可申請臨時撥款,亦無人可迫特首下台,除非特首提交相同預算案並被否決。而且據基本法起草委員譚耀宗指,《基本法》50至51條機制原意是讓選民決定特首或議會哪方合理,Beel 反問:「如法例容許,又怎會構成阻撓和破壞政府履行職能?」,指否決致特首下台是《基本法》提供的程序,不可能是憲政危機。

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辯方:何桂藍早料會被DQ、不可能意圖做出協議行為

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就何桂藍的案情,Beel 指沒有足夠證據證明有涉案串謀協議,即使有,何桂藍亦非協議一分子,沒有意圖無差別否決預算案和顛覆國家政權。而何的證供令人耳目一新(refreshing)、誠實、毫無歉意(unapologetic)和直接,沒有提出藉口,其證供可信,望法庭採納。

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Beel 並指,無論是控方證人區諾軒和何桂藍均認為民主派取得35+不可能,何於5月《國安法》訂立後已知她本人會被DQ,不可能當選和行使其權力,其後亦確實如此發生,「她如何能意圖做一些她知道做不到的事?」

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Beel 同意,串謀的不可能並非辯護理由,但舉例如有人在協議謀殺另一人前,已知道那人已死了,則根本不可能意圖殺他、亦不可能串謀罪成;而本案中何亦知道不可能做到涉案行為,亦因此無意圖這樣做,她參選只是想取得高投票率,其串謀罪不應成立。

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辯方:何桂藍望審核預算案非無差別否決、決定與五大訴求無關

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而若法庭不接納,Beel 亦提出何桂藍並無參與控方所指控的任何協議,指預算案需經歷兩三個月的審議階段,而何清楚說明若預算案有無法審核的部分,其預設立場便是投反對票,除非政府說服她投贊成;她亦會指出議案問題並提修正案。

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Beel 指,何明顯並非「無差別」否決,其目的是要審核預算案,找出其弊端,而她無直接提倡五大訴求或否決預算案,其立場亦與五大訴求無關,因即使政府回應五大訴求,但預算案有不公她也會投反對。Beel 亦指,何簽署「墨落無悔」只是讓選民看到她敢於運用《基本法》賦予的權力,是個人對聲明的回應,但不是簽署協議。

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辯方:何桂藍僅望推動民主化向政府問責、無協議無差別否決財案

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Beel 最後指,本案串謀與其他任何串謀不同,整個協調過程是公開,無人相信他們當時所做的是違法、也沒有任何要隱瞞,何桂藍亦希望公眾知道事情如何發生,以在投票時作出知情的選擇。而否決預算案的議題一開始只是次要問題(side issue),因所有人都知道他們有權對預算案投下反對票;只是在得悉提到否決或會被DQ時才開始關注,但人們當時也非關注會干犯刑事罪行,因如何桂藍所說,她從無想過「撳個反對掣」也會被捕。

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Beel 續指,本案純粹關乎被告對政府的挑戰,就如譚耀宗及時任中聯辦主任駱惠寧都提過民主派若立會過半,是中央所不容許,2020年選舉制度「完善」後直選議席亦大幅減少,控方是將政治問題變成成刑事罪行問題。Beel 指,何桂藍議程清晰,就是推動民主化,尋求將功能失常的立法會改革,以向政府問責,但從無協議無差別否決預算案。即使法庭認為有,Beel 亦重申無法律規定如何投票、不認為無差別否決是違法,議員只是向其選民問責,應判何桂藍無罪。

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官:約3至4個月後裁決 但不能保證

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Beel 陳詞完畢後,所有辯方律師均完成陳詞,正式完結由今年2月6日開審、長達118天的審訊。法官陳慶偉表示,與另外兩名法官其後都要審理其他案件,不清楚需時多久作出裁決,但會盡快處理,料需約3至4個月,但強調不能作出保證,一有裁決會盡快通知各方。

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大律師關文渭另為保釋被告申請撤銷宵禁令,控方反對,法官最終批准所有被告撤宵禁令。散庭時,各被告與旁聽人士揮手道別。

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本案不認罪的16人,包括鄭達鴻、楊雪盈、彭卓棋、何啟明、劉偉聰、黃碧雲、施德來、何桂藍、陳志全、鄒家成、林卓廷、梁國雄、柯耀林、李予信、余慧明及吳政亨。其中何桂藍、鄒家成、林卓廷、梁國雄、余慧明及吳政亨6人不獲准保釋,分別還柙逾26至33個月,其餘10人獲准保釋。

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案件編號:HCCC69/2022

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From The Ground Up

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Demining Farmland and Improving Access to Fertilizer to Restore Ukraine’s Agricultural Production

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Caitlin Welsh, et al. | 2023.12.11

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Experts examine two aspects of Ukraine’s agricultural recovery that are critical to increasing its food production and exports: demining farmland and restoring farmers’ access to fertilizers.

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Introduction

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In the two decades leading up to Russia’s February 2022 invasion, Ukraine had become a major producer and exporter of numerous agricultural commodities. In the 2020–2021 harvest season — the last season unaffected by Russia’s full-scale invasion — Ukraine was the fifth-largest exporter of wheat, honey, and walnuts worldwide; the third-largest exporter of maize, barley, and rapeseed; and the world’s top exporter of sunflower oil, sunflower meal, and millet.

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Due to Russia’s intentional attacks on all aspects of Ukraine’s agriculture sector, and collateral damage from hostilities, Ukraine’s production and exports are diminished today from prewar levels. As of June 2023, the Kyiv School of Economics estimated that Ukraine’s agriculture sector had incurred $8.7 billion in direct damages to agricultural machinery, equipment, and storage facilities, as well as from stolen or damaged agricultural inputs, such as fertilizers and seeds, and outputs, such as crops and livestock. The sector’s $40.3 billion losses represent farmers’ diminished incomes due to foregone production, lower selling prices for products, and higher operational costs across all stages of the agri-food value chain.

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The Ukraine Rapid Damage and Needs Assessment, published in February 2023 by the World Bank in partnership with Kyiv School of Economics, the Ukrainian government, the European Union, and the United Nations, provides the most thorough evaluation of the war’s consequences for Ukraine and the investments required to ensure its future prosperity. However, the continuous and comprehensive nature of Russia’s assault complicates any estimate of damage and needs. Following the report’s publication, further losses and damages resulted from Russia’s withdrawal from the Black Sea Grain Initiative in July 2023 and its immediate intensification of attacks on agricultural export infrastructure along Ukraine’s Black Sea and Danube River coasts. Between July and October, 17 separate attacks on Ukraine’s ports, grain facilities, and civilian ships destroyed 300,000 metric tons of grain and further reduced the country’s export potential.

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This destruction has resulted in a further downward spiral in Ukraine’s agricultural economy. Limited export routes have raised transportation costs and reduced the volume of goods farmers can sell, decreasing farmers’ incomes and eliminating profitability. While incomes have fallen, the costs of agricultural inputs have risen, and damage to farms and equipment imposes additional, heavy costs on farmers. As a result, many farmers are curtailing their activities and reducing the size of their harvests. And despite the Ukrainian government’s efforts to insulate agricultural workers from the draft, active war has drawn farmers to the battlefield, reducing the size of Ukraine’s agricultural labor force.

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In aggregate, this has significantly decreased Ukraine’s agricultural production and exports.

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image01

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Still, in 2022, Ukraine managed to remain among the world’s top producers and exporters of corn, wheat, sunflower oil and seeds, and soybeans, due to the determination of Ukraine’s agricultural labor force, the commitment of Ukraine’s government, and support from numerous other partners, including governments, multilateral organizations, nongovernmental organizations (NGOs), and research institutes. According to Kyiv School of Economics president Tymofiy Milovanov, efforts to rebuild Ukraine’s agricultural sector should continue even as conflict continues because it is unlikely there will be a “clear end to the war.” Ukrainian president Volodymyr Zelensky established the National Council for the Recovery of Ukraine from the War just two months after the full-scale invasion began, and the council continues to develop the Ukraine Recovery Plan in partnership with Ukrainian civil society institutions, partner governments, and international organizations and companies. The overarching goal of this work is not just to reconstruct Ukraine, but to build on the country’s reforms in recent years and transform Ukraine’s economy for the future.

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The importance of investing in Ukraine’s agricultural sector is threefold: to bolster Ukraine’s economy in wartime, to restore its capacity as a major global food supplier, and to strengthen its position as a bulwark to Russia’s influence through its own agricultural exports. Rebuilding and transforming Ukraine’s agriculture sector will require coordinated investments in its soil, labor force, agricultural institutions, and infrastructure. Adequate and low-cost routes must be secured for Ukraine’s agricultural exports; damaged farm, storage, transportation, and port infrastructure must be rebuilt; destroyed and stolen equipment and goods must be replaced; farmlands must be demined, tested, and restored; farmers’ access to seeds, fertilizers and other agricultural inputs much be secured; and farmers’ needs for additional financing and training to continue agricultural activity must be met. Investments to address immediate needs and obstacles are ongoing, but even more immense challenges will require international attention in the coming decades, including demining waterways, namely the Black and Azov Seas, modernizing the country’s irrigation infrastructure, and addressing the repercussions of the Kakhovka dam collapse on surrounding ecosystems and agricultural livelihoods. This work will take place in the context of Ukraine’s 2024 farmland market reform and the country’s candidacy for membership in the European Union, which will necessitate further reforms to Ukraine’s agriculture sector.

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This white paper focuses on two aspects of Ukraine’s agricultural reconstruction that are crucial to supporting transformation throughout the sector: demining Ukraine’s farmland and improving access to fertilizers in Ukraine. The information and insights included herein are the result of CSIS research, with input from numerous experts in Ukraine, Europe, and the United States. Information and policy recommendations regarding rebuilding other aspects of Ukraine’s agriculture sector can be found in other CSIS publications and will be the focus of future scholarship.

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Demining

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The Scale and Nature of Landmine Use

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Since Russia invaded Ukraine in February 2022, a significant proportion of combat has been waged across farmland in Ukraine’s rural areas, compromising Ukraine’s agricultural economy. The nature of the war’s impacts on Ukraine’s farmland varies by locale. War-related damage to Ukraine’s farmland includes craters and other physical destruction from munitions attacks; possible chemical contamination from munitions, fuel spills, shell remnants, and human remains; and depressions from armed vehicle tracks. According to the commander-in-chief of Ukraine’s Armed Forces, Valeriy Zaluzhnyi, Russian troops were firing between 40,000 and 60,000 shells at Ukrainian positions every day as of August 2022. Up to 20 percent of ammunition fired does not detonate, and Russian troops regularly place landmines in fields and forests. Among threats to Ukraine’s farmland, unexploded ordnance and the extensive placement of landmines remain widespread concerns.

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A Reuters investigation into landmine use in Ukraine revealed “landmine contamination so vast it is most likely unprecedented in the 21st century,” with emplaced landmines numbering in the hundreds of thousands. By mid-2023, Ukraine had become the most mined country in the world, surpassing Afghanistan, Syria, Cambodia, and other countries in which landmines are a common feature of warfare. According to Ukraine’s Ministry of Internal Affairs, about 30 percent of Ukraine’s lands, or approximately 174,000 square kilometers (67,000 square miles), has been exposed to conflict and will require surveying and, if necessary, demining. According to Interfax, a further 13,500 square kilometers (over 5,200 square miles) of the Black Sea, Azov Sea, and Ukraine’s rivers and other inland bodies of water are potentially contaminated with landmines. Likewise, according to Human Rights Watch, the scale of landmine use in Ukraine has resulted in a “large, dispersed, and complex level of contamination that will threaten Ukrainian civilians and hinder recovery efforts for years to come.” One deminer (or “sapper”) is able to clear between 15 and 25 square meters per day, and given the current rate of progress, some estimate that complete demining of Ukrainian territory could take decades or even centuries.

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Antipersonnel mines and anti-vehicle mines have been used in the ongoing war, with at least 13 types of mines identified in Ukraine to date, according to Human Rights Watch, which are located in at least 11 regions across central and eastern Ukraine (see [map]). The preponderance of landmines in Ukraine have been emplaced by Russia, which is not a signatory to the 1997 Convention on the Prohibition of the Use, Stockpiling, Production and Transfer of Anti-Personnel Mines and on their Destruction (Mine Ban Treaty). Human Rights Watch has even identified in Ukraine several previously unseen Russian landmines produced as late as 2021, including antipersonnel mines. Though Ukraine is a signatory to the Mine Ban Treaty, Ukraine has used antipersonnel mines in at least one location since Russia’s invasion, according to Human Rights Watch.

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Landmines used in the war have been hand-emplaced, mechanically laid, scattered by truck-mounted projectors, and delivered by rocket. They include small, plastic-cased PFM-1 antipersonnel mines, which can be easily mistaken for harmless objects and overlooked by metal detectors; POM-3 anti-personnel mines, which can be scattered by air and detonated with mere vibrations, such as nearby footsteps; metal- and plastic-encased anti-vehicle mines, which can be buried in shallow holes and penetrate vehicles’ under-armor upon detonation; and PARM anti-vehicle mines, which can be placed above ground and fire a projectile into their target. Russian forces are also employing “Zemledelie” systems, which can remotely lay mines in areas as large as several football fields in short periods of time, creating minefields of varying complexities across Ukraine. The “Zemledelie” system, Russian for “agriculture,” was developed by the Russian company Rostec and was first observed in use in March 2022.

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Both the extent of Russia’s mine placements and the use of mining technology innovations within Ukraine have resulted in mine contamination of enormous complexity, scale, and lethality. As of September 2023, 246 civilians (including 13 children) had been killed by explosive devices, and 521 civilians (including 53 children) had been injured across Ukraine.

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Ukrainian Government Efforts

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While the war continues, the Ukrainian government’s assistance for demining efforts continues to evolve. The Ukrainian government was already supporting demining efforts in Ukraine when Russia invaded in February 2022; previously occupied areas of Luhansk and Donetsk had been subject to demining efforts since 2015, following Russia’s 2014 invasion. In November 2021, the Ukrainian government announced the creation of the National Mine Action Authority, an interagency group led by Ukraine’s Ministry of Defence that is responsible for the development of national policy and plans for demining as well as coordination of all actors involved in demining.

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Among Ukraine’s mined territory is a significant proportion of Ukraine’s farmland. The precise proportion of Ukraine’s farmland that has been contaminated by landmines is impossible to determine while hostilities continue. Estimates of Ukraine’s farmland exposed to landmines range from 470,000 hectares (or 1,814 square miles), according to Ukraine’s Ministry of Defense and Ministry of Agrarian Policy and Food, to 2.5 million hectares (or 9,652 square miles), according to Ukraine’s first deputy minister of agrarian policy and food. GLOBSEC estimates that 5 million hectares (or 19,305 square miles, approximately 15.2 percent) of Ukraine’s farmland are unsuitable for use due to landmines, contamination with explosive ordnance, and exposure to armed hostilities.

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In March 2023, Ukraine’s Ministry of Defence announced the creation of an Action Plan for Demining Agricultural Land to facilitate spring sowing and fall harvesting of crops in 2023 and after. The Ministry of Defence is responsible for ensuring implementation of the plan and coordination among Ukrainian and international partners. To expedite humanitarian demining nationwide, the Ukrainian government announced the formation of the Interagency Working Group on Humanitarian Demining in June 2023, chaired by the Ministry of Economy, and the working group held its first meeting in September 2023, emphasizing the importance of creating a mine action strategy for Ukraine. Later in September 2023, Ukrainian prime minister Denis Shmyhal convened the first Demine Ukraine Forum among Ukrainian government representatives and international partners.

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Humanitarian Demining

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The ultimate purpose of mine removal dictates the level of investment — of time and funding — in demining efforts. Swiftly clearing an area of mines in the course of combat or immediately thereafter is called military, combat, or operational demining. Operational demining is conducted by special military units or other emergency services and is intended to clear a path for the safe advance or retreat of troops. Though it may quickly return access to roads, residential buildings, or other areas of common use, it does not necessarily guarantee the safety of these areas.

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Humanitarian demining, by contrast, aims to “clear land so that civilians can return to their homes and their everyday routines without the threat of explosive hazards,” according to the UN Mine Action Service (UNMAS). Humanitarian demining involves numerous, resource-intensive steps, all of which are required to guarantee that an area has been thoroughly searched and cleared of explosives and is safe for use. Steps required for humanitarian demining include a non-technical survey of land, involving interviewing communities and reviewing records of conflicts; a technical survey, involving the use of equipment or animals to determine the boundaries of minefields; mine removal, most commonly through mine detonation; and certification that mine removal is complete and land is safe for use.

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According to Ukraine’s Ministry of Defence, humanitarian demining in Ukraine is presently carried out by 18 certified mine action operator organizations, including NGOs (e.g., the Danish Refugee Council, HALO Trust, the Swiss Foundation for Mine Action, the Norwegian People’s Aid, and DanChurchAid), companies (e.g., Demining Solutions, GK Group, and TetraTech), and Ukrainian entities (e.g., the Ukrainian Sappers Association, Ukrspecexport, and Ukroboronservice). Entities that wish to contribute to Ukraine’s demining efforts must complete a complex certification procedure before working as demining operators in Ukraine. In recognition of the need to expedite and streamline the certification process for demining operators, the State Emergency Service’s Interregional Center for Humanitarian Demining launched an online portal for interested organizations to apply for certification and keep apprised of the application’s status. After obtaining certification to demine its own farmland across Ukraine, the Ukrainian company Nibulon has recognized the use of its expertise across Ukraine’s farmland broadly and will offer its services to farmers and to the state. As of September 2023, 30 additional organizations are awaiting certification, including 18 governmental operators from Ukraine’s State Emergency Service, State Transport Special Service, and armed forces.

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At present, the Ukrainian government does not fund humanitarian demining services, so most farmers must pay for demining services themselves. At the Demine Ukraine Forum, Minister of Economy Yulia Svyrydenko noted that Ukraine’s 2024 budget would include UAH 2.0 billion ($54.7 million) to partially compensate farmers for demining services. Minister Svyrydenko also announced the establishment of the Prozorro demining market, through which farmers are expected to select certified deminers. The Ukrainian government will compensate farmers for half the cost of demining through the Prozorro system, and the Ukrainian government is considering the best way to compensate farmers for demining costs borne before 2024. Ukraine’s state bank, “Ukragasbank,” has also launched a soft lending program to fund the demining of farmland within the framework of the “Affordable Loans at 5-7-9 percent” program, improving farmers’ access to demining financing and incentivizing farmers’ use of legal, certified demining operators.

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Progress Demining Ukraine’s Agricultural Land

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Under the Ministry of Defence’s Action Plan for Demining Agricultural Land, the Ukrainian government specified 470,000 hectares of agricultural land in nine regions of Ukraine that would need to be surveyed and, if necessary, demined. These regions are where “the problem of contamination is most urgent and the clearing of agricultural land is most feasible,” according to Ukraine’s Ministry of Defence. In addition to the National Mine Action Authority, coordinated by the Ministry of Defence, Ukraine’s Interagency Working Group on Humanitarian Demining, coordinated by the Ministry of Economy, also supports humanitarian demining across Ukraine. In a press release from the Ministry of Economy in June 2023, the Ukrainian government noted that the Ministry of Agrarian Policy and Food would update the identification of territories that would need to be demined. According to the Ministry of Economy, 100,000 of the 470,000 hectares specified in the action plan had been cleared by June, and by the end of 2023, up to 165,000 hectares of land could be cleared for agricultural use.

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The Ukrainian government has continued to publicize progress under the action plan. By September 2023, the Ukrainian government had surveyed 188,600 hectares of agricultural land under the plan, of which over 124,000 hectares will require clearance, including through humanitarian demining. By October 2023, the Ukrainian government had surveyed more than 225,000 hectares of agricultural land identified in the action plan and had returned 170,000 hectares to economic use. In addition to these periodic updates, the State Emergency Service of Ukraine publishes daily updates regarding its progress demining Ukrainian territories through a portal that is only accessible within Ukraine. Between the beginning of the invasion and November 14, 2023, 454,827 explosive objects and 2,892 kilograms of explosive substance have been defused, including 3,124 aerial bombs. Ukraine’s Ministry of Defence has also partnered with the Geneva International Centre for Humanitarian Demining to maintain an interactive map of mine contamination across Ukraine.

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Ukraine’s Needs and International Support

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Despite recent progress, the demining needs of the Ukrainian government remain staggering. As of February 2023, the cost of clearance of explosive ordnance across Ukraine was estimated at $37.6 billion, according to the Ukraine Rapid Damage and Needs Assessment produced by the Kyiv School of Economics, the World Bank, the Ukrainian government, the European Union, and the United Nations. This estimate represents the significant investments needed in equipment, training, and salaries, including to expand the strategic planning and operational capacities of Ukraine’s demining forces.

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Numerous countries, multilateral organizations, and NGOs have provided financial and other support for demining in Ukraine, including for the demining of agricultural land. In June 2023, the UN Food and Agriculture Organization (FAO) and the UN World Food Programme (WFP) announced a joint plan to clear landmines and other explosive remnants of war from agricultural land, in collaboration with the Fondation Suisse de Déminage and with support from the UN Ukraine Humanitarian Fund and private donors. In July 2023, the Ukrainian government announced that numerous partners — including the United States, the European Union, Japan, Germany, the United Kingdom, Norway, Sweden, Italy, Lithuania, the Netherlands, Denmark, Canada, Austria, Switzerland, South Korea, and the Howard Buffett Foundation — together had pledged $244 million for humanitarian demining clearance. In July 2023, South Korea pledged to provide demining equipment to Ukraine, and Japan has similarly offered technical assistance in 2023. In September 2023, the U.S. Department of State announced $90.5 million in humanitarian demining assistance to Ukraine, in addition to the $47.6 million the State Department had announced in September 2022 for a similar purpose. Croatia hosted the first International Donors’ Conference on Humanitarian Demining in Ukraine in October 2023, attracting representatives from more than 40 countries, and Switzerland, which announced over €100 million (approximately $107 million) for humanitarian demining in Ukraine in October 2023, will host the Second International Donors’ Conference on Humanitarian Demining in Ukraine in 2024.

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The Reality for Farmers

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image03 +▲ A farmer and a member of a demining team of the State Emergency Service of Ukraine carry an unexploded missile near the village of Hryhorivka, Zaporizhzhia region, on May 5, 2022.

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Despite the Ukrainian government’s recent progress on its Action Plan for Demining Agricultural Land and considerable support from international partners, many farmers face difficulties accessing humanitarian demining services. One licensed company, for example, is reported to have offered demining services to farmers for $200 per acre of farmland. Because the war has reduced harvests and incomes, and increased the costs of inputs, most farmers are unable to afford such prices. Furthermore, Ukraine’s byzantine bureaucracy can lead to long wait times for demining services. Duplication of services across ministries and the constant evolution of priorities and plans can lead to bottlenecks, which the Ukrainian government admits and is seeking to redress.

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In the meantime, some farmers are resorting to conducting demining activities themselves. As one farmer reported to Foreign Policy, “At first we waited for the state to demine our fields. Then we understood it wouldn’t happen, so we decided to do it ourselves.” Three of this farmer’s employees scanned his farmland with handheld metal detectors, marking potential mines with flags. Another farmer operates a remote-controlled tractor, outfitted with panels stripped from Russian tanks, to scan his fields for landmines. One farmer in Kharkhiv explained the situation to local Ukrainian media (authors’ translation):

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Out of 3,000 hectares, I have 1,000 hectares mined. I left the application for demining immediately after the de-occupation. The emergency department says that they will not clear the mines in the near future because they do not have time. We are now communicating with the neighboring farms to clear the fields [ourselves]. The situation with the neighbors is still worse, all their lands are “seeded” with explosives. We will look for a way out on our own, because today it is cheaper to buy a field than to demine it. We are considering the possibility of buying a drone that looks for mines or renting a special car. Otherwise, life will not return to our villages. . . . I need to clear the fields and sow crops this year.

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In this context, many farmers opt to use the services of uncertified or “dark deminers,” who charge prices lower than certified deminers but who cannot guarantee that land they survey is clear of mines and safe for use. Among farmers who use dark demining services, accidents are reportedly common.

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And among farmers in regions exposed to conflict, not only the presence but the fear of landmines can keep farmers from working their land, according to CSIS interviews. Kyiv School of Economics president Timofiy Milovanov characterized the current situation as two systems of demining at tension within Ukraine: the “legacy” system, whose adherence to international mine action standards renders it slow and expensive but best able to guarantee the safe clearance of lands, and the alternative system made up of Ukrainians that “have to work . . . [and] protect their children,” who “innovate right now, whether it’s certified or not.” Such demining “innovations” are borne from farmers’ need to continue agricultural activity for their livelihoods, but the risks of uncertified demining are severe. A farmer in Kherson who opted against planting in the face of mine contamination told Reuters, “I have no moral right to send workers to fields as it is dangerous for life.” CSIS interviews revealed the same tension between these two systems, with some Ukrainian entities advocating for equipping farmers with demining machines to expediate the process, and others insisting that farmers are not professional deminers and their participation in the process would risk lives and complicate the government’s coordination and planning.

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The U.S. Department of Agriculture (USDA) reports that while overall production and export levels have fallen since Russia’s invasion, agricultural yields per acre have risen compared to last season for Ukraine’s major commodities, although the USDA estimates include crop production in Crimea and occupied territories, where Russia reaps the benefits of favorable harvests. For wheat, for example, yields are estimated at a 4.5 tons per hectare, up 17 percent from 2022 and 13 percent from the five-year average. This suggests that production losses are due primarily to reduced planting: the USDA estimates that harvested area has fallen 26 percent from the five-year average. In fact, farmland exposed to hostilities since February 2022 has left an impact visible from space, according to NASA’s Harvest program, which estimates that up to 2.8 million hectares (or over 10,800 square miles) of Ukraine’s agricultural land have been abandoned as a result of the war.

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Unique Considerations for Agricultural Land

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The presence, or even the fear, of landmines on agricultural land has affected farmers’ harvests across Ukraine. At the same time, the process of demining farmland could also depress agricultural yields, as some farmers may experience long-term impacts once their land has been demined. A report from the NGO Mine Action Review, with funding from the Norwegian, Canadian, and Swiss governments, details the numerous destructive effects of demining on soil. The most common machinery employed in demining is equipped with flails, tillers, and rollers, which can disrupt soil structure, accelerate soil erosion, and disrupt water, carbon, and nutrient cycles. While the most expedient and safest method of landmine disposal is through remote detonation, detonation generates a crater that displaces topsoil while compacting subsoil into the crater. Finally, the detonation of landmines can release toxic pollutants into soils and waterways, including from explosive substances as well as the breakdown of other munitions components. In Cambodia, for example, researchers found that the content of heavy metals such as arsenic, cadmium, and copper increased by 30 percent in soil in a 1-meter radius of the detonation point.

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Mitigation measures for such effects of landmine detonation are unclear, and data on the environmental impacts of landmine detonation are limited. The extent to which the detonation of landmines could affect soil fertility and water quality in heavily mined territories has not been widely examined or reported. Only one international covenant, the International Mine Actions Standard 07.13, addresses the impacts of demining on agricultural land, stating that national authorities and mine action operators have the responsibility to “ensure that all mine action activities . . . are carried out in accordance with applicable legislation, safely, effectively and efficiently, but also in a way that minimises any adverse impact on people, wildlife, vegetation and other aspects of the environment.” The standard further specifies that mechanical clearance and bulk demolition, or the process of clearing land with machines designed to detonate ordnance, require greater oversight than other clearance methods given that “these processes have the ability to severely impact the environment.”

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image04 +▲ Employees of the State Emergency Service of Ukraine present to media the Ukraines first Armtrac 400 specialized mine clearance vehicle, purchased through the UNITED24 fundraising platform, near Kharkiv, on October 27, 2022, amid the Russian invasion of Ukraine.

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Although detonation carries risks for agricultural land, leaving landmines in the ground can also lead to chemical contamination as the munitions age and corrode. The leaching of hazardous chemicals into soil and groundwater can take anywhere from 10 to 90 years, but Ukraine’s farmland may experience pollution from buried ordnances sooner rather than later. Russia has reportedly used Soviet-era landmines against Ukraine, which would corrode faster than landmines produced more recently. Further, the characteristics of Ukraine’s fertile soils that enable plants to thrive also enable the soil to “cling on to a lot of these toxins following the war,” according to soil geomorphologist Joe Hupy.

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Efforts to identify the impacts on agricultural soil and groundwater resulting from exploded ordnance, unexploded ordnance, and landmines have only just begun within Ukraine, and CSIS interviews with in-country experts and operators revealed that more investment, time, and resources are needed before these impacts can be accurately determined. The Ukrainian Researchers Society, FAO, and WFP have partnered to map munition craters, soil pollution, and the presence of “bombturbation,” or incidences of explosives cratering, compacting, displacing, and ejecting hazardous materials into soil. Their preliminary study of contamination in the Kharkiv Oblast using remote sensing and soil sample analysis shows that over 420,000 craters across roughly 655,072 hectares of arable land have resulted in over 1.3 million cubic meters of displaced soil, 4,214 hectares of bombturbated soil, and 28,286 hectares of potentially contaminated soil, with only 1.76 percent of assessed soils found to be contaminated with heavy metals. A CSIS interview with the FAO Ukraine office confirmed this level of contamination is not concerning for the safe consumption of crops, but rather for the potential of reduced agricultural production in the future.

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A collection of researchers across Ukraine, Lithuania, Portugal, and Spain have conducted a similar assessment within the Kharkiv Oblast, also finding that explosions on and within soil have damaged soil structure and released heavy metals into surrounding soils. The researchers note these findings are concluded from a minimal sample size that may not reflect the full extent of the war’s impacts on soils, especially given the limited access to areas of intense combat. These preliminary analyses are a significant step toward understanding the war’s effects on Ukrainian farmland, but offer an incomplete picture of what will be required to restore agricultural soil following the war’s conclusion. The scale of soil analysis required to determine the unique impacts of this war on Ukraine’s black soils will necessitate improved access to in-country soil testing facilities and greater investment in Ukraine’s remote sensing capabilities.

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Recommendations

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In October 2023, Ukraine’s minister of economy acknowledged, “Without demining, we will not be able to fully launch our economy. Mine clearance is therefore the starting point for the recovery of our country and its economy.” Significant progress against the challenge of demining Ukraine’s farmland is clear. At the same time, the scale of landmine contamination across Ukraine’s farmland and the importance of sustained agricultural activity to its economic recovery require unparalleled measures by the Ukrainian government along with support from international partners.

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Following is a description of ongoing best practices and additional steps needed to demine Ukraine’s farmland.

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    The Ukrainian government is prioritizing humanitarian demining at the highest levels, including by the leadership of the Ministries of Economy and Defence, as well as by the prime minister.

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    In the course of adapting demining services to the ongoing war, the Ukrainian government recognizes that inefficiencies remain and is attempting to expedite the provision of humanitarian demining services and reduce the cost to Ukraine’s farmers through the recently launched demining market on the Prozorro system and through soft loans to farmers.

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    The Ukrainian government is also tracking the resources needed to demine Ukraine’s farmland, including demining equipment and training for deminers.

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    The Action Plan for Demining Ukraine’s Agricultural Lands aims to synchronize humanitarian demining of Ukraine’s farmland, and the Ukrainian government is attempting to unify all Ukrainian government demining activities under a forthcoming mine action strategy, which the Interagency Working Group on Humanitarian Demining is presently drafting.

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    At the same time, the Ukrainian government should continue to take steps to reduce the prevalence of “dark demining” of Ukraine’s agricultural land and demining by farmers themselves, recognizing risks to the safety of farmers and other civilians.

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    Furthermore, the Ukrainian government is coordinating regularly with international partners to fill gaps and prevent overlaps in services, including through the International Donors’ Conference on Humanitarian Demining in Ukraine.

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    Finally, the Ukrainian government and its partners appear to be aligning activities with UNMAS’s Five Pillars of Mine Action, including mine education, with Minister of Economy Svyrydenko recently emphasizing the need for a “nationwide awareness campaign to educate children from an early age about the dangers of explosive ordnance.”

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    The complete humanitarian demining of Ukraine will require 10,000 sappers, necessitating an additional 7,000 deminers to supplement the 3,000 specialists working across the country today, according to Prime Minister Shmyhal. Funding for deminers’ training and salaries must be increased, with training for one sapper costing up to $6,000.

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    Conducting non-technical surveys prior to other humanitarian demining procedures is the most cost-effective way to confirm the presence of landmine contamination and efficiently release non-contaminated land. In its action plan and national mine action strategy, the Ukrainian government should formalize the release of low- and no-risk land through non-technical surveys before conducting technical surveys in order to release more land for economic use as quickly as possible.

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    In completing non-technical surveys, technical surveys, and mine removal, sappers should have access to advanced demining technologies, including drones, ground-penetrating radar, and satellite imagery analysis enhanced by artificial intelligence, in order to expedite humanitarian demining and increase the safety of deminers.

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    Ukraine should continue to invest in its capacity to manufacture advanced demining equipment locally.

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    In the face of the rapid evolution of Ukrainian government demining processes, the Ukrainian government should continue to clearly communicate the steps farmers must take to access certified demining services and receive compensation for them, including through the newly announced demining market under the Prozorro system.

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    The Ukrainian government and international partners should also attempt to reduce the cost to farmers of humanitarian demining of their agricultural land, recognizing that any costs borne by farmers will detract from investments in agricultural production, resulting in lower farmer incomes, production, and exports nationwide.

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    Given the urgent need for actionable information about the impacts of demining on agricultural land, and the fragility of the ecosystems on which agricultural activity depends, Ukraine’s government and international partners should invest in research on the impacts of demining agricultural land and disseminate best practices for demining Ukraine’s farmland to minimize impacts on soil fertility, water, and agricultural productivity. Such considerations and steps should be codified in plans for demining Ukraine’s farmland today and in the future, for the awareness of Ukrainian and international deminers.

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    The Ukrainian government and partners should also increase the availability of soil testing to ensure the absence of chemical contamination and the safety of crops produced.

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Humanitarian demining is more than just neutralizing mines or other explosive devices. It is about providing people with the opportunity to return to their homes and live safely. It’s about the recovery of the economy and the restoration of the country, and ultimately, about global food security.

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— Vitalii Dankevych

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Fertilizer

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Ukraine is endowed with uniquely fertile farmland. Nearly two-thirds of Ukraine’s total arable land is covered in black soils, a highly fertile soil type containing ideal clay content for plant growth and high quantities of organic matter, such as humus, and nutrients, including calcium, nitrogen, phosphates, and potassium. Ukraine’s wealth of fertile soil facilitated its rise as a major global food supplier, even as it applied less fertilizers per hectare compared to neighboring countries.

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image05 +▲ A farmer rides a floater truck spraying fertilizers on a farm in Kyiv on April 19, 2023.

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While harvesting crops removes essential nutrients from soils, mineral fertilizers replace these nutrients for subsequent harvests. Ukraine’s major agricultural harvests require application of nitrogen, in the form of ammonia nitrate, urea, anhydrous ammonia, and other forms; phosphorus, in the form of diammonium phosphate, monoammonium phosphate, and other forms; and potassium or potassic fertilizer, in the form of potash. Worldwide, fertilizers have accounted for a large share of agricultural productivity growth over the past century.

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Impacts of Russia’s Invasion on Fertilizer Use in Ukraine

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Ukraine’s increased agricultural production and exports over the past two decades are largely due to an increase in the use of fertilizers by Ukrainian farmers. Russia’s invasion has disrupted Ukrainian farmers’ ability to purchase and apply fertilizers since 2022. According to the State Statistics Service of Ukraine, Ukrainian farmers applied 27.7 percent less fertilizer in 2022 than 2021, using roughly 20.8 million metric tons of mineral fertilizers in 2022 compared to 28.8 million metric tons in 2021, representing declines in the use of nitrogenous, phosphatic, and potassic fertilizers. Reductions continued into the 2022–2023 season: compared to average rates from 2018 to 2022, a March 2023 survey of 119 agricultural enterprises in Ukraine found that nitrogen application decreased by 16 percent for corn and wheat, 19 percent for sunflower, 21 percent for canola oil crops, and 24 percent for soybeans. A survey conducted by the Ministry of Agrarian Policy and Food shows that access has not improved as the country heads into its third growing season since Russia’s invasion: most Ukrainian farmers will be able to apply only half the fertilizers necessary for the 2024 harvest season, with only 10 percent of respondents fully equipped to meet their crops’ fertilizer needs.

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Insufficient fertilizer use impacts the quality and quantity of current and future harvests. According to the first deputy minister of Ukraine’s Ministry of Agrarian Policy and Food, a decrease in fertilizer application by 30 percent or more can reduce yields by 50 percent. The consequences of reduced fertilizer application can vary from farm to farm, depending on the nutrients applied, the crops cultivated, the season’s soil and climatic conditions, and the practices farmers employ throughout the season. A farm’s history of crop cultivation also determines which nutrients are present in the soil at the time of planting and which nutrients need to be applied for a specific crop’s optimal yield. Excessive application of one or more types of nutrients can likewise impact the quality and quantity of an upcoming harvest. Fertilizer application is not a one-size-fits-all practice, and many agricultural enterprises seeking to reduce any adverse effects of excessive mineral fertilizer application rely on soil testing to tailor the nutrients applied to the specific needs of their soil. As Ukrainian farmers have faced difficulties accessing and affording a range of mineral fertilizers, they have resorted to applying whatever nutrients are available in their own stores or from local suppliers, often not within recommended timeframes, which may have long-term impacts on Ukraine’s soil.

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Fertilizer and Ukraine’s Agricultural Economy

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Access to fertilizer is necessary for the livelihoods of Ukraine’s farmers and for Ukraine’s agricultural output, two related but distinct facets of Ukraine’s agricultural economy. Across Ukraine, roughly 2.7 million people were engaged in agricultural activity in 2021, comprising 17.3 percent of Ukraine’s total labor force. Access to fertilizers is important to small-scale farmers (farmers cultivating less than 500 hectares), who operate 82.4 percent of Ukraine’s agricultural enterprises, as it is central to the prosperity of their farms. Access to fertilizers is critical for medium- and large-scale producers, who operate the remaining 17.6 percent of Ukraine’s agricultural enterprises and are responsible for the majority of Ukraine’s agricultural exports and export revenues: agricultural enterprises cultivating over 500 hectares of farmland made up nearly 80 percent of Ukraine’s cereal and legume crop production in 2022. Medium- and large-scale enterprises are better able to access and afford fertilizers than small-scale farmers: the 10 percent of agricultural enterprises surveyed by the Ministry of Agrarian Policy and Food that can meet their crops’ fertilizer needs in 2024 are medium- or large-scale operations, with no surveyed small-scale farmers reporting that their fertilizer needs are met for the upcoming season.

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As fertilizer prices remain high within Ukraine, Ukrainian farmers are adjusting their sowing plans to plant crops whose nutrient requirements they can meet with current fertilizer stores. Ukraine’s Ministry of Agrarian Policy and Food also observes farmers basing their plans on the needs of domestic markets as export routes remain limited, sowing their fields with more peas, barley, millet, and oats relative to prewar harvests. According to the FAO’s January–February 2023 survey, nearly 20 percent of small-scale farmers in Ukraine, defined by the FAO as cultivating 250 hectares or less, had stopped purchasing fertilizers due to high prices. Of the 1,927 agricultural enterprises interviewed by the FAO, 81 percent expressed a need for more fertilizers to continue agricultural activities. Ukrainian farmers, especially small- and medium-sized producers, have resorted to a barter system with input suppliers in which fertilizers are purchased with grains and agricultural products.

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Factors Restricting Access to Fertilizers in Ukraine

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Ukrainian farmers’ reduced access to fertilizer is due to numerous, concurrent shocks, including global fertilizer price spikes following Russia’s invasion, curtailed nitrogenous fertilizer production within Ukraine, and high logistics costs due to Russia’s obstruction of Ukraine’s primary trade routes.

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Global Price Spikes

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Despite carveouts for food and fertilizer exports, international sanctions on Russian and Belarusian banking, trade, and energy sectors have reduced the two countries’ share of the world’s fertilizer trade, estimated at 18 percent in 2020, triggering global price spikes for all mineral fertilizers. In Ukraine, farmers’ fertilizer stocks helped insulate them from initial fertilizer price spikes, but domestic prices rose by the fall of 2022 after farmers exhausted their fertilizer supplies. The implementation of the Black Sea Grain Initiative in July 2022 expanded agricultural exports, increasing farmers’ working capital — and increasing demand for fertilizers and other agricultural inputs. As farmers prepared for the spring 2023 sowing campaign, fertilizer prices increased. For example, prices for potassium nitrate, or saltpeter, rose from UAH 27,000 (roughly $750) per metric ton to UAH 37,000 (roughly $1,025) per metric ton from July to October 2022. By February 2023, farmers spent UAH 8,000–9,000 (roughly $220–250) for the nitrogenous fertilizers needed to cultivate just one hectare of corn, excluding additional costs for fuel, potassic and phosphatic fertilizers, and other inputs, compared to prewar prices of roughly UAH 6,000 (roughly $165).

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In addition to disruptions in global fertilizer markets, energy price spikes affected global fertilizer prices in the months following Russia’s invasion. Global price spikes for natural gas and coal, key ingredients in the manufacturing of fertilizers, reduced fertilizer production capacity and added further upward pressure on fertilizer prices around the world. Europe’s fertilizer industry was hit especially hard as countries slashed imports of Russian natural gas, coal, and oil. High manufacturing costs forced plants to close across the region, reducing Europe’s overall fertilizer production by approximately 70 percent and its nitrogenous fertilizer production capacity by 50 to 60 percent in 2022. China’s ammonia production also contracted in response to high coal prices following Russia’s invasion. China’s October 2021 restrictions on fertilizer exports kept its 25 percent share of the global trade off global markets until December 2022, which pushed fertilizer prices even higher during the first year of Russia’s full-scale invasion.

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Reduced Domestic Production of Nitrogenous Fertilizers

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Prior to Russia’s invasion, Ukraine produced enough nitrogenous fertilizer to meet over 70 percent of domestic demand. In 2021, domestic production exceeded 5.2 million metric tons, while Ukraine imported 1.4 million metric tons of nitrogenous fertilizers. After Russia’s invasion, only two of Ukraine’s five nitrogenous fertilizer factories remained operational, causing domestic production to fall by 78.3 percent to 1.1 million metric tons in 2022, and imports to triple to 4.3 million metric tons. By February 2023, the Cherkasy Azot and Rivneazot factories increased production capacity by 40 percent and 50 percent, respectively, but Ukrainian farmers still saw a shortage of mineral fertilizers, including nitrogenous fertilizers, ahead of the 2023 spring sowing campaign.

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High Logistics Costs due to Obstructed Trade Routes

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Russia’s blockade of Ukraine’s Black Sea ports obstructed trade routes that were previously responsible for over 90 percent of Ukraine’s agricultural exports and a majority of its fertilizer imports. This sudden lack of access to its primary, high-volume trade routes forced Ukrainian traders and agricultural enterprises to turn to road, rail, and river routes for fertilizer supplies from new sources. According to Ruslan Voytovych, the director and founder of Arus Trade, a fertilizer importer in Ukraine, his company’s shift to road transport routes significantly limited the volume of supplies he could import and raised delivery costs by 60 percent in the months following Russia’s invasion. Taras Ivashchenko, the head of Belor Ukraine, another Ukrainian fertilizer importer, found that the Danube River ports can only handle 30,000 to 40,000 metric tons of fertilizer imports per month, which is “almost nothing” for the Ukrainian market.

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image07 +▲ A fisherman walks on the banks of the Danube River near the port of Izmail, southwestern Ukraine, on July 27, 2023.

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Ukrainian Government and International Efforts to Improve Access to Fertilizers

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Ukraine’s Ministry of Agrarian Policy and Food has supported farmers’ applications for fertilizer aid through the State Agrarian Register and coordinated agricultural aid through this system, while Ukraine’s bilateral and multilateral partners have invested to improve Ukrainian farmers’ access to fertilizers. The U.S. Agency for International Development (USAID) launched the AGRI-Ukraine initiative in July 2022 to help meet the needs of Ukrainian small- and medium-scale farmers for agricultural inputs, financing, improved export logistics and infrastructure, and capacity for drying, storing, and processing harvests. As of July 2023, USAID contributed $350 million, leveraged an additional $250 million from other donors and the private sector, and was seeking to leverage a further $250 million for the initiative. As of the time of publication, AGRI-Ukraine had provided 12,892 small-scale Ukrainian farmers (defined, in this case, as cultivating less than 500 hectares of farmland) with approximately 18,300 tons of complex and nitrogenous fertilizers for the 2023 spring and autumn campaigns. This September, the initiative announced a partnership with South Korea to deliver to Ukrainian farmers $5 million of fertilizers donated by South Korea’s Ministry of Foreign Affairs.

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International agricultural aid packages have largely targeted the small- and medium-sized enterprises otherwise unable to sustain operation in wartime, but assistance also funnels through the Ukrainian government’s “Affordable Loans at 5-7-9 percent” program, which offers low-rate subsidized lending for agricultural enterprises of all sizes. Launched in early 2020, the program provides loans up to UAH 90.0 million (roughly $2.5 million), depending on the loan type and the enterprise’s size and activity. The program has received direct financing from the World Bank through USAID’s AGRI-Ukraine initiative and provided UAH 158.0 billion (nearly $4.4 billion) to agricultural enterprises through 40,509 loan agreements since February 2022. Combined with the FAO’s cash transfers, this assistance has enabled farmers to afford the purchase of fertilizers at elevated prices from in-country suppliers. According to CSIS interviews, Ukraine’s Ministry of Agrarian Policy and Food has encouraged partners to concentrate investments into this soft loan program over procuring and distributing in-kind fertilizer donations, as this financing concurrently empowers farmers to decide which inputs to prioritize purchasing and sustains business for Ukrainian fertilizer suppliers. Farmers in front-line oblasts, however, benefit more from in-kind fertilizer donations, as active conflict disrupts these farmers’ ability to obtain fertilizer on local markets.

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Securing Long-Term Alternative Fertilizer Suppliers

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image08

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Ukraine fertilizer imports were down significantly in 2022 compared to 2021, ranging from a decline of 65 percent for nitrogenous-based fertilizers to over 85 percent decline for potassic fertilizers. Historically, Russia and Belarus supplied fertilizer and fertilizer ingredients to Ukraine. While Ukraine instituted an embargo of Russian fertilizer imports in 2018 due to Russia’s 2014 invasion of Donbas and the Crimea annexation, it was still heavily dependent on Belarusian supplies when Russia’s full-scale invasion began in February 2022. Over 2019–2021, Belarus alone accounted for 71 percent of Ukraine’s potash imports, 58 percent of its urea imports, and 41 percent of its complex fertilizers imports, or fertilizers containing all three nitrogenous, phosphatic, and potassic elements. With Belarusian imports essentially ending with Russia’s full-scale invasion in late February 2022, Ukraine relied on other trade partners such as Poland, Germany, Uzbekistan, and Turkmenistan for its potash imports in 2022. As Ukraine’s trade relationships with two of the world’s largest fertilizers producers are now severed, the government of Ukraine and Ukrainian agricultural enterprises are struggling to identify alternative sources to fill the considerable supply gap left by foregone Russian and Belarusian imports.

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Ukraine faces different challenges accessing nitrogenous, phosphatic, and potassic fertilizers. Even with curtailed domestic production capacity, Ukraine can meet some of its domestic demand for nitrogenous fertilizers, and Ukraine’s trade partners can supply additional nitrogenous fertilizer as well as phosphatic fertilizers. However, securing alternative potash suppliers will remain a challenge for Ukraine’s agricultural enterprises. The global potash market is highly concentrated, with Russia and Belarus accounting for 41 percent of global potash trade in 2020. The world’s top producer of potash is Canada, with 39 percent of global market share, but transporting supplies from Canada to Ukraine would require long and costly freight shipments in addition to overland transport through Europe. This inherently expensive route introduces complex logistical issues and would likely only result in high potash prices on domestic Ukrainian markets if attempted. Kernel, Ukraine’s largest producer and exporter of vegetable oils, procured two vessels of complex fertilizers and potash from Morocco’s OCPGroup and Jordan’s Arab Potash Company in the summer of 2023. However, concerns remain as to whether these potential trade partners could supply enough potash to meet the significant needs of Ukrainian farmers, especially as food producers around the world are anticipating higher demand for potash in the coming decades. To meet domestic needs, Ukraine will likely have to turn to smaller potash producers that are closer to home, such as Germany, Israel, and Jordan.

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Recommendations

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As the war continues to suppress agricultural production in Ukraine, the Ukrainian government continues to help improve Ukrainian producers’ access to fertilizer, and access to fertilizer remains a priority within support packages from Ukraine’s partners to its agricultural sector. This aid has been essential to maintaining Ukrainian agricultural production since February 2022. Nonetheless, the amount of assistance has been insufficient to meet farmers’ immediate needs, indicating the importance of additional efforts in this regard.

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Following is a description of ongoing best practices and additional steps needed to increase access to fertilizer.

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    Improved information about the specific fertilizer needs of Ukraine’s farmland, including through investing in both remote sensing and traditional laboratory soil-testing programs could enable farmers to purchase the right quantity of the right nutrients and inform the government’s projections for domestic fertilizer requirements.

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    Investment in Ukraine’s national infrastructure for geospatial data would enable high-quality, rapid soil analysis that could predict Ukraine’s fertilizer needs with greater accuracy.

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    As international partners such as USAID, the FAO, and others continue to support Ukrainian farmers’ access to fertilizers, improved information sharing regarding the long-term plans for Ukraine’s fertilizer market would help partners align their assistance with the needs of Ukrainian farmers and fertilizer producers.

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    At the same time, Ukraine’s partners should support rebuilding Ukraine’s capacity to produce nitrogenous fertilizers domestically, restoring — or even exceeding — Ukraine’s prewar production capacity, which will require an uninterrupted supply of raw materials, particularly natural gas.

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    As Ukraine rebuilds its capacity to produce fertilizers domestically, the Ukrainian government and partners should continue to calibrate assistance so as not to reduce demand for Ukrainian-produced fertilizers and fertilizers secured by domestic suppliers.

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    Ukraine’s candidacy for membership in the European Union will necessitate further reforms to its agriculture sector and production standards as the European Union aims for climate neutrality by 2050. For instance, aligning with the European Union’s common agricultural policy requires Ukraine certify 3 percent of its total agricultural land as organic by 2030. As Ukraine and its partners work to secure sufficient mineral fertilizer suppliers to fill the gap left by foregone Russian and Belarusian imports, concurrently incentivizing increased use of organic fertilizers would help sustain production and soil fertility, as well as support the country’s path to EU integration.

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    Finally, international partners should support Ukraine’s efforts to secure long-term suppliers of fertilizer, especially potash, to replace foregone inputs from Belarus and Russia.

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Conclusion

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Ukraine’s agriculture sector has been a major front in Russia’s war since Russia launched its full-scale invasion in February 2022. The systematic destruction of Ukraine’s farmland, agricultural equipment and infrastructure, and export capacity has contributed to a global food crisis that continues to affect millions around the world. For Ukraine to strengthen its economy to fend off Russia’s continued assault, restore its role as a major global food supplier, and maintain its counterweight to the influence Russia wields through its own agricultural exports, unprecedented support is necessary to restore Ukraine’s natural resources and transform its agricultural institutions, infrastructure, and labor force.

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As urgent needs — related to agriculture and all sectors affected by the war — occupy the attention of Ukraine and its international partners, they should not lose focus on a resource central to Ukraine’s rise as a global agricultural powerhouse: its black soils. The focus of this report has been the safe and expeditious demining of Ukraine’s farmland and increasing farmers’ access to fertilizer. Essential to both endeavors is soil testing, which could both ensure the safety of agricultural land once it has been cleared of mines and help farmers determine the appropriate types and levels of fertilizer to apply to their land. Rebuilding Ukraine’s agriculture sector from the ground up must involve identifying the optimal set of soil testing methods for Ukraine’s agricultural soils and scaling up a national infrastructure for such testing within Ukraine in the face of numerous, concurrent challenges imposed by Russia’s war.

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image10 +▲ Farmers use combine harvesters to harvest a wheat field near the city of Bila Tserkva on August 4, 2023, in Kyiv Oblast, Ukraine.

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Caitlin Welsh is the director of the Global Food and Water Security Program at the Center for Strategic and International Studies (CSIS), where she analyzes the drivers and consequences of food and water insecurity around the world, including for U.S. national security. Her specific areas of focus include the impacts of Russia’s war in Ukraine on global food security and nutrition, food insecurity in the U.S. military, and the coherence between U.S. global water security policy and U.S. global food security policy.

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Emma Dodd is a research associate for the Global Food and Water Security Program at CSIS, where she supports the program’s communication strategy and serves as the point of contact for research relating to the Russia-Ukraine War’s impact on global food security.

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Vitalii Dankevych is dean of the Faculty of Law, Public Administration and National Security, at Polissia National University in Ukraine and a professor at the Department of International Economic Relations and European Integration.

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Joe Glauber is a senior research fellow at the International Food Policy Research Institute (IFPRI) and currently serves as interim secretary of the Agricultural Market Information System (AMIS). He is also a visiting scholar at the American Enterprise Institute and a non-resident senior adviser at CSIS.

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Antonina Broyaka is an extension associate with the Department of Agricultural Economics at Kansas State University.

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From The Ground Up

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Caitlin Welsh, et al. | 2023.12.11
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Experts examine two aspects of Ukraine’s agricultural recovery that are critical to increasing its food production and exports: demining farmland and restoring farmers’ access to fertilizers.

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【初選47人案・審訊第 118 日】

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獨媒報導 | 2023.12.04
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  • 辯方指「非法手段」應限「武力」相關 官關注普通法原則是否適用《國安法》
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  • 何桂藍結案:控方將政治問題變刑事、議員只向選民問責法庭不應干預
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European Security Transformed

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Submarine Diplomacy

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Matthew P. Funaiole, et al. | 2023.11.17
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China is quietly deepening its influence along the Bay of Bengal, intimately linked to Beijing’s expanding overseas interests. Commercial satellite imagery reveals that China has made significant progress on a naval base it is constructing for Bangladesh’s military. The base houses a pair of submarines that Dhaka received from Beijing two years before ground broke at the facility. China has likewise transferred a submarine to neighboring Myanmar to aid the embattled military regime.

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New Energy Supply Chains

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Michal Meidan, et al. | 2023.11.16
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Russia’s invasion of Ukraine has focused attention on energy supply chains and contributed to growing unease in the West about the fact that supply chains for the commodities necessary for the global energy transition are highly concentrated in China (or under Chinese control).

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ESG Applied To Mining

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Romina Bandura and Austin Hardman | 2023.11.16
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As demand for minerals increases to achieve an energy transition, companies, regulators, and end users will need to assess the entire mine-to-market value chain to ensure that all firms are incentivized to adhere to best practices.

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